46 of 1979 - A RESOLUTION AUTHORIZING THE ISSUANCE AND PROVIDING FOR THE SALE OF $2,195,000 SPECIAL IMPROVEMENT B ■
July 8. 1979•
;-
Honorable Jennings Phillips, Jr.
Commissioner of Public Affairs
and Finance
211 City and County Building
Salt Lake City, Utah
Dear Commissioner Phillips:
The Board of City Commissioners, at its meeting today. passed Reakhlthmi
No. 48 of 1979, authorising the issuance and providing for the sale of
$2,195,000 Special Improvement Bonds d Salt Lake City. Salt lake Cc atr,
North Point Special Improvement District, Watsrmain ladeesion 544013.
Yours truly,
74 � v
City Recorder/�
ma
CC:
Mayor Wilson
Commissioner Campbell
Commissioner Greener r '
Commissioner Agraz
Attorney Water
Treasurer Mr Pox
Auditor
Files-2
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/ Salt Lake City, Utah
July 3, 1979
The City Commission of Salt Lake City, Salt Lake County,
Utah, met in regular session at its regular meeting place in
said Municipality at 10:00 a.m. on Tuesday, the 3rd day of
July, 1979, with the following members present:
Glen N. Greener Commissioner
Jennings Phillips, Jr. Commissioner
Jess A. Agraz Commissioner
David C. Campbell Commissioner
Also present:
Mildred V. Higham City Recorder
Absent:
Ted Wilson Mayor
Commissioner Jennings Phillips, Jr. introduced and moved
the adoption of the following resolution:
RESOLUTION NO. 46
A RESOLUTION AUTHORIZING THE ISSUANCE AND PROVIDING FOR
THE SALE OF $2,195,000 SPECIAL IMPROVEMENT BONDS OF SALT
LAKE CITY, SALT LAKE COUNTY, NORTH POINT SPECIAL
IMPROVEMENT DISTRICT, WATERMAIN EXTENSION 35-4012;
PRESCRIBING THE FORM OF BOND AND INTEREST COUPONS,
MATURITY AND DENOMINATION OF SAID BONDS; PROVIDING FOR
THE CONTINUANCE OF A GUARANTY FUND LEVY AS PROVIDED BY
STATUTE; AND PROVIDING WHEN THIS RESOLUTION SHALL BE IN
EFFECT.
WHEREAS, the City Commission of Salt Lake City, Utah,
has heretofore adopted proceedings for the construction of
improvements in Salt Lake County, North Point, Utah, Special
Improvement District, Watermain Extension 35-4012, and the
Ordinance of said Municipality confirming the assessment roll
for such improvements having been duly adopted and approved
on the 7th day of June, 1978; and
WHEREAS, notice of assessments to property owners in
said District has been published in accordance with the
requirements of the laws of the State of Utah and the
ordinances of said Municipality, and notice of assessment has
been mailed by the Treasurer to all the owners of property
assessed in said District; and
WHEREAS, the total cost of the project was
$2,224,821.33, that the Municipality's portion was $--0--,
that during the fifteen-day period following the effective
date of the ordinance levying the assessment, property owners
in said District have paid or have committed to pay
$27,290.03 on the principal of their assessments, leaving an
amount to be paid through the issuance of bonds or from funds
provided by the Municipality of $2,197,531.30; and
WHEREAS, for the purpose of saving the Municipality the
time and expense of holding a public sale on the bonds,
including preparation of the necessary documents therefor,
Boettcher & Company of Salt Lake City, Utah, has agreed to
submit and has submitted its offer to purchase the Bonds
herein authorized at par and accrued interest, if any, to the
date of delivery, bearing interest at a rate or rates
hereinafter set out; and
WHEREAS, in the opinion of the City Commission of Salt
Lake City, the offer of Boettcher & Company to purchase said
Bonds is the best and most advantageous offer received and
the most advantageous offer that might be received for said
Bonds;
NOW, THEREFORE, Be It Resolved by the City Commission of
Salt Lake City, Utah:
Section 1. All the proceedings heretofore taken and
adopted for the creation of Salt Lake City, Salt Lake County,
North Point Special Improvement District, Watermain Extension
35-4012, and for the construction of improvements therein and
the assessment of a part of the cost of constructing such
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improvements on and against the private properties in said
District shall be and the same are hereby ratified, approved,
and confirmed. No assessment will exceed the benefit to be
derived from the improvements by the piece of property
assessed and no parcel of property will bear more than its
proportionate share of the cost of the improvements to be
made.
Section 2. For the purpose of payment of the cost and
expense of such improvements against the funds created and to
be collected from such special assessments, there shall be
issued $2,195,000 Special Improvement Bonds of Salt Lake
City, Salt Lake County, North Point Special Improvement
District, Watermain Extension 35-4012. Said Bonds are to be
dated as of the 1st day of July, 1979, will be issued in
denominations of $5,000 and are not registrable as to
principal and/or interest, and will mature serially in
numerical order on June 30th as follows:
DUE DATE PRINCIPAL AMOUNT COUPON RATE
1980 $215,000 6.15%
1981 $220,000 6.15%
1982 $220,000 6.15%
1983 $220,000 6.15%
1984 $220,000 6.15%
1985 $220,000 6.15%
1986 $220,000 6.15%
1987 $220,000 6.15%
1988 $220,000 6.15%
1989 $220,000 6.15%
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Both principal and interest shall be payable at Zions
First National Bank, Salt Lake City, Utah.
The Municipality has reserved the right to redeem the
Bonds maturing on June 30, 1985, or after, in order of
maturity, on June 30, 1984, or on any principal and interest
payment date thereafter at a price equal to the principal
amount of Bonds redeemed and accrued interest to the date of
redemption.
Section 3. Said Bonds and the coupons thereto attached
shall be in substantially the following form:
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STATE OF UTAH
COUNTY OF SALT LAKE
SALT LAKE CITY
SPECIAL IMPROVEMENT BOND
NORTH POINT SPECIAL IMPROVEMENT DISTRICT,
WATERMAIN EXTENSION 35-4012
No. $5,000.00
For value received Salt Lake City, Salt Lake County,
Utah, (the Issuer), a municipal corporation duly organized
and existing under the laws of Utah, hereby promises to pay
to bearer hereof, out of special funds available for such
purpose, as hereinafter set forth, the principal sum of Five
Thousand ($5,000.00) on the 30th day of June, 19 , with
interest thereon until maturity at the rate of six and
fifteen-hundredths percent (6.15%) per annum according to the
coupons hereto attached, payable annually on the 30th day of
June in each year, both principal and interest being payable
in lawful money of the United States of America at Zions
First National Bank, Salt Lake City, Utah, upon presentation
and surrender of this Bond and of the annexed coupons as they
severally become due.
This Bond is one of a series of four hundred thirty-nine
(439) Special Improvement Bonds (in denominations of $5,000)
numbered consecutively from 1 to 439 both inclusive, issued
by the Issuer, all of which are of like date and aggregate the
total amount of $2,195,000.
Payment of this Bond and the interest thereon shall be
made from, and as security for such payment there is pledged,
a special fund designated as the Bond and Interest Fund of
Salt Lake City, Salt Lake County, North Point Special
Improvement District, Watermain Extension 35-4012,
containing the receipts derived by said Issuer from the
special tax and assessment levied upon the property included
in said Special Improvement District of said Municipality, by
Salt Lake City Ordinance No. 80 which became effective on
June 9, 1979, for the purpose of paying the cost of
constructing a watermain consisting of approximately 7,360
feet of 36-inch water pipe, 26,840 feet of 24-inch water
pipe, and 7,512 feet of 20-inch water pipe, together with
valves, other appurtenances and other miscellaneous work
necessary to complete the improvements in a proper and
workmanlike manner under, by virtue of, and in full
conformity with the Constitution and Laws of the State of
Utah and certain ordinances and resolutions of said Issuer
duly passed and made law thereof prior to the issuance
hereof.
The Municipality reserves the right to redeem the Bonds
maturing on June 30, 1985, or after, in order of maturity, on
June 30, 1984, or on any interest payment date thereafter at
a price equal to the principal amount of Bonds redeemed and
accrued interest to the date of redemption.
It is hereby certified that a Special Improvement
Guaranty Fund has been created by ordinance as authorized by
Utah statutes, and said Issuer agrees that at all times
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during the life of this Bond and until payment thereof in
full, said fund shall be at all times maintained as therein
required. This Bond is not a general obligation of the
Issuer but is payable exclusively out of said Bond and
Interest Fund and said Special Improvement Guaranty Fund.
Said Issuer shall not be held liable for the payment of this
Bond, except to the extent of the Funds created and received
by said special assessments and to the extent of its Special
Improvement Guaranty Fund; but said Issuer shall be held
responsible for the lawful levy of all special assessments,
for the continued maintenance of the Special Improvement
Guaranty Fund as provided by law, and for faithful
accounting, collection, settlement, and payment of the
assessments and for the monies of said fund.
Said special assessment made and levied to defray said
cost, with accruing interest thereon, and the cost of
collection of the assessment constitute a lien upon and
against the property upon which such assessment was made and
levied from and after June 9, 1979, the date upon which the
ordinance levying such assessment became effective, which
lien is superior to the lien of any trust deed, mortgage,
mechanic's or materialman's lien, or other encumbrance. Said
lien is equal to and on a parity with the lien for general
property taxes and shall continue until said assessment and
interest thereon are paid, notwithstanding any sale of the
property for or on account of a general property tax, special
tax, other assessment, or the issuance of an auditor's deed.
It is hereby further certified, recited and declared
that all acts, conditions and things essential to the
validity of the Bond exist, have happened, and have been done
in due time, form and manner as required by law, and that the
total issue of special improvement Bonds of said Issuer for
said District, including this Bond, does not exceed the
amount authorized by law nor the special assessment levied to
cover the cost of said improvements in said District, and
that all of said special assessment has been lawfully levied.
This Bond is subject to the conditions, and every holder
hereof by accepting the same agrees with the Issuer and every
subsequent holder hereof, that (a) delivery of this Bond to
any transferee shall vest title in this Bond and in the
interest coupons attached hereto in such transferee to the
same extent for all purposes as would the delivery under like
circumstances of any negotiable instrument payable to Bearer;
(b) the Issuer and any agent of the Issuer may treat the
bearer of this Bond as the absolute owner hereof for all
purposes, and shall not be affected by any notice to the
contrary; (c) the principal of and the interest on this Bond
shall be paid, and this Bond and each of the coupons
appertaining thereto are transferable, free from and without
regard to any equities between the Issuer and the original or
any intermediate holders hereof, or any setoffs or
crossclaims; and (d) the surrender to the Issuer or any agent
of the Issuer of this Bond and each of the coupons shall be a
good discharge to the obligor for the same.
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IN WITNESS WHEREOF, the Issuer has caused this Bond to
be signed by the manual signature of its Acting City
Treasurer and countersigned by the facsimile signature of its
City Recorder, and the annexed coupons to bear the facsimile
signature of the Acting City Treasurer and this Bond to be
dated as of the 1st day of July, 1979.
Acting City Treasurer
Countersigned:
City Recorder
( S E A L )
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(Form of Coupon)
Coupon No. $
On the 30th day of June, 19_
unless the hereinafter mentioned Bond has been
duly called for redemption and provision for the
payment thereof duly made, Salt Lake City, Salt
Lake County, Utah, will pay the bearer hereof $
in lawful money of the United States of America,
out of a special fund designated the Bond and
Interest Fund of Salt Lake City, Salt Lake County
North Point Special Improvement District,
Watermain Extension 35-4012, and Special Improve-
ment Guaranty Fund at Zions First National Bank,
Salt Lake City, Utah, one year's interest on its
Special Improvement District Bonds, dated July 1, 1979.
(Facsimile Signature)
Acting City Treasurer
Bond No.
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Section 4. Said Bonds shall be signed by the manual
signature of the Acting City Treasurer and countersigned by
the facsimile signature of the City Recorder, with the seal
of the Municipality affixed, and the annexed coupons shall
bear the fascimile signature of the Acting City Treasurer.
The City Commission does hereby ratify, approve and confirm
the execution of said Bonds by the said officers and the
Acting City Treasurer is hereby authorized to issue and
deliver the Bonds to the purchasers thereof, their agents or
assigns, on receipt of the purchase price therefor.
Section 5. The sale of the Bonds to Boettcher and
Company of Salt Lake City, Utah, at the price of par and
accrued interest to the date of delivery in accordance with
the terms of the offer to purchase submitted by said
purchaser on this date is hereby in all respects adopted and
confirmed; it being the opinion of the City Commission that
said offer to purchase is economically beneficial to the City
and is the best and most advantageous offer received or that
might be received for said Bonds. Said Bonds shall be
delivered to the purchaser as soon as they may be legally
issued, upon receipt by the Acting City Treasurer of the
agreed purchase price therefor.
Section 6. The Acting Treasurer shall be and is hereby
authorized and empowered, and it shall be his duty to receive
and collect all assessments levied to pay the cost of said
improvements, the installments thereon, the interest thereon,
and the penalties accrued, including without limiting the
generality of the foregoing, the whole of the unpaid
principal which becomes due and payable immediately because
of the failure to pay any installment whether of principal or
interest, when due, and to pay and disburse such payments to
the person or persons lawfully entitled to receive the same
in accordance with the laws of the State of Utah and all the
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ordinances and resolutions of said Municipality heretofore or
to be hereafter adopted.
All monies constituting the payment of principal and
interest shall be placed in a special fund to be designated
"Bond and Interest Fund of Salt Lake City, Salt Lake County,
North Point Special Improvement District, Watermain Extension
35-4012, and shall be used for the purpose of paying the
principal of and the interest on Special Improvement Bonds of
said Special Improvement District and for no other purpose
whatsoever, and as security for such payment, said fund is
hereby pledged.
Section 7. The provisions of Section 5 of Ordinance No.
80 adopted and approved by the City Commission of Salt Lake
City, Utah, on the 7th day of June, 1979, in reference to a
Special Improvement Guaranty Fund is hereby readopted and the
Municipality agrees with the holder of the Bonds herein
authorized that it will, until the payment of said Bonds in
full and the interest thereon has been paid, provide amounts
to be transferred to the Special Improvement Guaranty Fund
equal each year to such amount as a tax levy of one mill on
all property in the Municipality will produce until the
Special Improvement Guaranty Fund is equal to not less than
forty percent (40%) of the amount of all outstanding special
improvement bonds of all special improvement districts of the
Municipality, and thereafter, the Municipality will transfer
to such fund such amounts at least yearly as may be required
to maintain or replenish such funds to such percentage. The
Special Improvement Guaranty Fund shall be maintained
separate and apart from other Municipal funds and shall be
used and applied only as provided by the laws of the State of
Utah.
Section 8. Should there be insufficient money in the
Bond and Interest Fund to pay all of the interest falling due
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at one time and the prin,=ipa1 amount thereof due, the said
interest and principal shall be paid from said Guaranty Fund
to the extent that there is sufficient money in said Guaranty
Fund for this purpose, and these Bonds are payable
exclusively from the special assessments levied for said
purpose and the said Special Improvement Guaranty Fund.
Section 9. The assessments and interest thereon shall
continue to constitute and are hereby declared to be a lien
in the several amounts assessed against every lot or tract of
land in said Salt Lake City, Salt Lake County, North Point
Special Improvement District, Watermain Extension 35-4012
from and after June 9, 1979, the date on which the ordinance
levying the special assessments became effective, which lien
shall be superior to the lien of any trust deed, mortgage,
mechanic's or materialman's lien, or other encumbrance, and
shall be equal to and on a parity with the lien for general
property taxes. Such lien shall continue until the
assessment and any interest thereon are paid, notwithstanding
any sale of the property for or on account of a general
property tax, special tax, other assessment, or the issuance
of an auditor's deed.
Section 10. Said funds hereinabove referred to shall be
kept separate and apart from each other and from any other
funds of the Municipality and shall, from time to time as
they are accumulated, be deposited in such bank or banks as
are designated as depositories of public monies for funds of
said Municipality under the Depository Laws of the State of
Utah for the deposit of public funds.
Section 11. Default in the payment of any installment
of principal or interest of said assessment when due shall
cause the whole of the unpaid principal or interest to become
due and payable immediately and the whole amount of the
unpaid principal shall thereafter draw interest at the rate
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of 10% per annum until paid. The Municipality covenants and
agrees that it will proceed with due diligence to place in
operation the procedure necessary to provide for a tax sale
of all delinquent property in accordance with the ordinances
of said Municipality and the laws of the State of Utah and
that the proceeds from the sale of any property sold will be
placed in the Bond and Interest Fund hereinabove referred to.
Section 12. This resolution shall be effective
immediately upon its passage.
ADOPTED AND APPRO 1 this 3rd day of J , 1979.
1440/ i •
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�•or.ry airman
A
ATTEST:�y
iad, /:,/,,,74.,2444.,
City Recorder
(S E A L)
•
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The foregoing resolution, being put to a vote, was
unanimously carried by the affirmative vote of all Com-
missioners present, the vote being as follows:
Those voting AYE: Glen N. Greener
Jennings Phillips, Jr.
Jess A. Agraz
David C. Campbell
Those voting NAY: None
It appearing that more than a majority of the Commission
had voted in favor of the motion, the Temporary Chairman
thereupon declared the ,otion carried - d the re-olution
adopted.
Al- / i /r.IIJ, _id(
ui:orav ' airman
ATTEST:
J/../L. '.. / \
City °ecor.er
( SEAL )
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Other business not pertinent to the foregoing appears in
the minutes of the meeting.
Upon motion duly ma \ and carried, th ting was
adjourned.
ttrtaC
emporary airman •
ATTEST:
7•lki4, 7g
C/City Recorder
( SEAL )
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STATE OF UTAH
) ss.
COUNTY OF SALT LAKE )
I, MILDRED HIGHAM, the duly appointed, qualified and
acting City Recorder of Salt Lake City, Utah, do hereby
certify that the above and foregoing is a full, true and
correct copy of the record of proceedings of the City
Commission of Salt Lake City, Utah, at its meeting held on
the 3rd day of July, 1979, insofar as the same relates to or
concerns Salt Lake City, Salt Lake County North Point Special
Improvement District, Watermain Extension 35-4012, and the
adoption of a Resolution authorizing the issuance of special
improvement bonds as the same appears of record in my office.
I further certify that there is on file in my office a
permanent record of the foregoing resolution for said Special
Improvement District.
IN WITNESS WHEREOF, I have hereunto subscribed my
official signature and affixed the official seal of said City
this ,.3'4--L day of July, 1979.
City Recorder J
( SEAL )
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STATE OF UTAH
ss. CERTIFICATE OF COMPLIANCE
COUNTY OF SALT LAKE ) WITH OPEN MEETING LAW
I, Mildred V. Higham, the duly qualified and acting City
Recorder of Salt Lake City, Salt Lake County, Utah, do hereby
July
certify that on the end day of imam, 1979, pursuant to Utah
Code Annotated Section 52-3-6 (1953), as amended, there was
posted (at least 24 hours prior to the meeting time) on the
bulletin board provided for such purposes in the Salt Lake
City and County Building written notice of the regular
meeting of the City Commission held on July 3, 1979, at said
Chambers, together with the proposed agenda thereof.
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the official seal of said Municipality this 3rd
day of July, 1979.
City Recorder
( SEAL )
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Resolution No. 16
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By Jennings Phillips. Jr. (I!
COMMISSIONER
Authorizing the issuance and providing
for the sale of$2,195,000 Special
Improvement Bonds of Salt Lake City,
Salt Lake County, North Point Special
Improvement District, Watermain
Extension 35-4012;prescribing the
form of bond and interest coupons,
maturity and denomination of said bonds
providing for the continuance of a
guaranty fund levy as provided by
statute;and providing when this resolu-
tion shall be in effect.
Presented to the Board of Commissioner%
AND PASSED
JUL 3 1979
%704.4eiffirmkst •
CITY RE C.o"'.