82 of 1980 - AN RESOLUTION AUTHORIZING THE ISSUANCE OF NOT EXCEEDING $2,500,000 PRINCIPAL AMOUNT OF INDUSTRIAL DE fr-
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PROCEEDINGS FOR ENACTMENT OF RESOLUTION AUTHORIZING
SALT LAKE CITY INDUSTRIAL DEVELOPMENT REVENUE BONDS, SERIES OF
1980 R S SUPPLY COMPANY OF CALIFORNIA PROJECT
IN THE AGGREGATE PRINCIPAL OF $2,500,000
The City Council of Salt Lake City, Salt Lake County,
State of Utah, met in regular session on Tuesday the 2nd day of
December, 1980 at the hour of 5:00 p.m., at its chambers in Salt
Lake City, Utah, the regular meeting place of said Council, due
and legal and timely notice of said meeting having been given as
required by law.
On roll call, the following members, constituting all of
the Council, were present:
Ronald J. Whitehead Council Member
Grant Mabey Council Member
Sydney Reed Fonnesbeck Council Member
Palmer DePaulis Council Member
Alice Shearer Council Member
Ione Davis Council Member
Edward W. Parker Council Member
Council Member Alice Shearer introduced the following
Resolution and moved its adoption:
(proceedings)
RESOLUTION OF SALT LAKE CITY
STATE OF UTAH
NO. 82 of 1980
AN RESOLUTION AUTHORIZING THE ISSUANCE OF NOT EXCEEDING
$2,500,000 PRINCIPAL AMOUNT OF INDUSTRIAL DEVELOPMENT REVENUE
BONDS OF SALT LAKE CITY, STATE OF UTAH, FOR THE PURPOSE OF
FINANCING THE ACQUISITION AND/OR CONSTRUCTION OF AN OFFICE AND
DISTRIBUTION FACILITY WHICH SHALL BE LOCATED IN SALT LAKE CITY;
AUTHORIZING THE EXECUTION OF A LOAN AGREEMENT AND RELATED
DOCUMENTS: PROVIDING FOR A NOTE, A PLEDGE THEREOF AND OTHER TERMS
FOR SECURITY OF SAID INDUSTRIAL DEVELOPMENT REVENUE BONDS;
PROVIDING FOR THE REMEDIES OF THE HOLDER OF SAID INDUSTRIAL
DEVELOPMENT REVENUE BONDS AND FOR THE RIGHTS AND DUTIES OF A
TRUSTEE UNDER A TRUST INDENTURE; AND OTHERWISE APPROVING SUCH
ACTIONS AS MAY BE NECESSARY FOR ISSUANCE OF SAID BONDS.
WHEREAS, Salt Lake City, State of Utah (the "Issuer"
herein) desires to promote, stimulate and develop the general
economic welfare and prosperity of said city and to achieve
greater industrial development of the State of Utah; and
WHEREAS, the Issuer is authorized pursuant to the
provisions of the Utah Industrial Facilities Development Act,
found in Chapter 17 of Title 11, Utah Code Annotated, 1953, as
amended, (sometimes referred to herein as the "Act") to issue
Industrial Development Revenue Bonds for the purpose of financing
the acquisition of land and construction of various office and
distribution facilities, together with related fixtures and
equipment (all herein sometimes referred to as the "Project") ; and
WHEREAS, the Issuer has determined to issue Industrial
Development Revenue Bonds in the aggregate principal amount of not
exceeding $2,500,000 for the purposes of financing the acquisition
and construction of the Project hereinafter described, together
with expenses related to the issuance and sale of the Bonds; and
WHEREAS, Salt Lake City, by a resolution dated August 19,
1980, expressed an intent to finance acquisition and construction
of such office and distribution facility for use by R S Supply
Company of California (hereinafter the "Company") , the costs of
which in whole or in part are to be derived through issuance of
Industrial Development Revenue Bonds not to exceed $2,500,000
principal amount in aggregate; and
WHEREAS, upon fulfillment of all conditions hereof, the
Issuer proposes to enter into a Loan Agreement with the Company.
Under said Loan Agreement the Issuer will finance part of the
Project for the Company in consideration of (1) certain note
payments which will be sufficient to pay the principal of and
interest and other fees and charges pertaining to said Industrial
Revenue Bonds, (2) additional covenants of the Company as will be
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set forth in detail in said Loan Agreement; and (3) security for
the benefit of bondholders through pledge and assignment of said
note and a guaranty of the Bonds by Fluor Corporation; and
WHEREAS, the Issuer proposes to sell all of the Bonds to
be issued under authority of this Resolution to a purchaser or
purchasers obtained by the Company. The issuance of the Bonds and
sale thereof are intended to be conducted in such manner as to be
exempt from registration under the Securities Act of 1933, the
Securities Exchange Act of 1934, the Trust Indenture Act of 1939,
the Utah State Securities Act, and other similar laws. The term
"Purchaser" as used herein shall include all bondholders, if more
than one may exist from time to time.
WHEREAS, the plan to proceed with the Project, including
financing the acquisition and construction of the facility, has
been and hereby is approved by the City Council, there being no
other or further governing body or governmental entity of any kind
required under law to provide approval thereof; and
WHEREAS, the property on which the Project is to be
located is within the boundaries of Salt Lake City, is presently
owned by the Company and will continue to be owned by the Company
for purposes of this Bond issue, and the use of said property as
contemplated by the Company is consistent with all zoning laws and
other ordinances of Salt Lake City; and
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WHEREAS, the Issuer finds that it will be desirable to
appoint a Trustee to administer the funds and discharge the
fiduciary duties related to the Bonds and the Issuer also deems it
advisable and in its best interest to enter into and execute the
Loan Agreement and the Trust Indenture to provide for the issuance
of the Bonds, to secure payment of same, and to describe the
rights and duties of the Trustee.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF
SALT LAKE CITY, STATE OF UTAH, THAT:
Section 1. Project Authorized. The financing of the
acquisition and construction of the Project are hereby authorized
in accordance with law. The Project shall consist of certain real
property located in Salt Lake City, together with office and
distribution facilities constructed or to be constructed thereon
for the purposes of providing a division headquarters for the
Company and other appurtenances which may be used in connection
therewith.
Section 2. Bonds Authorized. For the purposes of paying
(or reimbursing to the Company) all or part of the costs of the
acquisition and/or construction of the Project and all costs
incidental thereto including costs of financing through the
subject Bonds, the Issuer hereby authorizes the issuance of Bonds
described as "Salt Lake City Industrial Development Revenue
Bonds," Series of 1980 R S Supply Company of California Project)
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(collectively called the "Bonds" herein) in the aggregate
principal amount of not exceeding $2,500,000.
The Bonds may be issued and sold at or under par all at
one time or in increments from time to time, under terms which may
be more fully defined in the Trust Indenture, and shall be issued
in $5,000.00 or multiples of $5,000.00 denominations.
Each of the Bonds may be dated as of December 15, 1980 or
as of such other date as may be agreed with the Purchaser, and
will bear interest commencing as of the date shown on each Bond.
The Bonds will mature on December 1, 1983.
Interest shall be payable to the holders of the Bonds
semiannually.
Section 3. Source of Payment. The principal of and
interest on the Bonds authorized to be issued pursuant to this
Resolution, shall be payable solely from the note payments from
the Company or other revenues from the Project including other
funds which may be held from time to time by the Trustee for such
purposes, and payment thereof shall be secured as provided
herein. Nothing in this Resolution or any documents issued or
executed under authority hereof shall be construed in any manner
to impose any financial obligation or liability whatever on Salt
Lake City and no part of the payment of expenses, principal,
interest or other charges on the Bonds shall be or become a charge
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against any revenues or taxes of the Issuer other than revenues
constructively received by the Issuer through the Trustee pursuant
to the Loan Agreement.
Section 4. Disposition of Proceeds. The proceeds from
the sale of the Bonds to be issued under authority hereof shall be
applied for the purposes for which the Bonds are issued as herein
described, and shall be disbursed through the Trustee. If for any
reason any portion of the proceeds actually received from the sale
of the Bonds shall be applied to the payment of interest on the
Bonds, it shall be applied first to any unpaid installments of
interest and then to future installments of interest when due.
The purposes for which the Bonds shall be issued shall include,
without limitation, the actual entire or partial costs of
financing the acquisition and improvement of the real estate
needed for the Project and acquiring or constructing all or part
of the building, fixtures, equipment and other appurtenances
thereto, and may include reimbursement to the Company for all
costs actually paid or incurred to the extent of costs allowable
hereunder. The allowable Project costs shall also include all
fees and costs of architects, engineers and contractors, and all
expenses in connection with authorization, sale and issuance of
Bonds, including Bond Counsel fees, corporate counsel and other
legal fees, underwriting fees and costs, appraisal fees, title
insurance premiums, financial and accounting advisors' fees or
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bond purchase commitment fees, if any, trustees' and paying
agents' fees, printing costs, advertising costs, the interest on
the Bonds accruing from the date of issuance thereof to the date
of sale thereof, if any, and all other lawful costs and expenses
necessary or convenient to the authorization, acquisition,
construction and financing of the Project, which may be lawfully
incurred prior to construction, during construction and for a
reasonable period of time after completion of such construction.
Section 5. Professionals Employed. The Issuer hereby
authorizes, ratifies and confirms the employment by the Company,
acting for the Issuer solely for purposes of this Bond issue, and
acting on its own behalf as user of the Project, for the purposes
of proceeding with the Project, and the Bond issue:
(a) As Trustee and paying agent under the Trust
Indenture authorized herein North Carolina National Bank, through
its Corporate Trust Department at Charlotte, North Carolina, or in
the event that Bank cannot serve, any other national bank lawfully
competent and approved by the Issuer;
(b) Such other and further persons, firms or
corporations, including, but not limited to, architects,
engineers, contractors, financial advisors, attorneys for the
company and other agents reasonably necessary or convenient for
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the purpose of authorizing, acquiring, planning, constructing,
financing and utilizing the Project or any parts thereof; and
(c) The law firm of Vinson & Elkins of Houston,
Texas, which shall act as Bond Counsel, and other legal counsel in
preparation of principal documents and rendering the legal
opinions for the benefit of Bond Purchasers.
Section 6. Sale of Bonds. At any time after this
Resolution is duly adopted, and subject to the conditions hereof,
the Issuer, through its duly authorized officers, shall have
authority to enter into a bond purchase agreement and to issue and
sell the Bonds. It is the intent of this Resolution to authorize
the sale of the Bonds in such denominations as the Issuer or its
authorized officers shall determine upon consultation with the
Company and the Purchaser, and as authorized in this Resolution,
with the effect that said Bonds shall be issued and sold, and
proceeds received therefrom, for the purposes of financing the
Project and payment of such expenses as are authorized hereunder
to be paid from proceeds of the Bonds. All Bond proceeds shall be
held initially by the Trustee, and disbursed or otherwise
administered in accordance with the Trust Indenture, consistent
with the purposes described in this Resolution.
In the event less than the full issue of the Bonds is
sold initially, and if additional proper expenses shall
subsequently become necessary for completion or payment of the
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Project or portions thereof, the Issuer, without the necessity of
further resolution, shall be empowered to issue and sell
additional bonds up to the aggregate principal amount of the
$2,500,000 authorized hereby, if and on the condition that it
shall have contracted with the Company for the note payments
sufficient to service all such additional indebtedness and
expenses to be incurred in connection therewith.
In the event less than the full issue of $2,500,000 is
sold, each Bond so issued and sold shall nevertheless maintain its
designated maturity until paid, and the Company together with the
Bond Purchaser and the Trustee shall agree upon any adjustments
which must be made in the aggregate or overall payment schedules,
giving due consideration for the amount of the monthly payments
which must then be made by the Company to the Trustee for the Bond
Fund.
The issuance and sale of the Bonds and solicitations
therefor, may be effected to or through the Purchaser without
registration of the Bonds as securities, pursuant to exemptions
provided under Section 3(a) (2) of the Securities Act of 1933 and
Section 3(a) (12) of the Securities Exchange Act of 1934,
exemptions from the qualification provisions of the Trust
Indenture Act of 1939 and similar exemptions under applicable
state law.
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Section 7. Form of Bonds. The Bonds shall be
substantially in the wording as shown in the form incorporated in
this Section 7 of this Resolution with completion of such blanks
or substitutions as necessary prior to issuance and sale of each
Bond. Each issued Bond shall bear interest at the rate specified,
with interest payable semiannually, with maturities as may be
agreed between the Purchaser, the Company and the Trustee.
The principal and interest on each of the Bonds shall be
payable when due to the holder thereof in United States money,
without discount or premium, through the office of the paying
agent to be established, on the dates and in the manner heretofore
stated.
All Bonds issued under authority hereof shall contain the
following certificate plainly stated on the face or reverse side
of each Bond, certified by the Issuer at the time of issuance:
THIS BOND REPRESENTS A LIMITED OBLIGATION OF SALT
LAKE CITY AND DOES NOT CONSTITUTE OR GIVE RISE TO
A GENERAL OBLIGATION OR LIABILITY OF SALT LAKE
CITY OR A CHARGE AGAINST ITS GENERAL CREDIT OR
TAXING POWERS. THIS BOND IS ONE OF THE BONDS
FORMING A PART OF THE ISSUE DESCRIBED HEREIN AND
REFERRED TO IN THE TRUST INDENTURE.
[SAMPLE - DO NOT SIGN]
Each Bond shall also contain in the text language to the
following effect.
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Pursuant to the authority vested in Salt Lake
City under Section 11-17-13, Utah Code Annotated,
1953, as amended, Salt Lake City acting for and
on behalf of the State of Utah, does hereby
pledge to and agree with the holder of this Bond
that the State of Utah will not alter, impair or
limit the rights vested hereby until this Bond
and all interest payments thereon have been fully
met and discharged.
The Bonds shall not be redeemable earlier than maturity
except at the times and on the conditions to be stated in the
issued Bonds.
The officers of the Issuer required to sign in execution,
attestation or certification of the Bonds and interest coupons, if
any, may do so by facsimile signature printed or engraved
thereon. In addition, the official corporate seal of the Issuer
may be printed or engraved on the Bonds and coupons, if any, where
required. The Bonds may be issued with or without coupons
attached, as agreed between the Company, the Purchaser and the
Trustee. The Bonds may be authenticated by the Trustee if
requested by the Purchaser.
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•
FORM OF ORIGINAL BONDS
(Form of Coupon Original Bond)
UNITED STATES OF AMERICA
STATE OF UTAH
SALT LAKE CITY
INDUSTRIAL DEVELOPMENT REVENUE BOND
Series 1980
(R S Supply Company of California Project)
No. $5,000
[First]*
SALT LAKE CITY, UTAH (the "Issuer") , a body politic under
the Constitution and laws of the State of Utah (the "State") , for
value received, hereby promises to pay to the bearer hereof, or,
if this Bond be registered as to principal, to the registered
holder hereof, but solely from the source and in the manner
hereinafter provided, on the first day of December, 1983, unless
this Bond shall have been duly called for previous redemption and
payment of the redemption price shall have been made or provided
for in accordance with the Indenture (as hereinafter defined) ,
upon presentation and surrender of this Bond, the principal sum of
FIVE THOUSAND DOLLARS ($5,000) and to pay interest on such sum
from the date hereof at the rate of
per centum ( %) per annum, semiannually on the first days of
December and June of each year, commencing June 1, 1981, until the
payment of such principal sum shall have been made or provided
for. Principal and interest on this Bond are payable in lawful
money of the United States of America, without deduction for
paying agent services, at the principal corporate trust office of
the Trustee, currently North Carolina National Bank, Charolette,
North Carolina. All interest on this Bond accruing on and prior
to maturity hereof is payable only on presentation and surrender
at such office of the respective annexed interest coupons as they
become due and payable.
*The paragraphs in this form are numbered in brackets for
convenience of reference only and such numbers in brackets should
not appear on the printed bonds.
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[Second]
This Bond is one of the duly authorized issue of the
Issuer's Industrial Development Revenue Bonds, Series 1980 (R S
Supply Company of California Project) (the "Bonds") , aggregating
in principal amount Two Million Five Hundred Thousand Dollars
($2,500,000), authorized by a ordinance adopted by the City
Council of the Issuer on November , 1980, all issued or to be
issued under a trust indenture, dated as of December 15, 1980 (the
"Indenture") , between the Issuer and the Trustee, pursuant to and
in full conformity with the Constitution and the laws of the
State. The Bonds are issued in order to provide funds for the
Issuer to lend to R S SUPPLY COMPANY OF CALIFORNIA (the "User") , a
California corporation qualified to do business in the State, to
finance the acquisition and construction of certain industrial
facilities (together with the User's interest in the site thereof,
the "Project") . The proceeds of the sale of the Bonds will be
lent to the User pursuant to a loan agreement, dated as of
December 15, 1980 (the "Agreement") , between the Issuer and the
User, and the User's obligations under the Agreement will be
further evidenced by the User's execution and issuance of a note
(the "Note") in an amount equal to the aggregate principal amount
of the Bonds. The payment of the principal of and premium, if
any, and interest on the Bonds has been unconditionally guaranteed
by FLUOR CORPORATION (the "Guarantor") , a Delaware corporation,
pursuant to a guarantee agreement, dated as of December 15, 1980
(the "Guarantee Agreement") , entered into by the Trustee and the
Guarantor.
[Third]
Reference is hereby made to the Indenture, the Agreement,
the Guarantee Agreement and the Note, copies of which are filed
with the Trustee, for the full provisions thereof (including,
among others, those with respect to the nature and extent of the
rights, duties and obligations of the Issuer, the User, the
Guarantor, the Trustee and the owners or holders of the Bonds and
any coupons appertaining thereto, the terms upon which the Bonds
are issued and secured and the modification or amendment of the
Indenture, the Agreement, the Guarantee Agreement and the Note) ,
to all of which the owners or holders of the Bonds and any
interest coupons appertaining thereto assent by the acceptance of
the Bonds or such coupons.
[Fourth]
As provided in the Indenture, the Issuer reserves the
right to issue from time to time additional series of bonds (the
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"Additional Bonds") for the purpose of defraying the cost of (i)
completing the Project, (ii) providing enlargements, improvements
or expansions of the Project, or (iii) refunding any Bonds or
Additional Bonds theretofore issued and outstanding under the
Indenture. Such Additional Bonds may be issued in one or more
series in various principal amounts, may mature at different
times, may bear interest at different rates and may otherwise
vary. The Bonds and any Additional Bonds will rank equally and on
a parity with each other and will be equally and ratably secured
by the pledge and covenants contained in the Indenture, except as
otherwise provided or permitted in the Indenture.
[Fifth]
Subject to the terms of Article IV and the other
provisions of the Indenture, the Bonds shall not be subject to
redemption prior to maturity, except as described in the following
four numbered paragraphs.
[Sixth]
(1) The Bonds are subject to redemption in whole on any
date in the event that (i) the Project shall have been damaged,
destroyed or condemned to the extent described in Section 402 of
the indenture, or (ii) changes, which the User cannot reasonably
control or overcome, in the economic availability of materials,
supplies, labor, equipment and other properties and things
necessary for the efficient operation of the Project for the
purposes contemplated by the Agreement shall have occurred, or
technological or other changes shall have occurred, which, in the
opinion of the User, render uneconomic for such purposes the
continued acquisition, construction, installation or operation of
the Project, or (iii) unreasonable burdens or excessive
liabilities shall, in the opinion of the User, have been imposed
upon the Issuer or the User with respect to the Project or the
operation of the Project, including, but without being limited to,
federal, state or other ad valorem, property, income or other
taxes, other than such taxes as are currently imposed on the date
of the Indenture, including, but not limited to, ad valorem taxes
imposed on the date of the Indenture upon privately owned property
used for the same general purposes as the Project, or (iv) as a
result of any changes in the Constitution or laws of the State or
of the United States of America or of any legislative, executive
or administrative action (whether state or federal) or of any
final decree, judgment or order of any court or administrative
body (whether state or federal) , the obligations of the User under
the Agreement or the Guarantor under the Guarantee Agreement shall
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•
have become, in the opinion of counsel to the User or the
Guarantor, void, unenforceable or impracticable to perform, in
each case in any material respect in accordance with the intent
and purpose of the parties as expressed in the Agreement or the
guarantee Agreement, or shall result in the User being unable to
construct or use the Project for a period of six months or more.
Bonds redeemed as described in this paragraph shall be redeemed at
a redemption price equal to the unpaid principal amount thereof,
plus accrued interest to the redemption date (and, if the
redemption date is other than an interest payment date, interest
shall be calculated on the basis of a 360-day year) , without
premium.
[Seventh]
(2) In addition to the redemption requirements described
in the immediately preceding paragraph, the Bonds shall be
redeemed prior to maturity in whole or in part, as provided below,
upon a final determination by the Internal Revenue Service or a
court of competent jurisdiction that the interest payable on the
Bonds, or any of them, is includable for federal income tax
purposes in the gross income of any holder of such Bond (other
than a holder who is a "substantial user" of the Project or a
"related person" within the meaning of Section 103(b) (9) of the
Internal Revenue Code of 1954, as amended [the "Code"] , and the
regulations promulgated thereunder) ; provided, however, that no
decree or judgment by any court or action by the Internal Revenue
Service shallbe considered final unless the holder of the Bond or
Bonds involved in such proceeding or action (i) gives the User and
the Trustee prompt notice of the commencement thereof and (ii) (if
the User agrees to pay all expenses in connection therewith and to
indemnify such bondholder against all liabilities in connection
therewith) offers the User the opportunity to control the defense
thereof. Redemption as described in this paragraph shall be at a
redemption price equal to the principal amount thereof and the
interest accrued thereon to the redemption date (and, if the
redemption date is other than an interest payment date, interest
shall be calculated on the basis of a 360-day year) , without
premium, and may occur at any time, on any date selected by the
User, within 120 days after receipt by the User of notice of the
final determination described above; provided, however, that if
redemption of the Bonds at the redemption price and within the
redemption period specified above would result in the payment of
an amount of interest on the Note (including interest on the Note
pursuant to Section 4.1 of the Agreement together with any other
costs that constitute interest under the laws of the State which
are contracted for, charged or received pursuant to the Agreement)
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which would result in the payment of interest at a rate in excess
of the maximum interest rate allowable under the laws of the State
as in effect on December 15, 1980, and to the extent allowed by
such laws as such laws may be amended from time to time to
increase such rate (the "maximum nonusurious interest rate"),
then, notwithstanding the foregoing, the date on which the
redemption shall occur and the redemption price shall become due
and payable shall be delayed until the earliest business day not a
Sunday or a legal holiday or a day upon which banking institutions
in the city where the principal corporate trust office of the
Trustee is located are authorized by law or executive order to
close that will result in the payment of interest on the Note at a
rate not in excess of the maximum nonusurious interest rate.
[Eighth]
Upon the occurrence of a final determination as described
in the paragraph numbered (2) above, the User shall promptly give
the Trustee written notice thereof and the Bonds shall be redeemed
in whole unless redemption of a portion of the Bonds outstanding
would have the result that interest payable on the Bonds remaining
outstanding after such redemption would not be includable in the
gross income of any holder of a Bond (other than a holder who is a
"substantial user" of the Project or a "related person" within the
meaning of Section 103(b) (9) of the Code and the regulations
promulgated thereunder) . In such event, the Bonds shall be
redeemed (in the principal amount of $5,000 or any integral
multiple thereof) from time to time selected by the trustee by lot
as provided in Section 408 of the Indenture in such amount as is
deemed necessary in the opinion of a nationally recognized bond
counsel to accomplish that result.
[Ninth]
(3) The Bonds shall be subject to redemption prior to
maturity, in whole on any date or in part on any interest payment
date, on or after December 1, 1981, and, if in part, in integral
multiples of $5,000 as provided in Section 408 of the Indenture.
Any such redemption shall be at the redemption prices (expressed
as percentages of principal amount) set forth in the table below
plus accrued interest to the redemption date.
Redemption Dates Redemption Prices
December 1, 1981, through November 30, 1982 100-1/2%
December 1, 1982, through November 30, 1983 100%
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•
[Tenth]
(4) The Bonds maturing on December 1, 1983, shall be
subject to redemption by the application of moneys in the sinking
fund created under the Indenture on the first day of December in
each of the years 1981 to and including 1983 in the principal
amount provided to be redeemed under the Indenture on such date,
such Bonds to be selected by the Trustee by lot as provided in
Section 408 of the Indenture and each such redemption to be at a
redemption price equal to the amounts in the table above plus
accrued interest to the redemption date.
[Eleventh]
Unless all of the Bonds are at the time in registered
form, or unless another form of notice is substituted with the
approval of the Trustee, notice of each such redemption,
identifying the Bonds to be redeemed, shall be given by
publication at least once not less than thirty days prior to the
redemption date in a newspaper of general circulation in New York,
New York, which carries financial news and is customarily
published on each business day. A similar notice shall be sent by
the Trustee, by first class mail, postage prepaid, not less than
thirty days prior to the redemption date, to each registered
holder of Bonds registered as to principal to be redeemed in whole
or in part, addressed to such holder at its address appearing on
the register maintained by the Trustee and to those holders of
Bonds payable to bearer on the list required to be kept by the
Trustee pursuant to the Indenture whose Bonds are to be redeemed.
If notice is published as aforesaid, neither the failure to give
notice by mail, nor defect in any notice so mailed, shall affect
the validity of any proceedings for the redemption of the Bonds.
[Twelfth]
Notice having been so given, the Bonds designated for
redemption shall on the redemption date specified in such notice
become due and payable at the proper redemption price, and from
and after the redemption date (unless there shall be a default in
the payment of the redemption price) interest on such Bonds shall
cease to accrue.
[Thirteenth]
In the event of redemption of part of the Bonds
outstanding, then such partial redemption shall be in the amount
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•
of $5,000 or integral multiples thereof, and the particular Bonds
or portions thereof to be called for redemption shall be selected
by lot by the Trustee. If redemption of the Bonds shall occur
other than on an interest payment date, then interest shall be
calculated to the date of redemption of the basis of a 360-day
year.
[Fourteenth]
This Bond shall be transferable by delivery unless
registered as to principal in the name of the holder on the
registration books of the Issuer at the principal corporate trust
office of the Trustee, such registration being noted hereon by the
Trustee, after which no transfer shall be valid unless made on
such books, but this Bond may be discharged from such registration
by being registered to bearer, after which it shall be again
transferable by delivery. Such registration of this Bond shall
not affect the transferability of the attached coupons by
delivery, and such coupons shall continue to be payable to bearer.
[Fifteenth]
The Bonds are issuable as coupon bonds in the
denomination of $5,000, registerable as to principal only, and as
fully registered bonds in the denomination of $5,000 or any
integral multiple thereof. Coupon Bonds and fully registered
Bonds are interchangeable in equal aggregate principal amounts and
in authorized denominations at the aforesaid office of the
Trustee, in the manner, subject to the limitations and on payment
of the charges provided in the Indenture.
[Sixteenth]
The Bonds and any coupons appertaining thereto are
limited obligations of the Issuer and shall be payable solely out
of the revenues derived from or in connection with the Agreement,
including all sums deposited from time to time pursuant to the
Agreement, the Indenture, the Guarantee Agreement and the Note in
the Debt Service Fund established under the Indenture, and in
certain events out of amounts attributable to Bond proceeds or
amounts secured through the exercise of the remedies provided in
the Indenture upon occurrence of an event of default thereunder.
The Bonds shall never constitute an indebtedness or pledge of the
credit of the Issuer within the meaning of any constitutional or
statutory provision, shall not be general obligations of the
Issuer or the State and shall never be paid in whole or in part
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out of any funds raised by taxation or any revenues or other funds
of the Issuer except those derived by it from or in connection
with the Project. No recourse under this Bond shall be had
against any past, present or future official of the issuer.
[Seventeenth]
Subject to the restrictions set forth therein, the
Indenture permits, with certain exceptions as therein provided,
the Issuer and the Trustee, with the consent of the holders of not
less than a majority in aggregate principal amount of the bonds
and Additional Bonds at the time outstanding, to execute
supplemental indentures amending, adding to or eliminating any
provisions of the Indenture. It is also provided in the Indenture
that the holders of a majority in aggregate principal amount of
the Bonds and Additional Bonds at the time outstanding may on
behalf of the holders of all the Bonds and Additional Bonds waive
any past default or event of default under the Indenture and its
consequences except a default in the payment of principal of or
premium, if any, or interest on any of the Bonds.
[Eighteenth]
Pursuant to the authority vested in the Issuer under
Section 11-17-13, Utah Code Annotated, 1953, as amended, the
Issuer acting for and on behalf of the State of Utah, does hereby
pledge to and agree with the holder of this Bond that the State of
Utah will not alter, impair or limit the rights vested hereby
until this Bond and all interest payments thereon have been fully
met and discharged.
[Nineteenth]
The holder of this Bond shall have no right to enforce
the provisions of the Indenture or to institute an action to
enforce the covenants therein, or to take any action with respect
to any event of default under the Indenture, or to institute,
appear in or defend any suit or other proceeding with respect
thereto, except as provided in the Indenture. The Indenture
further provides that if, after an event of default but prior to a
declaration of the acceleration of the maturity of the principal
amount of the Bonds, all amount which would then be payable
thereunder by the Issuer if such default had not occurred and was
not continuing and certain other amounts shall have been paid by
or on behalf of the Issuer and the Issuer, the Guarantor and the
User shall have also performed all other obligations in respect of
-19-
which any of them is then in default thereunder or under the
Agreement, the Guarantee Agreement or the Note and shall have paid
the reasonable charges and expenses of the Trustee and the holders
of the Bonds, including reasonable attorneys' fees paid or
incurred, then and in every case the Trustee shall waive such
event of default and rescind and annul any remedial step
theretofore taken by it in respect of such default and its
consequences.
[Twentieth]
Neither this Bond nor any appertaining interest coupons
shall be valid or obligatory for any purpose or be entitled to any
benefit under the Indenture until the certificate of
authentication hereon shall hav been signed by the Trustee.
[Twenty-first]
IT IS HEREBY CERTIFIED, RECITED AND REPRESENTED that the
issuance of this Bond and the Bonds is duly authorized by law;
that all acts, conditions and things required to exist and
necessary to be done or performed precedent to and in the issuance
of this Bond and the Bonds to render the same lawful, valid and
binding have been properly done and performed and have happened in
regular and due time, form and manner as required by law; that all
acts, conditions and things necessary to be done or performed by
the Issuer or to have happened precedent to and in the execution
and delivery of the Indenture and the Agreement have been done and
performed and have happened in regular and due form as required by
law, that due provision has been made for the payment of the
principal of and premium, if any, and interest on this Bond and
the Bonds by irrevocably pledging the described revenues as
provided in the Indenture, that payment in full for the Bonds has
been received and that the issuance of the Bonds does not
contravene or violate any constitutional or statutory limitation.
[Twenty-second]
IN WITNESS WHEREOF, the Issuer has caused this Bond to be
executed in its name by its Mayor and to be attested to by its
Recorder both by their respective facsimile signatures, and a
facsimile of the seal of the Issuer to be reproduced hereon, and
has caused the interest coupons hereto annexed to be executed by
-20-
such Mayor and Recorder by their respective facsimile signatures,
all as of the 15th day of December, 1980.
SALT LAKE CITY, UTAH
By
Mayor
ATTEST:
Recorder
(SEAL)
-21-
•
(Form of Interest Coupon)
Unless the Bond described below shall On the first
have been duly called for previous redemption day of
and payment of the redemption price duly made
or provided for, SALT LAKE CITY, UTAH, promises $
to pay to bearer, solely out of the revenues
referred to in such Bond, the amount shown
hereon, in lawful money of the United States of
America, upon presentation and surrender of
this coupon, but without deduction for paying
agent services, at the principal corporate
trust office of the Trustee, currently, North
Carolina National Bank, Charlotte, North
Carolina, as provided in and being the
semiannual interest due that day on its
Industrial Development Revenue Bond, Series
1980 (R S Supply Company of California
Project) , dated as of December 15, 1980. Bond
No.
SALT LAKE CITY, UTAH
Recorder Mayor
-22-
•
(Form of Trustee's Certificate to be printed on
each Original Bond)
TRUSTEE'S CERTIFICATE OF AUTHENTICATION
This is to certify that this Bond is one of the Bonds
issued under the provisions of the within-mentioned Indenture.
North Carolina National Bank
By
Authorized Signature
(Form of Registration of Ownership of Principal to be printed
on the back of each Original Coupon Bond)
This Bond may be registered as to principal only in the
name of the holder on the books of the Trustee at the principal
corporate trust office of the Trustee, such registration to be
noted hereon by the Trustee in the registration blank below and,
if so registered, no transfer of this Bond shall thereafter be
valid unless made on such books by the registered owner in person
or by his duly authorized representative and similarly noted in
the registration blank below, but the same may be discharged from
registration by being in like manner registered to bearer, after
which it shall again be transferable by delivery, and may again
from time to time be registered or transferred to bearer as
before. Such registration, however, shall not affect the
negotiability of the interest coupons appertaining hereto, which
shall continue to be payable to bearer and transferable by
delivery. The foregoing provisions are subject to the further
terms and conditions with respect to registration and discharge
from registration set forth in the Indenture referred to in this
Bond.
Date of In Whose Name
Registration Registered Bond Registrar
-23-
•
(Form of Fully Registered Original Bond)
The Form of Fully Registered Original Bond shall be
identical with the Form of Coupon Original Bond except that the
heading and the First, Fourteenth, Twentieth and Twenty-second
paragraphs, the Form of Interest Coupon and the Form of
Registration of Ownerhip of Principal shall be omitted, and there
shall be substituted in the Form of Fully Registered Original Bond
the following heading, paragraphs and Form of Assignment:
(The following heading and paragraph to
replace the heading and First paragraph
of the Form of Coupon Original Bond)
UNITED STATES OF AMERICA
STATE OF UTAH
SALT LAKE CITY
INDUSTRIAL DEVELOPMENT REVENUE BOND
Series 1980
(R S Supply Company of California Project)
No. FR- $
SALT LAKE CITY, UTAH (the "Issuer") , a body politic under
the Constitution and laws of the State of Utah (the "State") , for
value received, hereby promises to pay to , or
registered assigns, but solely from the source and in the manner
hereinafter provided, on the first day of December, 1983, unless
this Bond shall have been duly called for previous redemption and
payment of the redemption price shall have been made or provided
for in accordance with the Indenture (as hereinafter defined) ,
upon presentation and surrender of this Bond, the principal sum of
Five Thousand Dollars ($5,000.00) per centum ( %)
per annum, semiannually on the first days of December and June of
each year, until the payment of such principal sum shall have been
made or provided for. Principal of this Bond is payable on
presentation and surrender of this Bond in lawful money of the
United States of America, without deduction for paying agent
services, at the principal corporate trust office of the Trustee,
currently North Carolina National Bank, Charlotte, North
Carolina. All interest on this Bond accruing on or prior to
maturity hereof shall be paid by check or draft mailed to the
registered holder hereof at its address as it appears on the
registration books of the Trustee.
-24-
•
(The following paragraph to replace the
Fourteenth paragraph of the
Form of Coupon Original Bond)
This Bond is transferable by the registered holder hereof
in person or by his attorney duly authorized in writing at the
principal corporate trust office of the Trustee, upon presentation
hereof to the Trustee, all subject to the terms and conditions
provided in the Indenture.
(The following paragraph to replace the
Twentieth paragraph of the
Form of Coupon Original Bond)
This Bond shall not be valid or obligatory for any
purpose or be entitled to any benefit under the Indenture until
the certificate of authentication hereon shall have been signed by
the Trustee.
(The following paragraph to replace the
Twenty-second paragraph of the
Form of Coupon Original Bond)
IN WITNESS WHEREOF, the Issuer has caused this Bond to be
executed in its name by its Mayor and to be attested to by its
Recorder both by their respective facsimile signatures, and a
facsimile of the seal of the Issuer to be reproduced hereon, all
as of the fifteenth day of December, 1980.
(Form of Assignment to be printed on the back of each
Fully Registered Original Bond)
FORM OF ASSIGNMENT
For value received, the undersigned hereby sells, assigns
and transfers unto the
within Bond and does hereby irrevocably constitute and appoint
, an attorney, to transfer such Bond on the
books kept for registration of the within Bond, with full power of
substitution in the premises.
Dated:
In the presence of:
-25-
Section 8. Bonds as Eligible Investments. It is hereby
declared to be the intent of this Resolution that the Industrial
Revenue Bonds issued under authority hereof shall be securities in
which all public officers and public bodies of the State of Utah
and its political subdivisions may invest and may accept on
deposit in accordance with law, together with creating hereby an
eligible investment for all insurance companies, credit unions,
building and loan associations, trust companies, banking
associations, investment companies, executors and trustees and
other fiduciaries, pension profit-sharing and retirement funds and
all other such public or quasi-public organizations specified by
statutes of the State of Utah.
Section 9. Tax Exemptions. It is hereby declared to be
the intent of this Resolution that the Bonds issued under
authority hereof and the interest income therefrom, shall be
exempt from all taxes imposed by the State of Utah or any
political subdivisions thereof. It is further declared to be the
intent hereof that the interest income from the Bonds shall be
exempt from income taxation under the Internal Revenue Code.
Unless waived in writing by Bond Counsel, the Issuer is hereby
instructed to execute and file with the Internal Revenue Service
Center where the Company files its federal tax returns, as
regulations may prescribe, such statements of election as may be
required to secure the exemption under the provisions of Section
-26-
103 of the Internal Revenue Code and regulations promulgated
thereunder, which statements may be based in part on information
to be furnished by the Company.
All normal tax benefits, such as depreciation deductions,
investment tax credits, sales and other tax deductions, and the
like, shall belong to the Company.
The Project and real and personal property included
therein shall not be exempt from ad valorem and similar taxes
imposed by the State of Utah and any political subdivision thereof
(except to the extent therein of any nominal interests of the
Issuer) , it being the intent hereof that no exemption shall extend
to the economic and beneficial interests of the Company or any
other person, firm or corporation, all of which private interests
in the Project or any of the property used in connection therewith
shall be subject to ad valorem taxation in accordance with law.
Section 10. Construction Contracts or Mortgages. The
Issuer hereby authorizes, ratifies and confirms the contracting by
the Company with such contractors, subcontractors or vendors as
may be or may have been selected by the Company for the purpose of
constructing or completing construction of the buildings,
equipment, fixtures and other appurtenances to be used for or in
connection with the Project. The Issuer hereby disclaims any
objections to such contracts heretofore lawfully entered. If
construction has been partially completed prior to adoption
-27-
hereof, the Bond proceeds may be used for the purposes of paying
any remaining financing, construction or acquisition costs and/or
reimbursing the Company for such allowable costs as it may have
paid consistent with Section 4 of this Resolution.
It shall not have been necessary for the Company or the
Issuer to require public bidding with respect to any contracts for
the acquisition, construction, equipping or financing of the
Project or any part thereof, or in connection with any of the
contracts heretofore or subsequently entered for such purposes.
The Issuer authorizes the Company to enter into contracts with any
substitute, successor or additional contractors or vendors as
circumstances may require for the purposes hereof.
Section 11. Trust Indenture and Loan Agreement. The
Issuer hereby authorizes and instructs the Mayor to execute, and
the Recorder to attest under the corporate seal of the Issuer, the
following additional documents, all of which shall contain such
terms and provisions furthering the Project and financing thereof
as may be mutually agreeable to the Issuer, the Company and the
Purchaser:
(a) Trust Indenture, which shall provide that North
Carolina National Bank, or any other national bank lawfully
competent and approved by the Issuer, shall be Trustee for the
purpose of holding the proceeds of the sales of said Industrial
Revenue Bonds, investing in accordance with law the unneeded
portion of said
-28-
proceeds and distributing from time to time to the Company or to
the contractors and other persons to whom the Company has become
indebted such proceeds as may be necessary to pay all of the costs
of the Project as more fully defined in Section 4 of this
Resolution. Said Trustee shall further be entitled to administer
the trust estate which shall come into its possession or control,
including but not limited to the note payments from the Company
under the Loan Agreement and the pledge of the same made to secure
payment of the principal, interest, premium, if any, fees and
other costs under the Bonds, and any proceeds of reinvesting the
estate, with due accounting upon request of the Issuer for all
funds handled by it.
(b) Loan Agreement, by which the Project shall be
held and used by the Company in consideration of the Issuer's
issuance of the Bonds, and the covenants of the Company evidenced
by one or more promissory notes for such amounts as may be
sufficient over the term of the Bonds to pay all principal,
premium, if any, interest, fees and other costs under the Bonds.
Such note payments shall be made semi-annually to the Trustee,
acting on behalf of the Issuer, in sufficient amount to enable the
Trustee to make the semiannual payments of principal, interest,
premium, if any, fees and other costs under the Bonds. Said Loan
Agreement shall contain additional covenants of the Company as may
-29-
be required by the Issuer and for the assurances of the holders of
the Bonds.
The Company shall execute a certificate and deliver the
same to the Trustee indicating the exact date it accepts
completion of construction and takes possession of the building.
In addition, the Company will certify to the Trustee the
completion of acquisition and installation of equipment, fixtures
and appurtenances financed by the Bonds. Said certificates shall
be without prejudice to the right of the Company to pursue
contractors, suppliers or other third parties for any defect,
breach of warranty or contract or otherwise in connection
therewith.
Said Loan Agreement may further provide that the Company,
at its own expense, may make alterations, additions and
improvements to the Project and install equipment thereon which,
and that the Company shall be fully responsible for making all
repairs and sustaining the maintenance to the Project and all
property in connection therewith during the term of the Bonds,
including payment of such insurance coverage as the Company may
desire.
Said Loan Agreement shall further provide that the
Company shall be responsible and shall pay any and all taxes
levied on the Project or any other assessments or costs in
-30-
connection therewith which would be normal incidents to ownership
of private property.
Said Loan Agreement may provide for leasing or subleasing
to third parties by the Company of all or part of the Project, and
provided that the Company shall in no manner be relieved of any
obligations under the note and Loan Agreement.
Said Loan Agreement shall further provide for such terms
and conditions as may be mutually agreed between the Issuer, the
Purchaser and the Company for the protection of the Issuer and the
Purchaser, and providing such remedies on default thereof as may
be required or allowed by law in the transaction.
All obligations of the Company under the Bonds shall be
guaranteed by Fluor Corporation, the parent corporation of
Republic Supply Company of California, which in turn is the parent
corporation of the Company; and
(c) Other documents, which shall be reasonably
necessary or convenient for carrying out the purposes of this
Resolution, the Project and the financing thereof, including such
further assurances for the benefit of the holders of the Bonds as
the Purchaser may require and as may be agreeable to the Issuer
and the Company.
Section 12. Binding Covenants. All covenants,
stipulations, obligations and agreements contained in this
Resolution, the Trust Indenture, the Loan Agreement and other
-31-
documents executed in connection therewith shall be deemed to be
obligations and covenants of the Issuer and binding upon the
Issuer, none of which, however, shall create any general
obligation of the Issuer or constitute a charge on its taxable
property. Except as otherwise provided in this Resolution, all
rights, powers and privileges conferred and duties and liabilities
imposed upon the Issuer by all of such documents shall be
exercised or performed by the Mayor with the attest or concurrence
of the Recorder except where applicable statutes or regulations
would require action by the entire Council or other officers. No
obligation or covenant of the Issuer contained in any of such
documents shall be deemed an obligation or covenant of any
officer, agent or employee of the Issuer in his or her individual
capacity and neither the members of the Council nor any officers
of the Issuer issuing or executing the Bonds shall be personally
liable on the Bonds or subject to accountability by reason of the
issuance thereof.
Section 13. Severability. In case any one or more of
the provisions of this Resolution, the Trust Indenture, the Loan
Agreement, or other documents executed in connection therewith, or
of any of the Bonds to be issued under authority hereof, shall for
any reason be held by any court of competent jurisdiction to be
illegal or invalid, such illegality or invalidity shall not affect
any of the other provisions of this Resolution or of any such
-32-
documents or of the bonds or coupons thereof, and this Resolution
and all such documents shall be construed and enforced as if such
illegal or invalid provision or provisions had not been contained
therein.
Section 14. Conditions Precedent. All acts, conditions
and things relating to the passage of this Resolution, to provide
authority for issuance of the Bonds and execution of the Trust
Indenture, Loan Agreement and other documents necessary in
connection therewith, required by the Constitution or the Act or
other laws of the State of Utah, which must happen, exist and be
performed precedent to the passage hereof and the providing said
authority, have happened, do exist and have been performed as
required by law.
Section 15. Officers and Successors. The members of the
Council, the Mayor, the Recorder and all other applicable
officers, attorneys, and other agents or employees of the Issuer
are hereby authorized and instructed to do all acts and things
required of them by this Resolution, the Trust Indenture, the Loan
Agreement and other documents executed in connection therewith,
including the Bonds, for the full punctual and complete
performance of all of the terms, covenants and agreements
contained therein and constituting obligations of the Issuer. In
the event the Mayor, the Recorder, or any other officer of the
Issuer shall be replaced hereafter by election, resignation,
-33-
removal or otherwise, or in the event a designated officer is at
any time unable to act by reason of illness, disability or absence
from the State of Utah, then in either such event, the duly
elected, appointed or acting successor or lawful substitute, as
the case may be, shall be entitled to act, including in the
execution of Bonds and other documents, and such act or signature
shall be fully effective and binding on the Issuer.
Section 16. Interpretation. This Resolution, the Trust
Indenture, the Loan Agreement, the Bonds and certain other
documents executed in connection therewith shall be interpreted
and construed in accordance with the laws of the State of Utah,
with the intent and purpose that all such documents shall carry
forth the matters necessary for the acquisition, construction and
financing of the Project, the issuance and payment of the Bonds
and performance of all other obligations of the Issuer herein
contained or referred to. Liberal construction of all thereof
shall be observed for the assurance and protection of the holders
of the Bonds, and any ambiguities or minor errors herein shall not
invalidate this Resolution, and the further documents in
furtherance of the Bond issue may be executed in substantial
compliance herewith. The terms "purchasers", "holders" or
"bondholders" as used herein shall include both the plural and the
singular, as applicable. The titles to the various sections
contained in this Resolution are for ease of reference only and
-34-
shall not be considered part of this Resolution if any therein
suggests a meaning contrary to the express language of this
Resolution.
Section 17. Effective Date. This Resolution shall be
effective immediately upon its adoption, and the Bonds may be
issued any time thereafter. The Council of the Issuer finds that
it shall be unnecessary to publish this Resolution, any such
publication being discretionary under the Act.
Salt Lake City
ATTEST: By
S-a "✓
Recorder Mayor
* * * * * * * * * * * * * * * *
-35-
Upon consideration of said resolution by the
members, Council Member Ronald J. Whitehead seconded adoption
of the foregoing resolution and the same, on being put to a vote,
was unanimously carried by the affirmative vote of all members of
the Council present, the vote being as follows:
Ronald J. Whitehead "Aye"
Grant Mabey "Aye"
Sydney Reed Fonnesbeck "Aye"
Palmer DePaulis "Aye"
Alice Shearer "Aye"
Ione Davis "Aye"
Edward W. Parker "Aye"
After conducting of other business not pertinent to this
Resolution, on motion duly adopted, the Council adjourned.
Recorder /
(proceedings)
STATE OF UTAH
ss.
COUNTY OF SALT LAKE
I, Mildred V. Higham, the duly chosen, qualified and
acting Recorder, of Salt Lake City, State of Utah, do hereby
certify that the foregoing thirty-five (35) pages, including the
Bond Form plus one page of proceedings, constitute a true and
correct copy of an Resolution adopted by the Council of Salt Lake
City in proceedings at a regular meeting of said Council at its
Chambers in Salt Lake City, Utah, held pursuant to due, legal and
timely notice served upon all members thereof, on Tuesday, the 2nd
day of December, 1980, at the hour of 5:00 o'clock p.m., as
recorded by me in the regular official book of records of the
proceedings kept in my office and that said proceedings were duly
had and taken as therein shown, and that the meeting therein shown
was duly held and the persons therein named were present at said
meeting and voted as therein shown.
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the official seal of Salt Lake City this day of
December, 1980.
.
Recorder
(SEAL)
(certificate)
Resolution No.
•
By City Council
wizsYwirsbrala
Authorizing the issuance of Industrial
Revenue Bonds in the amount of
$2,500,000 to RS Supply Company.
• t
•