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4 of 1962 - A resolution adopting intention and policy for budgetary and fiscal procedures for Salt Lake City. prV t i 4 f`- Resolution No. A By Commissioner Herbert F. Saart , COMP ISSIONSA Adopting intention and policy for budgetary and fiscal pro— cedures for Salt Lake City. Presented to the Board of Commissioner AND PASSED FEBs issz�0 CITY RECORDER 11111116. i 1 �� 14Ec lo2 I cc 2.a1 LION • ROLL CALL Salt Lake City, Utah, G ':°' , 196 VOTING Aye I move that the Resolution be adopted. Christensen . . ✓ Harrison . . . i - Sma�f • Romney . Mr. Chairman , t RESOLUTION Result . , ` .. WHEREAS, the basic purpose of local government is to efficiently provide the services which a community needs and desires and for which it can afford to pay; and WHEREAS, to achieve this objective there has been and will continue to be an unceasing need for the practice of economy and the constant improvement of the City's fiscal and budgeting procedures; and WHEREAS, the formulation of certain fiscal policies and objectives is considered a basic pre-requisite to the adoption and effective application of said fiscal and budgeting procedures; NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COMMISSIONERS OF SALT LAKE CITY, UTAH, that the following be adopted as a statement of intention and policy: 1. The Board shall foster the continuing development and application of improved fiscal and budgeting procedures and, as an immediate step in the achievement of such objective, shall encourage and endorse the early implementation of the provisions of the "Uniform Municipal Fiscal Procedures Act," as passed by the 1961 session of the Utah State Legislature. 2. The Board shall encourage, endorse and support the City Auditor, as the City's chief accounting and Budget Officer, in his efforts to achieve the following objectives: a. The development of long range budgeting for at least three years in advance for the City's operating funds and five years in advance for its Capital Improvements Funds. b. The stabilization and close correlation of the avail- able sources of revenue to the capital and service needs of the community in relation to its over-all ability to finance such needs. c. The continuation of the process of refining the budgeting procedures within the framework of present State Statutes so as to steadily improve the quality of preparation, execution and control - 2 - of the City's annual operating budgets. d. The establishment of a system of improved reporting to the Board of City Commissioners and the public which promptly and accurately sets forth the current financial status of the City's finances and the operating results of its various funds for any current period. e. The avoidance of deficits in operating budgets of the City and the accumulation of a reasonable surplus in its general fund for the restrictive purposes provided in the "Uniform Municipal Fiscal Procedures Act." f. The encouragement of the practice of economy in the operation of all departments and funds of the City each year; the encouragement of the achievement of this objective by adopting the budget philosophy of conforming expenditure of appropriated monies to the element of "need" in substitution of the "availability" of budgeted funds, a recognized weakness in the budget process at all levels of government. 3. In order to foster a spirit of cooperation between the City Auditor, as Budget Officer, and officials in the various operating departments of the City in accounting and budgetary matters, approval is given to the following procedures governing certain duties and responsibilities of departmental budget officers and other officials: a. Departmental budget officers shall be required to furnish the City Budget Officer such information and assistance in such manner as may be necessary to prepare the annual budgets and to fulfill the program of budget control established from time to time by the City Budget Officer. Insofar as the requirements of the City Budget Officer are concerned, the budgeting functions of the present departmental budget officers may be restricted to: (1) Assistance in preparation of annual budgets. (2) Preparation and review of requisitions and vouchers - 3 - and recording correct distribution account numbers thereon. (3) Recording of additions, terminations and other changes in semi-monthly payrolls. (4) Substantiation of items or quantities requested for purchase or expenditure to conform to actual need of the department involved. (5) The performance of such departmental cost accounting as may be desired by any department. (6) Cooperation in such other matters as may be required by the City Auditor in execution of his duties, including those of City Budget Officer. b. All proposed expenditures for which there is no budget appropriation, either within a City department, or for expenditures approved directly by the Board of City Commissioners, shall be first submitted to the City Budget Officer for approval or disapproval as to availability of funds. c. All requisitions for purchase of commodities or supplies submitted to the City Purchasing Agent or vouchers for other expenditures submitted directly to the Board of City Commissioners must have recorded thereon the correct account distribution numbers. d. Charging of a proposed expenditure on a requisition or voucher to an incorrect account number in order to utilize available unspent funds in a given line item appropriation will not be permitted by the City Budget Officer. e. No change or alteration in established accounting procedures or forms shall be made in any department without the written consent and approval of the City Auditor. f. In the interest of facilitating the current implement- ation of the "Uniform Municipal Fiscal Procedures Act" and other account- ing and budgetary procedures, the Board of City Commissioners recognizes the need to be kept fully informed as to the progress and impact of - 4 - these changes and, therefore, will encourage the holding of informal discussions with the City Auditor and other persons from time to time in meetinr.-s with the Board as a Committee of the Whole. Passed by the Board of Commissioners of Salt Lake City, Utah, this 11 day of 7,a,A.44.4a,4.. , 1962. 1V y_. Maq Pital!OtYciotr'ler