2 of 1940 - Amending Section 694, Revised Ordinance 1934, relative to license of stockbrokers. ROLL CALL
Salt Lake City.Utah; �.1.�� -9 1940
I93
VOTING AYE AY
Goggin - - - - - I move that the ordinance be'passed.
Keyser
Matheson - - - -
Murdock - - -
Mr.Chairman - - - AN ORDINANCE
Result
AN ORDINANCE AMENDING Section 694 of the Revised Ordi—
nances of Salt Lake City, Utah, 1934, as amended by an ordinance
passed by the Board of Commissioners on February 8, 1938, relating
to licenses.
Be it ordained by the Board of Commissioners of Salt Lake
City, Utah:
SECTION 1. That Section 694 of the Revised Ordinances of
Salt Lake City, Utah, 1934, as amended by an ordinance passed by
the Board of Commissioners on February 8, 1938, relating to licensers,
be and the same is hereby amended to read as follows:
SEC. 694. STOCKBROKERS TO HAVE LICENSE. It shall be
unlawful for any person to engage in or conduct the business,
or act in the capacity of stockbroker within the limits of Salt
Lake City, without first having obtained a license therefor as
in this chapter provided.
Any person who, for a commission or other compensation,
engages in, conducts, or negotiates the buying and selling or
offering for sale, or buying or selling or offering for sale of
stocks, shares, securities or evidence of stocks of corporations
or associations, or representatives of value, contracting in his
or its own name, or for or as agent of another, or for or on ac—
count of another, shall be deemed a stockbroker and engaged in
the business of stockbroker.
Any person engaged in said business of stockbroker,
having an office and established place of business in Salt Lake
City, shall obtain a license to carry on such business, and shall
pay for such license the sum of $6.00 per year.
Any person engaging in said business of stockbroker
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not having an office and established place of business in
Salt Lake City and every itinerant or traveling stockbroker
or curb broker, having no office and established place of
business in Salt Lake City, shall pay for such license the
sum of $50.00 per year.
SECTION 2. In the opinion of the Board of Commissioners,
it is necessary to the peace, health and safety of the inhabitants
of Salt Lake City that this ordinance become effective immediately
SECTION 3. This ordinance sh41 take of €i,ct at once upon
its first publication.
Passed by the Board of Commissioners of .}aft Lake City,
Utah, this fit day of January, A. D. 1940.
•
Mayor.
City recorder.
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Affidavit of Publication
STATE OF UTAH,
County of Salt Lake_JI__
• AN ORINANCE Leo H.Young
AN ORDINANCE AMENDING Section
tips of the Revised ordinances of Salt Lake Being first duly sworn,deposes and says that he is the ad-
City,Et., 1034, 9 amended by dt- p y
sau.Paned by the Board of Commieeion-
ere on February 8, 1938, relating to h- vertising clerk of THE DESERET NEWS, a newspaper
senste0.
Be 1t Ordained by theOtto and 1 Com-
;Waslonere of Sail Lake City,Utah:
Revised SECTION ..hge That Salt take c4 of the published in Salt Lake City,Salt Lake County,in the State
.1934, a amended by anordinance passed of Utah.
by the a Board of Commssioners on Febru-
Y e. same is hereby amended-o tiatopread
a da as
• Seg.
q� 89 STOCKBROKERS TO f rHAVEany That the advertisement Ordinance Bill No. 2
LICENSE.t It shall be'co'duct'theybesi-
nereoo to a n In or n
of act in the capacity 3 tity,with[
wiifiht t omits or Salt Lake City, � relating to licensee of Stockbrokers (Salt Lake City
tit first.having obtained a license there.
.for as,n this chapter provided.Any Persian who. for acommission
°m calon or
other compensation. engagesi i iea
Corporation)
or negotiates the baying and selling o
offering in, aa]] r buying r selling ter
ties or fir nee t Locls Corp a t n-
• ties oo•'evidence r stocks of corporations
or aL oting in is representatives own
name,
e.Oe to,
contractive in his orits own namr,o or
or ea skeet of another,9r or on
countof another.shall be deemed a stocicf
broker
r ii engaged in the oscines' ofstOckbrokeri was published in said newspaper, in its issue dated, the
An, oker. engaged in id business f
ito ed pia. fiaviue an n Sal and tab- lath January
ianad place o4 buainea9 to Salt t ake°ctti. day of A.D. 19 40
a tdrwor mau lie
•eae/ness,and'hell pay for h license the
°f ni s.00 roe year. 1 time
person not ha 'g said fice A and was published
.ofes,,Any
not having a office And
tybnoded glace oetit business trav Salt Lake
-City And r,,oery itinerantv ng nong offic-
-brnk stook-
-broker b broker,orbueine no office
d Lity.curbd
play P much license r salt• the last publication thereof being in the issue dated the
Corn City. shah pay for each licence the
of$50.002. Per year.
slim
o. Is,the opinion of the Board
the; A.D. 19
of ,health Commissioners,
ait i necessary inhabitants
day of
he ak d safety Ptbn in a ce be-
oom ale Lake CRY im that this ordinance be-
. Boma effective 3.Immediately.
effect
SECTION 3, This ordinance shall lake
efHas t once upon its of publication.
Passed by the Board o th.this 0th Commissioners
cof Ado tising Clerk.
f era Lake D.
10 Utah,
Janv.nr A.D.]849: AB JENKINS, o
Mayof.
Ethel Macdonald,City Recorder.
(SEAL)
Bill No. 2.
Published January l0th,1940.
•
Subscribed and sworn to before me this 16th day of
January 40
A.D. 19
• / otary Public.
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