41 of 1973 - A resolution authoring the issuance of $3,000,000 Salt Lake City, Utah Tax Anticipation Bonds, Serie Irr
Resolution. Ili. 41.
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N ' .COMYI(tJ'OSIf1!
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If i. A Ythe'issuance of$3,000,001
11 Salt Lake City, Utah Tax Anticipation i
' II Bonds,-Series of July S„ 1973. i a
'', I Presented to the Board of Commissioners
l'! AND PASSED
f i JUN 2 71973 ''
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ROLL CALL iS
VOTING Aye Nay Salt Lake City,Utah, June 27 ,19 73
jMr.Chairman
Barker I move that the Resolution be adopted.
Harmsen CCU
Harrison
Mayo
Phillips eibtarki.
RESOLUTION
Result /
xr
TRANSCRIPT OF PROCEEDINGS
AUTHORIZING THE ISSUANCE OF
$3,000,000.00
SALT LAKE CITY, UTAH
3.60%
TAX ANTICIPATION BONDS
Series of July 2, 1973
• . The Board of Commissioners of Salt lake City, Salt Lake County, Utah,
in 1 in regular session on Thursday, the 14t.h day of June, A.D., 1973, at the hour
of 3 :20 o'cln_t. A.N., at its regular ocetins nlace in the City and County Building,
Salt take City , Utah. The meeting was called to order and on roll call the follow-
ing Cers sic p'eseet:
L. 3. barn, Mayor and Commissioner of Water Supply and Wateniorks
Jcn!.ln;_, Phillips, Jr., Coiumissioner of Public Affairs and Finance
Jars:.. L. barker, Jr., Commissioner of Public Safety
Conrc.l B. Harrison, Commissioner of Parks & Public Property
Stcp cn L. Harrasen, Commissioner of Streets & Public Improvements
Herewi J. Hogonsen, City Recorder
Jack 1 . Crellin, City Attorney
Joor .5 L. Cutler, City Treasurer
Aftrr the conduct of other business not pertinent to the following, the
UoarJ cf Conuiiscior:ers opened bids for the purchase of $3,000,000.00 of Tax
Anticil',;tion f:c.:Us of the City, Series of July 2, 1973. The bids were as follows:
Name of Bider Interest Rate Premium
U3-a,r Bank a: bust Company 3.60% None
tJnn`; rirst t:=:Linn 'l Bank 4.56% $ 3n.w0
United California Bank 4.57% $ 6.00
Gank of l'meric•., fi.r., 4.64% None
Cr ,r .c rcial Sec:„ ity Lank 4.65% $100.00
First Security f>cnk of Utah, N.A. 4.72% None
Continental B,r.l a Trust Company 4.83% None
Aft_r reading and considering the above bids, it was determined that
Hallo Bank I ;tint Company of Salt Lake City, Utah, had submitted the best and
most ,:Jv,u,Larp c„_ bid for the purchase of said bonds.
Ther :gn r, the following resolution was introduced by Conmissioner
Jennirefc Philliis, Jr., and was adopted by the following vote:
Aye: F. J. Care Mayor
Janes L. Barker Commissioner
Stephen L. ilarrasen Conmissioner
Conrad P. Harrison Commissioner
Jennings Phillips, Jr. Commissioner
Na Nino
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The resolution is as follows:
A RESOLUTJOR confinviinq the sale of $3,000,000 Salt Lake City Tax Anticipation
Bonds and fixing the interest rate to he borne by said bonds.
WHEREAS pursuant to notice of sale, the Board of City Conmissioners of
Salt Lake City received sealed bids for the purchase of $3,000,000.00 Tax
Anticipation Bonds of Salt Lake City, Utah.
WHEREAS the bid of Walker Bank & Trust Company of Salt Lake City, Utah,
has been determined to be the highest and best bid for the purchase of said bonds,
said bid being as follows:
Honorable (layer and Board of City Commissioners
210 City & County Building
Salt Lake City, Utah
Gentlemen:
In response to your invitation for us to bid for an aggregate of $3,000,000.00
Salt Lake City, Utah, Tax Anticipation Bonds, we submit the following:
For S3,000,000.00 of your legally issued Tax Anticipation
Bonds, to be dated July 2, 1973, and to be due December 31,
19/3, bearing interest at the rate of 3.603 per annum, we
will pay S3,000,000.00 plus accrued interest from date of issue
to the date of delivery to us in federal funds.
Both principal and interest are to be payable at maturity at a bank or trust company
designated by us. Bonds are to be issued in convenient denominations as specified
us. You are to Lake sucn action and pass-sues resolutions and execute and certity
all such documents as our attorneys may require to the end that, in their opinion,
the bonds may be locally issued. The bonds shall contain a covenant by you that
you will comply at all tires during the period the bonds are outstanding with all
requirements of the Internal Revenue Code of 1954 as amended and in particular
Section 103 thereof, and all regulations now or hereafter adopted pursuant to.
We will provide the bond forms and furnish the approving legal opinion at our
expense.
This offer is for immediate acceptance only. The bonds are to be delivered as soon
as conveniently possible.
Attached is our Cashier's Check for $60,000.00 payable to Salt Lake City Corporation
which is evidence of our "good faith" in this transaction. If this is the winning
hid, this chock should be applied to the purchase price of the bonds when they are
delivered to us. If our hid is rejected, the check is to be returned to us promptly.
Net Effective Rate: 3.60%
Respectfully submitted,
Walker Bank & Trust Company
By: s/ ztG/
Glen V. (large
Assistant Gassier
Tee above and foregoing offer is hereby accepted on behalf of
Salt Lake City, Utah,
this 1 4th day of June, 1973.
ATTEST: , 1
v Mayor
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WHEREAS, in the opinion of the Board of City Commissioners, it is to.
the best interests of Salt Lake City that such bid be accepted and the sale of
said bents be approved and confirmed;
BOW, THEPEEORE, Be It Resolved by the Board of Commissioners of Salt
Lake City as follows:
Section 1. The bid of Walker Bank & Trust Company of Salt Lake City,
Utah, for the purchase of $3,000,000.00 Tax Anticipation Bonds described in the
offer to purchase be and the same is hereby accepted.
Section 2. Said bonds shall bear interest at the rate of 3.60% per
annum interest payable at maturity.
Section 3. Said bonds shall be delivered to the purchasers thereof
as soon as may be after the adoption of this resolution pursuant to due payment
therefor in accordance with the terms of the sale.
Section 4. This resolution shall be in full force and effect immediately
upon adoption.
Adopted this 14th day of June, 1973.
IP
glikr
[SEAL]
ATTEST:
H� .an J. 4 e
N,AAAAT-/
City Recorder
The Board of Commissioners of Salt Lake City, Salt Lake County, Utah,
27th
met in rccreler session on the t*th day of June, A.D., 1973, at the hour of 10:00
o'clock, A.M., at its regular meeting place in the City and County Building, Salt
Lake City, Utah. The meeting was called to order by Mayor E. J. Garn, and on
roll call the foliotring members were present:
E. J. Darn, Mayor and Commissioner of Water Supply and Waterworks
xl ci*rc39c4 1si mx-Srp;xSAxnmivEtkaroxoc6C thi xlifkeci xxml4xfc
Conrad B. Harrison, Commissioner of Parks and Public Property
Stephen L. Hanmsen, Commissioner of Streets and Public Improvements
James L. Parker, Jr., Commissioner of Public Safety
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Also Present:
Herman J. Hogeusen, City Recorder
Joseph L. Fakler, City Treasurer
`cril: Jennings Phillips, Jr. Commissioner of Public Affairs and Finance
IMPR
The City Treasurer stated that the bid of Walker Bank & Trust Company
for the purchase of $3,000,000.00 Tax Anticipation Bonds of Salt Lake City, Utah,
dated July 2, 1973, had heretofore been approved and recommended adoption of a
resolution to authorize the issuance of such bonds. After full discussion,
Mayor E. J. Garn
CxxxiSSioluRxmagmnilMRsxiehiAiip2NxAx. introduced and moved the adoption of the
follo;riny resolution, which resolution was adopted by the following vote:
Aye: E. J. Garn Mayor
(ABSENT) Jennings Phillips, Jr. Commissioner
James L. Barker Commissioner
Stephen L. Ilarmsen Commissioner
Conrad B. Harrison Commissioner
Nay: None
The resolution is as follows:
A RESOLUTION PROVIDING FOR THE ISSUANCE AND SALE OF THREE MILLION DOLLARS ($3,000,000.00)
TAX ANTICIPATION GONDS OF SALT LAKE CITY, UTAH, SERIES OF JULY 2, 1973.
WHEREAS, there is an 'immediate and pressing need for the raising of funds
in the amount of Three Million Dollars ($3,000,000.00) for the purpose of meeting
the current expenses of Salt Lake City for the fiscal year ending June 30, 1974,
until the payment of taxes and the receipt of other revenues for said fiscal year,
and •
WHEREAS, said sum now to be raised, together with other indebtedness
incurred for the purpose of meeting the current expenses of Salt Lake City for the
fiscal year ending June 30, 1974, is not in excess of the revenues to be raised
for such fiscal year.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COMMISSIONERS OF SALT
LAKE CITY, UTAH:
Section 1. The City of Salt Lake City, Salt Lake County, Utah, for the
[rirrpw e of meeting expenses of said city for the fiscal year July 1, 1973, through
June 30, 1974, until the payment of taxes and other revenues for such fiscal year,
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shall borrow the sum of Three Million Dollars ($3,000,000.00) and for that purpose.
and as evidence of such indebtedness shall issue three bonds of the denomination
of One Million Dollars 01,000,000.00) each, numbered one (1) to three (3),
inclusive, dated July 7, 1973, due and payable December 31, 1973, bearing interest
at the rate of three and sixty hundreths percent (3.60$) per annum, interest
payable at maturity, both principal and interest being payable at the places
designated in the form of bond set forth below. Said bonds shall be in substan-
tially the following form:
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UNITED STATES OF AMEIRICA
STATE OF UTAH
SALT LAY.E CITY
TAX ANTICIPATION UO:ID
SERIES OF JULY 2, 1973
No. $1,000,000.00
KN011 ALL MEN BY THESE PRESENTS: That the above-named duly incorporated City in
the State of Utah, hereby acknowledges itself to he indebted and for value
received hereby promises to pay to the bearer hereof the sum of One [Million
Dollars ($1,00,0,000.00) in lawful money of the United States of America on the
31st clay of Dec saber, 1973, at the head Office of Walker Bank & Trust Company,
with interest thereon at the rate of Three & Sixty/100ths per cent (3.60%)
per annum from date until paid, interest payable at maturi ty.
This bond is or.e of a series of similar bonds of like designation issued in the
aggregate arnour,t of Three Million Dollars ($3,000,000.00) issued pursuant to
Section 10 -6, Utah Code Annotated, 1953.
The governing body of the above-named City shall levy in the fiscal year ending
June 30, 1974, a sufficient tax and shall provide for the collection of sufficient
revenues other than taxes to pay the principal and interest on this bond as the
same shall fall clue, and this bond is issued in anticipation of the payment of
such taxes and the collection of such revenues for such fiscal year.
It is hereby certified, reci ted and declared that the entire indebtedness of said
City hereby incurred is not in excess of the taxes and other revenues of said
City to be levied and collected for such fiscal year and that said indebtedness
was and is contracted for the purpose for which said taxes and revenues are levied
and to be collected.
It is further certi fled, reci ted and declared that all conditions, acts and things
nni'ial +e i-f,� , 1t li+„ r +V,:r Lc-, �.
d .-+ be— I'apponv and ha,,
and that every requitement of law affecting the issue hereof has been duly complied
with, and that this bond is within every debt and other limit prescribed by the
Coca.Li tuti on er,d Laws of said State, and that the full faith and credit of the
above-named City are hereby irrevocably pledged to the punctual payment of the
principal and interest of this bond according to its terns.
IN l-[IT:iESS WHERcoF, tee above-named City has caused this bond to be signed by its
Mayor, its corrorate seal to be hereunto affi xed, and countersi gned by its City
Recorder, as of the 2nd day of July, 1973.
Countersigned:
(tee not sign) (Do not sign)
City kecorder Mayor
[SEAL]
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There shall be endorsed on each of said bonds the following certificate:
"City Auditor's Certificate"
I hereby certify that this bond is within
the lawful debt limit of Salt Lake City,
Utah, and is issued according to law.
(Do not sign)
City Auditor
Section 2. All the covenants, statements, representations and agreements
contained in said bonds are hereby adopted as covenants, statements, representations,
agreements and promises of Salt Lake City, Utah.
Section 3. The Mayor of Salt Lake City is hereby authorized and directed
to sign and execute said bonds and the City Recorder is hereby authorized and
directed to countersign the same and affix the seal of Salt Lake City to said bonds
and the City Auditor is hereby authorized and directed to place upon said bonds
the certificate in the manner and form set forth above and the act of the Mayor,
City Recorder and City Auditor in so doing are and shall be the act and deed of
Salt Lake City.
Section 4. The Board of Commissioners shall levy in the fiscal year
ending June 30, 1974, a sufficient tax or provide for the collection of sufficient
revenues to pay the principal and interest on said bonds as the same shall fall
due and for the payment of said bonds and the interest thereon the full faith,
credit and taxing power of Salt Lake City are hereby irrevocably pledged and the
Board of Commissioners hereby covenants with the holders of said bonds that it
will levy in such fiscal year sufficient taxes and provide for the collection of
sufficient revenues for the payment of the principal and interest of said bonds.
Section 5. Walker Bank & Trust Company has offered to purchase said
bonds at a price of par plus accrued interest to the date of delivery of said
bonds, ,inch price is satisfactory to the Board of Commissioners and which offer
is the higest, host, and most advantageous received for the purchase of said bonds
and will result in the lowest obtainable rate of interest on said bonds. Said
offer is and the same is hereby accepted and the City Treasurer is hereby author-
ized and directed to deliver said bonds to the purchaser thereof upon receipt of
the purchase price therefor.
Section 6. It is hereby resolved and certified that all or a major
portion of the proceeds of said bonds will not be used directly or indirectly to
acquire securities within the meaning of the Internal Revenue Code or obligations
(other than obligations of a state, a territory, a possession of the United States
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or any go litical subdivision of the foregoing or of the District of Columbia) which .
m,ay he rensonnbly c .perted at tie time of issuance of such bonds to produce a yield
over the term of the bands which is meteri,ully higher (taking into account any
discount or premium) than the yield on the bonds themselves or to replace funds
ohich were used directly or indirectly to acquire such securities or obligations; •
provided, the foregoir3 certificati on shall not preclude said City through i ts proper
officers, from investing all or a part of the proceeds of such bonds for a temporary
period in recurit-ies or other obligations until such proceeds are needed for the
purpose of paying the current expenses of said City.
The City covenants it sill make no use of the proceeds of said issue of
bonds ole oh will cause the same to he arbitrage bonds within the meaning of Section
103 (d), Internal Revenue Code of 1954 as amended, and the City will comply with the
requiresonts of said section and the lawful regulations adopted pursuant thereto
throughout the term of the issue.
Section 7. In the opinion of the Board of Coneissioners because of the
necessity for funds to meet the current expenses of Salt Lake City, an emergency
is hereby declared it being necessary for the peace, health and safety of the
inhabitants of Salt Lake City, that this resolution shall take effect at once.
Section C. This resolution shall take effect immediately.
PASSED by the Board of Commissioners of Salt Lake City, Utah, and
27th
approved this i>ffitio day of June, 1973.
Mayor
ATTEST:
City Recorder
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SlATE OF I11AH
ss. .
COU!ITY OF SALT LAKE )
I, HER MAN J. IIOGENSEN, the duly chosen, qualified and acting City
liecorder of Salt Laic City, Salt Lake County, Utah, do hereby certify as follows:
1. The foregoing and attached pages are a full, true and correct copy
of the rn mutes of a regular meeting of the Board of Commissioners of Salt Lake
City, Utah, duly and lawfully called and held on the 14th day of June, 1973, at
the hour of 10:00 o'clock A.M. insofar as the minutes of such meeting refer to
or concern the issuance of 53,000,000.00 Salt Lake City, Utah, Tax Anticipation
Fends, dated July 2, 1973; that said minutes and the resolution contained therein
have been duly recorded in my office in a book kept for that purpose; that said
meeting was duly called and lawfully held at the time and place specified by.
ordinance of said City for regular meetings of said Board of Commissioners
establishing each Tuesday, Wednesday and Thursday at 10:00 o'clock A.M. as the
time and the City Cumod ssion Chambers in the City and County Building, Salt Lake
City, Utah, as the place for the holding of regular meetings of said Board of
Commissioners; that the foregoing proceedings were in fact held as in said minutes
specified.
2. Salt Lake City, Utah, is a city of the first class, was incorporated
on January 6, 1851, and according to the United States census for the year 1970
had at that time a population of 176,793.
3. The names of the members of the Board of Conmmissioners and municipal
officers of Salt Lake City are as follows:
Term Expires
Mayor E. J. Barn January 5, 1976
Commissioner Stephen L. Ilarmsen January 5, 1976
Comoissioner Jennings Phillips, Jr. January 5, 1976
Commissioner James L. Barker, Jr. January 7, 1974
Commissioner Conrad B. Harrison January 7, 1974
City Auditor Lawrence A. Jones January 7, 1974
City Treasurer Joseph L. Fakler Appointed January 1, 1972,
still in office
City Recorder Herman J. Hogensen Appointed May 15, 1956,
still in office
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4. There is no litigation pending or threatened affecting in any way
the 1eeality of the ;,3,000,000.00 halt Lake City, Utah, Tax Anticipation Bonds,
dated July 1U/U, or any slatlar issue of bonds issued by Salt Lake City of
the boundaries of the City or the title to office of any of the officers thereof.
5. No referendum petition has been filed affecting in any way the
resolution passed by the Board of Commissioners of Salt Lake City, Utah, authorizing
the issuance of S3,000,000.00 Salt Lake City, Utah, Tax Anticipation Bonds, dated
July 2, 1973.
IN WIT11LS> WHEREOF, I have hereunto set my hand and affixed the corporate
seal of Salt Lake City this 27th day of June , 1973.
o er
[SEAL]
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STATE OF UTAH
SS.
i S)UI I Y 01 ';A! ! LAK! )
The undersigned officers of Salt Lake City, Utah, indicated by the
official title opposite our names, hereby certify that on or before July 2, 1973,
, and each of us, officially executed each of the $3,000,000.00 Salt Lake City,
Utah Tax Anticipation Bonds, dated July 2, 1973, each in the denomination of
$1,000,000.00 each, numbered 1 to 3, inclusive, bearing interest at the rate of
three and sixty hundreths percent (3.601 per annum, both principal and interest
being due and payable on December 31, 1973, by signing said bonds in the manner
and capacity indicated by our signatures-and titles subscribed hereto, being on
the date this certificate bears and at the time said bonds were signed by us,
duly chosen, qualified and acting officers of said city, indicated by said titles
and authorised in all respects to execute the same.
We further certify that NO LITIGATION of any nature is NOW PENDING or
THREATENED, RESTRAINING or ENJOINING the issuance of and delivery of said bonds
or the levy and collection of taxes and other revenues to pay the principal and
interest of the same nor in any manner questioning the proceedings and authority
wider which the same are issued or the validity thereof; that neither the corporate
existence or boundaries nor the title of the present officers to their respective
offices is being contested; that no authority or proceedings for the issuance of
said bonds has been repealed, revoked or rescinded.
The corporate seal of Salt Lake City, Utah, is impressed on each of
said bonds.
The undersigned Auditor further certifies that he has executed on the
hack of said bends a certificate reading substantially as follows:
City Auditor's Certificate
I hereby certify that this bond is within
the lawful debt limit of Salt Lake City, Utah,
and is issued according to law.
(Do not sign)
City Auditor
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IN WITNESS WHEREOF, we have hereto affixed our signatures and impressed
thereon tile official seal of Salt Lake City, Utah, on this 27th day of
J,nie, 1973.
Signa_ur s Official Title
Mayor, Salt Lake City, Utah
ANLAMNLCity Recorder, Salt Lake City, Utah
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City Auditor, Salt Lake City, Utah
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1 here y ertify that the signatures of the officers above subscribed
are true and genuine.
WALKER BANK & TRUST COMPANY
Glen . Margetts
Assi tart ashier
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STATE OF UITAH
: ss. AUDITOR'S CERTIFICATE
COUJTY OF SALT LAKE )
- 1, I A4JIJ:NC1I A. JONES, the duly chosen, qualified and acting City Auditor
of Salt Late City, Utah, do hereby certify as follows:
1. The total assessed valuation of all taxable property
within the City, according to the assessment for the year 1972 as
iUlly equalized was $342,009,230
and for the year 1973 will not be less than $346,270,213
2. The tax levy for the City for the year 1972 was 24.5
mills and produced the sum of $8,239,241
and license fees and other revenues received to date during the
fiscal year ending June 30, 1973, exclusive of such taxes, is $12,742,393
3. The estimated expenses for the fiscal year ending
Jane 30, 1974, will be $ 24,677,857
which sum it will be necessary to raise by taxes and other revenues
during such fiscal year.
4. The estimated tax levy for the year 1973 is 24.5 mills,
which is estimated to produce the amount of $8,229,111
and the license fees and revenues other than from general taxes of
Salt Lake City for the fiscal year ending June 30, 1974, are estimated
to produce $ 16,448,746
so that the total estimated taxes and other revenues of Salt Lake City
levied and to be collected for the fiscal year ending June 30, 1974,
will be $24,677,857
of which there has been received to the date of this certificate
bears the sue! of NONE
5. The taxes heretofore levied for all previous years not
yet collected or paid to said City which are outstanding and uncollected
on the date this certificate bears are approximately $ 140,000
6. The total authorized issue of $3,000,000 Salt Lake City
Tax Anticipation Bonds, dated July 2, 1973, may be legally issued and
delivered within the debt limit of said City, is not in excess of the
estimated taxes and other revenues of said City for the fiscal year
ending June 30, 1974, and is made in anticipation of the collection
of such taxes and other revenues.
7. The total indebtedness of said City made in anticipation
of the collection of taxes and other revenues for the fiscal year
ending Jane 30, 1974, including the present issue of $3,000,000 Salt
Late City, Utah, Tax Anticipation Bonds, dated July 2, 1973, is . . . . $ 3,000,000
C. The aggregate amount of floating and other indebtedness
of said City of every nature whatsoever, including all outstanding
warrants in excess of the funds on hand and available for payment of
such warrants, other than the indebtedness mentioned in paragraphs 7,
9 and 10 is $ None
9. The City has revenue bonds outstanding in the sum of . $ 155,000
for which $
is required for principal and interest payments during the fiscal year
ending June 30, 1974.
10). The total bonded general obligation indebtedness of said
City, exclusive of the present issue of $3,000,000 Salt Lake City, Utah,
Tax Anticipation Bonds, dated July 2, 1973, is $ 19,425,000
ant the total amount of cash in all sinking funds of the City set aside
for the payment of such indebtedness is not less than $ 4,019,843
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11. The City has never, within the ten years last past,
defaulted for fifteen days or more in the payment of principal or
interest of any bonded debt authorized to he contracted by it.
IN 1IITIIESS WHEREOF, I have hereunto set my hand and affixed the corporate
seal of Salt Lake City, Utah, as of this _27th day of July, 1973.
City Auditor, Salt Lake :City, y h
[SCRIJ
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ARBITRAGE CERTIFICATE
(Tax Anticipation Bonds)
STATE OF UTAH
ss.
COUNTY OF SALT LAKE )
The undersigned Treasurer of Salt Lake City, Utah, "Issuer," certifies
and reasonably expects that the following will occur with respect to the tax
anticipation bonds of the Issuer in the aggregate principal amount of $3,000,000.00
dated July 2, 1973, (the "Bonds"):
1. The Bonds are to be issued in anticipation of the collection of
taxes and other revenues of the Issuer for the current year and are for the
purpose of financing all or a portion of the maximum anticipated cumulative
cash flow deficit of the Issuer computed pursuant to the regulations proposed
by the United States Treasury Department published in the Federal Register on
May 3, 1973.
2. The maximum anticipated cumulative cash flow deficit of the Issuer
from the date of issue of the Bonds to maturity is computed as follows:
Cumulative
RECEIPT (B) EXPENSE (A) Surplus (or
Estimated Estimated Deficit) at
E Receipt end of month (c)
Cash and other amounts (d)
available for payment of
expenditures as the end -- -- $ 1,026,750
of the month of June , 19 73
(insert last month preceding
date of issue for which figures
are available).
Each succeeding month
from issue to maturity $ $ $
July 1,230,120 1,803,739 453,133
August 1,081,325 2,293,606 (759,2211
September 994,380 1,974,334 (1,739,173)
October 2,629,560 2,146,468 (1,256,081)
November 2,723,160 2,044,690 (577,611)
December 3,003,480 1,691,986 733,883
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Footnote (a) "Estimated Receipts" does not include receipts which do
not become a part of the general funds of the Issuer
because they can only be used for specific purposes and
"Estimated Expenses" does not exclude expenses from
receipts which are so earmarked and limited. All other
receipts, including receipts from investments, property
taxes, fees and other revenue available for general
purposes of the Issuers and all expenditures from such
funds for such purposes are included in such estimates.
Footnote (b) For purposes of the foregoing computation, it has been
assumed that all receipts will be received on the first
day of each month.
Footnote (c) "Cumulative Surplus" does not include the amount of a
cash balance reasonably required by the Issuer as a
reserve for payment of expenditures.
Footnote (d) Amounts in accounts, including general fund accounts and
special accounts, have been considered to be available
for the payment of expenditures to the extent that such
accounts may be invaded to pay such expenditures without
a legislative, judicial or contractual requirement that
such accounts be reimbursed.
3. The maximum cumulative cash flow deficit
according to the foregoing computation is $ 1,739,173
and the amount reasonably required by the Issuer as a
cash balance on hand at all times is $ 2,146,468
so that the total maximum anticipated cumulative cash
flow deficit during the period prior to maturity of the
Bonds is $ 3,885,631
On the basis of the foregoing, it is not expected that the proceeds of
the Bonds will be used in a manner which cause the Bonds to be Arbitrage Bonds
under Section 103 (d) of the Internal Revenue Code and the regulations prescribed
under the Section. To the best of my knowledge and belief, there are no other
facts, estimates or circumstances that would materially change the foregoing
conclusion.
DATED this 27 day of June 1973.
Treas'urer
STATE OF UTAH
ss.
CHUM' OF SALT LAKE )
RECEIPT
I, Joseph L. Lakler, the duly chosen, qualified and acting Treasurer
of Salt Lake City, Utah, do hereby certify that I have on this,2'21 day of
July, 1973, received from Walker Bank & Trust Company, the purchase price of
• $3,000,000.00 Salt Lake City, Utah, Tax Anticipation Bonds, dated July 2, 1973,
bonds numberes 1 through 3 in the principal amount of $1,000,000.00 each,
December 31, 1973, and hearing interest at the rate of 3.600 per annum, said
purchase price being as follows:
Principal $3,000,000.00
TOTAL
I hereby certify that the officers who signed the bonds, viz: E. J.
Garn, Mayor, Salt Lake City, Utah, Lawrence A. Jones, Auditor, Salt Lake City,
Utah, and Herman J. Hogensen, Recorder, Salt LaktCity, Utah, are still in
office.
DATED THIS n d day of July, 1973.
rc surer, S t Lake City, Utah
[SEAL]