89 of 1979 - Resolution authorizing the issuance of $1,600,000 Industrial Revenue Bonds to Shire Warehouse Associ •
recerlber 23, 1979
Honorable Jennings Phillips, Jr.
Commissioner of Public Affairs and Finance
211 City and County Building
Salt Lake City, Utah
Dear Commissioner Phillips:
The rcard of City Commissioners, at its meeting today, passed
Resolution No. 89 of 1979, authorizing the issuance of$1,600,000
Industrial Revenue Bonds to Shire Warehouse Associates.
Yours truly, $///►
•
r
City Recorder
ms
CC:
Auditor
Attorney
Treasurer
Shire Warehouse
_Files -2
ROLL CALL / SJc 1._;.e City. l'ta,`.,_ - -- December 26_ , '-°79_ .
\l VOTING. I -'.yc _;_a}'
Mr. Chairman .1. 7 Resolution No. 89 of 1979, authorizing the issuance of$1,600,000.00
Agraz I 11 Industrial Revenue Bonds to Shire Warehouse Associates, was passed.
Greener y
Campbell ti
Phillips
Result
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Acting Co i ssione ffa' s and Finance (S'e°`tUre)
Passed by the Bard of Commissioners of Salt Lake City,Utah,
Gq Recorder t.ie}or
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RESOLUTION OF SALT LAKE CITY
STATE OF UTAH
RESOLUTION NO. 89/1979
A RESOLUTION AUTHORIZING THE ISSUANCE OF NOT EXCEEDING
$1,600,000.00 PRINCIPAL AMOUNT OF INDUSTRIAL REVENUE BONDS OF SALT
LAKE CITY, STATE OF UTAH, FOR THE PURPOSE OF FINANCING THE
ACQUISITION AND/OR CONSTRUCTION OF A WAREHOUSE FACILITY;
AUTHORIZING THE EXECUTION OF A FINANCING AGREEMENT AND RELATED
DOCUMENTS: PROVIDING FOR A NOTE FROM SHIRE WAREHOUSE ASSOCIATES, A
PLEDGE THEREOF AND OTHER TERMS FOR SECURITY OF SAID INDUSTRIAL
REVENUE BONDS; PROVIDING FOR THE REMEDIES OF THE HOLDER OF SAID
INDUSTRIAL REVENUE BONDS AND FOR THE RIGHTS AND DUTIES OF A
TRUSTEE UNDER A TRUST INDENTURE; AND OTHERWISE APPROVING SUCH
ACTIONS AS MAY BE NECESSARY FOR ISSUANCE OF SAID BONDS.
WHEREAS, Salt Lake City, State of Utah (the "City"
herein) desires to promote, stimulate and develop the general
economic welfare and prosperity of the City and to achieve greater
industrial development of the State of Utah; and
WHEREAS, the City is authorized pursuant to the
provisions of the Utah Industrial Facilities Development Act,
found in Chapter 17 of Title 11, Utah Code Annotated, 1953, as
amended, (sometimes referred to herein as the "Act") to issue
Industrial Revenue Bonds for the purpose of financing the
acquisition and construction of warehouse facilities, (all herein
sometimes referred to as the "Project"); and
WHEREAS, the City has determined to issue Industrial
Revenue Bonds in the aggregate principal amount of not exceeding
$1,600,000.00 for the purposes of financing the acquisition and
construction of the Project hereinafter described, together with
expenses related to the issuance and sale of the Bonds; and
WHEREAS, the City, by a resolution dated October 11,
1979, expressed an intent to finance acquisition and construction
of such warehouse facility for use by Shire Warehouse Associates
(hereinafter the "Company") , the costs of which in whole or in
part are to be derived through issuance of Industrial Revenue
Bonds not to exceed $1,600,000.00 principal amount in aggregate;
and
WHEREAS, upon fulfillment of all conditions hereof, the
City proposes to enter into a Financing Agreement with the
Company. Under said Financing Agreement the City will finance
part of the Project for the Company in consideration of (1)
certain note payments which will be sufficient to pay the
principal of and interest and other fees and charges pertaining to
said Industrial Revenue Bonds, (2) additional covenants of the
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Company as will be set forth in detail in said Financing
Agreement; and (3) security for the benefit of bondholders through
pledge and assignment of said note and a Trust Indenture
representing, among other things, a trust deed and security
agreement against the Project; and
WHEREAS, the City proposes to sell all of the Industrial
Revenue Bonds to be issued under authority of this Resolution to a
purchaser who has been or will be obtained through private
negotiation. The issuance of Industrial Revenue Bonds and sale
thereof are intended to be conducted in such manner as to be
exempt from registration under the Securities Act of 1933, the
Securities Exchange Act of 1934, the Trust Indenture Act of 1939,
the Utah State Securities Act, and other similar laws. The term
"Purchaser" as used herein shall include all bondholders, if more
than one may exist from time to time.
WHEREAS, the plan to proceed with the Project, including
financing the acquisition and construction of the facility, has
been and hereby is approved by the City, there being no other or
further governing body or governmental entity of any kind required
under law to provide approval thereof; and
WHEREAS, the property on which the Project is to be
located is within the boundaries of the City, shall be acquired by
the Company and will thereafter be owned by the Company for
purposes of this Bond issue, and the use of the Project as
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contemplated by the Company is consistent with all zoning laws and
other ordinances of the City; and
WHEREAS, the City finds that it will be desirable to
appoint a Trustee to administer the funds and discharge the
fiduciary duties related to said Industrial Revenue Bonds and the
City also deems it advisable and in its best interest to enter
into and execute the Financing Agreement and the Trust Indenture
to provide for the issuance of said Industrial Revenue Bonds, to
secure payment of same, and to describe the rights and duties of
the Trustee.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF
COMMISSIONERS OF SALT LAKE CITY, STATE OF UTAH, THAT:
Section 1. Project Authorized. The financing of the
acquisition and construction of the Proiect are hereby authorized
in accordance with law. Said Project shall consist of certain
real property located in Salt Lake City, together with a warehouse
facility constructed thereon.
Section 2. Bonds Authorized. For the purposes of paying
(or reimbursing to the Company) all or part of the costs of the
acquisition and construction of the Project and all costs
incidental thereto including costs of financing through the
subject Bonds, the City hereby authorizes the issuance of Bonds
described as "Salt Lake City Industrial Revenue Bonds," Dated as
of December 1, 1979, Shire Warehouse Associates Proiect)
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(collectively called the "Bonds" herein) in the aggregate
principal amount of not exceeding $1,600,000.00.
Said Bonds may be issued and sold at par all at one time
or in increments from time to time, under terms which may be more
fully defined in the Trust Indenture, and shall be issued in
denominations as may be agreed with the Purchaser.
Each of the Bonds may be dated as of December 1, 1.979 or
as of such other date as may be agreed with the Purchaser, and
will bear interest commencing as of the date shown on each Bond.
The Bonds will mature serially over their respective
maturities.
Principal and interest shall be payable to the holders of
such Bonds semiannually.
Section 3. Source of Payment. The principal of and
interest on the Bonds authorized to bP issued pursuant to this
Resolution, shall be payable solely from the note payments from
the Company or other revenues from the Project including other
funds which may be held from time to time by the Trustee for such
purposes, and payment thereof shall be secured as provided
herein. Nothing in this Resolution or any documents issued or
executed under authority hereof shall be construed in any manner
to impose any financial obligation or liability whatever on the
City and no part of the payment of expenses, principal, interest
or other charges on the Bonds shall be or become a charge against
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any revenues or taxes of the City other than revenues
constructively received by the City through the Trustee pursuant
to the Financing Agreement.
Section 4. Disposition of Proceeds. The proceeds from
the sale of Bonds to be issued under authority hereof shall be
applied for the purposes for which the Bonds are issued as herein
described, and shall be disbursed through the Trustee. If for any
reason any portion of the proceeds actually received from sale
shall be applied to the payment of the principal of and/or the
interest on the Bonds, the resulting prepayment shall be in
inverse order of maturities. The purposes for which the Bonds
shall be issued shall include, without limitation, the actual
entire or partial costs of financing the acquisition and
improvement of the real estate needed for the Project and
acquiring or constructing all or part of the building, and other
appurtenances thereto, and may include reimbursement to the
Company for all costs actually paid after October 11, 1979, to the
extent of costs allowable hereunder. The allowable Project costs
shall also include all fees and costs of architects, engineers and
contractors, and all expenses in connection with authorization,
sale and issuance of Bonds, including Bond Counsel fees, corporate
counsel and other legal fees, appraisal fees, title insurance
premiums, financial and accounting advisors' fees or bond purchase
commitment fees, if any, trustees' and paying agents' fees,
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printing costs, advertising costs, the interest on the Bonds
accruing from the date of issuance thereof to the date of sale
thereof, if any, and all other lawful costs and expenses necessary
or convenient to the authorization, acquisition, construction and
financing of the Project, which may be lawfully incurred prior to
construction, but after October 11, 1979, during construction and
for a reasonable period of time after completion of such
construction.
Section 5. Professionals Employed. The Board of
Commissioners hereby authorizes, ratifies and confirms the
employment by the Company, acting for the City solely for purposes
of this Bond issue, and acting on its own behalf as user of the
Project, for the purposes of proceeding with the Project, and the
Bond issue:
(a) As Trustee and paying agent under the Trust
Indenture authorized herein, First Security Bank of Utah, National
Association, through its Corporate Trust Department at Salt Lake
City, or in the event that Bank cannot serve, any other financial
institution authorized by law to hold trusts of the nature herein
described;
(b) Such other and further persons, firms or
corporations, including, but not limited to, architects,
engineers, contractors, financial advisors, attorneys for the
company and other agents reasonably necessary or convenient for
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the purpose of authorizing, acquiring, planning, constructing,
financing and utilizing the Project or any parts thereof; and
(c) The law firm of Ray, Quinney & Nebeker, of Salt
Lake City, Utah, which shall act as Bond Counsel in preparation of
principal documents and rendering the legal opinion for the
benefit of Bond Purchasers.
Section 6. Sale of Bonds. At any time after this
Resolution is duly adopted, and subject to the conditions hereof,
the City, through its duly authorized officers, shall have
authority to issue and sell the Bonds. It is the intent of this
Resolution to authorize sale of the Bonds in such denominations as
the City or its authorized officers shall determine upon
consultation with the Company and the Purchaser, and as authorized
in this Resolution, with the effect that the Bonds shall be issued
and sold, and proceeds received therefrom, for the purposes of
financing the Project and payment of such expenses as are
authorized hereunder to be paid from proceeds of the Bonds. All
Bond proceeds shall be held initially by the Trustee, and
disbursed or otherwise administered in accordance with the Trust
Indenture, consistent with the purposes described in this
Resolution.
In the event less than the full Bond issue is sold
initially, and if additional proper expenses shall subsequently
become necessary for completion or payment of the Project or
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portions thereof, the City, without the necessity of further
resolution, shall be empowered to issue and sell additional bonds
up to the aggregate principal amount of the $1,600,000.00
authorized hereby, if and on the condition that it shall have
contracted with the Company for the note payments sufficient to
service all such additional indebtedness and expenses to be
incurred in connection therewith.
In the event less than the full issue of Bonds is sold
initially, each Bond so issued and sold shall nevertheless
maintain its designated maturity until paid, and the Company
together with the Bond Purchaser and the Trustee shall agree upon
any adjustments which must be made in the aggregate or overall
payment schedules, giving due consideration for the amount of the
monthly payments which must then be made by the Company to the
Trustee for the Bond Fund.
The issuance and sale of such Bonds and solicitations
therefor, may be effected to or through the Purchaser without
registration of the Bonds as securities, pursuant to exemptions
provided under Section 3(a) (2) of the Securities Act of 1933 and
Section 3(a) (12) of the Securities Exchange Act of 1934,
exemptions from the qualification provisions of the Trust
Indenture Act of 1939 and similar exemptions under applicable
state law.
Section 7. Form of Bonds. The Bonds shall be
substantially in the wording as shown in the form incorporated in
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this Section 7 of this Resolution with completion of such blanks
or substitutions as necessary prior to issuance and sale of each
Bond. Each issued Bond shall bear interest at the rate specified
for the series of which it forms a part, with principal and
interest payable semiannually, with maturities on an amortized
basis providing for substantially equal semiannual payments of
interest and principal over the respective terms, or otherwise as
may be agreed between the Purchaser, the Company and the Trustee.
The principal and interest on each of the Bonds shall be
payable to the holder thereof in United States money, without
discount or premium, through the office of the paying agent to be
established, on the dates and in the manner heretofore stated.
All Bonds issued under authority hereof shall contain the
following certificate plainly stated on the face of each Bond,
certified by the recorder of the City at the time of issuance:
THIS BOND REPRESENTS A LIMITED OBLIGATION OF
SALT LAKE CITY AND DOES NOT CONSTITUTE OR
GIVE RISE TO A GENERAL OBLIGATION OR
LIABILITY OF SALT LAKE CITY OR A CHARGE
AGAINST ITS GENERAL CREDIT OR TAXING POWERS.
THIS BOND IS ONE OF THE BONDS FORMING A PART
OF THE ISSUE AND SERIES DESCRIBED HEREIN AND
REFERRED TO IN THE TRUST INDENTURE.
(SAMPLE - DO NOT SIGN]
Each Bond shall also contain in the text language to
the following effect.
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Pursuant to the authority vested in Salt Lake
City under Section 11-17-13, Utah Code
Annotated, 1953, as amended, the City acting
for and on behalf of the State of Utah, does
hereby pledge to and agree with the holder of
this Bond that the State of Utah will not
alter, impair or limit the rights vested
hereby until this Bond and all interest
payments thereon have been fully met and
discharged.
The Bonds shall not be redeemable earlier than
maturity except at the times and on the conditions to be stated
in the issued Bonds.
The officers of the City required to sign in
execution, attestation or certification of the Bonds and
interest coupons, if any, may do so by facsimile signature
printed or engraved thereon, except that at least one of the
signatures of the City Recorder shall be manual on each Bond.
In addition, the official corporate seal of the City may be
printed or engraved on the Bonds and coupons, if any, where
required. The Bonds may be issued with or without coupons
attached, as agreed between the Company, the Purchaser and the
Trustee. The Bonds may be authenticated by the Trustee if
requested by the Purchaser.
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UNITED STATES OF AMERICA
STATE OF UTAH
COUNTY OF SALT LAKE
SALT LAKE CITY INDUSTRIAL REVENUE BOND
DATED DECEMBER 1, 1979
PART OF AN ISSUE IN THE PRINCIPAL AMOUNT NOT
TO EXCEED $1,600,000.00
Salt Lake City, a body politic of. the State of Utah (the
"City" herein) , for value received, acknowledges itself
to be indebted and hereby promises to pav to the holder
hereof from the source as hereinafter provided,
on , 19 , the principal, sum of
$ , and in like manner to pay interest on
said sum from the date hereof at the rate of eight and
one-half percent (8-1/2%) per annum on June 1, 1980, and
semiannually thereafter on December 1 and June 1 of each
year until said principal sum is paid, except as the
provisions hereinafter set forth regarding redemption
prior to the maturity may become applicable hereto; both
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principal of and interest on this Bond are payable in
lawful money of the United States of America through the
office of the paying agent and trustee, First Security
Bank of Utah, National Association, Corporate Trust
Department, Main at First South Office, 79 South Main
Street, Salt Lake City, Utah 84111 (the "Trustee"
herein) .
This Bond is part of an authorized issue of Bonds limited
in aggregate principal amount of $1,600,000.00, issued and
authorized to be issued for the purposes of paying all or part of
the costs of financing the acquisition and/or improvement of land
and a warehouse facility in Salt Lake City, Utah, for the purposes
of providing the same for use by Shire Warehouse Associates, a
Utah general partnership (the "COMPANY") , including the warehouse
and other appurtenances (all herein sometimes referred to as the
"Project") , or the reimbursement to the COMPANY of any interim
construction costs used for such purposes, pursuant to a Financing
Agreement ("Agreement" herein) by and between the City and the
COMPANY and paying all expenses in connection with the
authorization, sale and issuance of the Bonds. All of said
purposes are accomplished for the promotion, stimulation and
development of the general economic welfare and prosperity of the
citizens of the City and to achieve greater industrial development
in the State of Utah.
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The Bonds are issued pursuant to and subject to the
provisions of: (a) the Utah Industrial Facilities Development
Act, Chapter 17 of Title 11, Utah Code Annotated, i953, as
amended; (b) a Resolution heretofore enacted by the City on
October 11, 1979; (c) the Trust Indenture, also authorized by said
Act and said Resolution, by and between the City, the COMPANY and
the Trustee; and (d) the aforementioned Agreement, and to all
amendments and supplements thereto. Reference is made to all such
documents for the provisions, among others, with respect to the
nature and extent of the security, the rights, the duties and
obligations of the City, the COMPANY and the Trustee and the
holders of the Bonds and the terms upon which the Bonds are or may
become issued and secured.
The principal and interest due or to become due on this
Bond and the issue of Bonds of which it forms a part are payable
solely from the payments to be derived from the Note of the
Company and the Agreement pertaining to the Project, and the
payment of said principal and interest has been and is secured by
a pledge and assignment of the Note and all such payments,
together with a lien on all property forming a part of the
Project, all of which is more fully defined in the Trust
Indenture. The Bonds and interest coupons appertaining thereto,
if any, are limited obligations of the City as herein elsewhere
certified and do not now and shall never constitute an
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indebtedness of the City within the meaning of any state
constitutional provisions or statutory limitations appertaining to
municipal indebtedness, and the obligations represented by the
Bonds shall not give rise to any pecuniary liability of the City
whatsoever. Note payments sufficient for the prompt payment when
due of the principal and interest on the Bonds are to be paid by
the COMPANY for the account of the City and remitted directly to
Trustee for deposit in a fund created for this purpose designated
"Salt Lake City Industrial Revenue Bonds Fund -- Shire Warehouse
Associates Project", to be used for timely Bond payment.
Pursuant to the authority vested in the City under
Section 11-17-13, Utah Code Annotated, 1953, as amended, the City
acting for and on behalf of the State of Utah, does hereby pledge
to and agree with the holder of this Bond that the State of Utah
will not alter, impair or limit the rights vested hereby until
this Bond and all interest payments thereon have been fully met
and discharged.
Interest accruing on this Bond will be paid only on
presentation and surrender of the attached interest coupons, if
any, as they respectively become due (or if no coupons are
attached, payment of interest will be made when due according to
the proper calculation thereof by the paying agent or pursuant to
a previously accepted schedule). The principal of this Bond shall
be payable to the proper owner and holder thereof upon
presentation and surrender of this Bond.
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The provisions hereof shall in no manner be construed to
authorize public distribution of or public trading in this Bond or
of the issue or any of the series of which it forms a part, except
in accordance with applicable state and federal law. The Bonds
are issued without registration under exemptions provided in
Section 3(a) (2) of the Securities Exchange Act of 1934, the
qualification provisions of the Trust Indenture Act of 1939 and
similar exceptions under applicable state law.
The holder of this Bond shall have no right to enforce
the provisions of the Trust Indenture or to institute action to
enforce the covenants therein, or to take any action with respect
to any event of default thereunder, or to institute, appear in or
defend any suit or other proceedings with respect thereto, except
as provided therein, all of which actions may be taken only
through or with the approval of the Trustee.
This Bond and the issue of which it forms a part shall be
noncallable and nonredeemable.
It is hereby certified, recited and declared that all
acts, conditions and things required to exist, happen and be
performed precedent to and in execution and delivery of the Trust
Indenture and the issuance of this Bond do exist, have happened
and have been performed in due time, form and manner as required
by law and that the issuance of this Bond and the issue of which
it forms a part does not violate or contravene any constitutional
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or statutory limitation of any other Bond, contract or other
evidence of indebtedness or obligation to which the City is a
party.
IN WITNESS WHEREOF, Salt Lake City, State of Utah, has
caused this Bond to be duly executed by its Mayor and duly
attested by its Recorder, thereunto duly authorized, end its
corporate seal to be affixed hereto, and has caused the interest
coupons attached hereto, if any, to be executed by the signatures
of said officers, by facsimile or otherwise, al]. dated as of the
1st day of December, 1979.
SALT LAKE CITY
By [SAMPLE - DO NOT SIGN1
Mayor
ATTEST:
By [SAMPLE - DO NOT SIGN1
Recorder
THIS BOND REPRESENTS A LIMITED OBLIGATION OF SALT LAKE
CITY AND DOES NOT CONSTITUTE OR GIVE RISE TO A GENERAL
OBLIGATION OR LIABILITY OF SALT LAKE CITY OR A CHARGE
AGAINST ITS GENERAL CREDIT OR TAXING POWERS. THIS BOND
IS ONE OF THE BONDS FORMING A PART OF THE ISSUE AND
SERIES DESCRIBED HEREIN AND REFERRED TO IN THE TRUST
INDENTURE.
By [SAMPLE - DO NOT SIGN1
Recorder
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Section 8. Bonds as Eligible Investments. It is hereby
declared to be the intent of this Resolution that the Industrial
Revenue Bonds issued under authority hereof shall be securities in
which all public officers and public bodies of the State of Utah
and its political subdivisions may invest and may accept on
deposit in accordance with law, together with creating hereby an
eligible investment for all insurance companies, credit unions,
building and loan associations, trust companies, banking
associations, investment companies, executors and trustees and
other fiduciaries, pension profit-sharing and retirement funds and
all other such public or quasi-public organizations specified by
statutes of the State of Utah.
Section 9. Tax Exemptions. It is hereby declared to be
the intent of this Resolution that the Bonds issued under
authority hereof and the interest income therefrom, shall be
exempt from all taxes imposed by the State of Utah or any
political subdivisions thereof. It is further declared to be the
intent hereof that the interest income from the Bonds shall be
exempt from taxation under the Internal Revenue Code. The City is
hereby instructed to execute and file with the Internal Revenue
Service Center where the Company files its federal tax returns, as
regulations may prescribe, such statements of election as may be
required to secure the exemption under the provisions of Section
103 of the Internal Revenue Code and regulations promulgated
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thereunder, which statements may be based in part on information
to be furnished by the Company.
All normal tax benefits, such as depreciation deductions,
investment tax credits, sales and other tax deductions, and the
like, shall belong to the Company.
The Project and real and personal property included
therein shall not be exempt from ad valorem and similar taxes
imposed by the State of Utah and any political subdivision thereof
(except to the extent therein of any nominal interests of the
City) , it being the intent hereof that no exemption shall extend
to the economic and beneficial interests of the Company or any
other person, firm or corporation, all of which private interests
in the Project or any of the property used in connection therewith
shall be subject to ad valorem taxation in accordance with law.
Section 10. Construction Contracts or Mortgages. The
City hereby authorizes, ratifies and confirms the contracting by
the Company with such contractors, subcontractors or vendors as
may be or may have been selected by the Company for the purpose of
constructing or completing construction of the buildings,
equipment, fixtures and other appurtenances to be used for or in
connection with the Project. The City hereby disclaims any
objections to such contracts heretofore lawfully entered into. If
construction has been partially completed prior to adoption
hereof, the Bond proceeds may be used for the purposes of paying
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any remaining financing, construction or acquisition costs and/or
reimbursing the Company for such allowable costs as it may have
paid consistent with Section 4 of this Resolution.
It shall not have been necessary for the Company or the
City to require public bidding with respect to any contracts for
the acquisition, construction, equipping or financing of the
Project or any part thereof, or in connection with any of the
contracts heretofore or subsequently entered for such purposes.
The City authorizes the Company to enter into contracts with any
substitute, successor or additional contractors or vendors as
circumstances may require for the purposes hereof. The Company
and/or the contractors, as applicable, shall cause to be obtained
and/or continued for the Project builders' risk insurance against
fire, windstorm and other usual casualties for the full insurable
value of the improvements during construction as well as public
liability coverage for the contractors, the Company and the City
during and after construction as their interests may appear, and
the costs thereof shall be deemed one of the included and
allowable Project costs under Section 4 of this Resolution.
Section 11. Trust Indenture and Financing Agreement.
The City hereby authorizes and instructs the Mayor to execute, and
the Recorder to attest under the corporate seal of the City, the
following additional documents, all of which shall contain such
terms and provisions furthering the Project and financing thereof
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as may be mutually agreeable to the City, the Company and the
Purchaser:
(a) Trust Indenture, which shall provide that First
Security Bank of Utah, National Association, or any other
financial institution lawfully competent, shall be Trustee for the
purpose of holding the proceeds of the sales of the Bonds,
investing in accordance with law the unneeded portion of said
proceeds and distributing from time to time to the Company or to
the contractors and other persons to whom the Company has become
indebted such proceeds as may be necessary to pay all of the costs
of the Project as more fully defined in Section 4 of this
Resolution. Said Trustee shall further be entitled to administer
the trust estate which shall come into its possession or control,
including but not limited to the note payments from the Company
under the Financing Agreement and the pledge of the same made to
secure payment of the principal, interest, premium, if any, fees
and other costs under the Bonds, and any proceeds of reinvesting
the estate, with due accounting upon request of the City for all
funds handled by it. Said Trust Indenture shall contain
provisions in the nature of a deed of trust and a security
agreement by which all of the interests of the Company in the real
property underlying the Project financed by the Bonds, shall be
encumbered and conveyed in trust, and the personal property and
fixtures financed by the Bonds shall become subject to a security
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interest, for the purpose of securing payment of principal,
interest, premium, if any, fees and other costs under the Bonds
and for other appropriate purposes relating to protection of the
City and the holders of said Bonds. Said Trust Indenture shall be
duly recorded on the records of the Salt Lake County Recorder and
perfection of personal property security interests shall be
handled in accordance with the Uniform Commercial Code.
(b) Financing Agreement, by which the Project shall
be held and used by the Company in consideration of the issuance
of the Bonds by the City, and the covenants of the Company
evidenced by one or more promissory notes for such amounts as may
be sufficient over the term of the Bonds to pay all principal,
interest, fees and other costs under the Bonds. Such note
payments shall be made monthly to the Trustee, acting on behalf of
the City, in sufficient amount to enable the Trustee to make the
semiannual payments of principal, interest, premium, if any, fees
and other costs under the Bonds. The Financing Agreement shall
contain additional covenants of the Company as may be required by
the City and for the assurances of the holders of the Bonds.
The Company shall execute a certificate and deliver the
same to the Trustee indicating the exact date it accepts
completion of construction and takes possession of the building.
In addition, the Company will certify to the Trustee the
completion of acquisition and installation of equipment, fixtures
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and appurtenances financed by the Bonds. Said certificates shall
be without prejudice as to the right of the Company to pursue
contractors, suppliers or other third parties for any defect,
breach of warranty or contract or otherwise in connection
therewith.
The Financing Agreement may further provide that the
Company, at its own expense, may make alterations, additions and
improvements to the Project and install equipment thereon which
shall not impair the value thereof, and that the Company shall be
fully responsible for making all repairs and sustaining the
maintenance of the Project and all property in connection
therewith during the term of the Bonds, including payment of such
insurance coverage as the City and the holder of the Bonds shall
require.
All improvements to the buildings and fixtures attached
thereto shall be covered by the lien of the Trust Indenture. All
replacements of equipment or appurtenances shall be of the same or
better qualify, may be made without prior approval of the City,
Trustee or Purchaser and will come under the lien or security
interest of the Trust Indenture.
The Financing Agreement shall further provide that the
Company shall be responsible and shall pay any and all taxes
levied on the Project or any other assessments or costs in
connection therewith which would be normal incidents to ownership
of private property.
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The Financing Agreement may provide for leasing to third
parties by the Company of all or part of the Project, provided
that the Company shall in no manner be relieved of any obligations
under the note and Financing Agreement.
The Financing Agreement shall further provide for such
terms and conditions as may be mutually agreed between the City,
the Purchaser and the Company for the protection of the City and
the Purchaser, and providing such remedies on default thereof as
may be required or allowed by law in the transaction.
(c) Other documents, which shall be reasonably
necessary or convenient for carrying out the purposes of this
Resolution, the Project and the financing thereof, including such
further assurances for the benefit of the holders of the Bonds as
the Purchaser may require and as may be agreeable to the City and
the Company.
Section 12. Binding Covenants. All covenants,
stipulations, obligations and agreements contained in this
Resolution, the Trust Indenture, the Financing Agreement and other
documents executed in connection therewith shall be deemed to be
obligations and covenants of the City and binding upon the City,
none of which, however, shall create any general obligation of the
City or constitute a charge on its taxable property. Except as
otherwise provided in this Resolution, all rights, powers and
-24-
privileges conferred and duties and liabilities imposed upon the
City by all of such documents shall be exercised or performed by
the Mayor with the attest or concurrence of the Recorder except
where applicable statutes or regulations would require action by
the entire Board of Commissioners or other officers. No
obligation or covenant of the City contained in any of such
documents shall be deemed an obligation or covenant of any
officer, agent or employee of the City in his or her individual
capacity and neither the members of the Board of Commissioners nor
any officers of the City issuing or executing the Bonds shall be
personally liable on the Bonds or subject to accountability by
reason of the issuance thereof.
Section 13. Severability. In case any one or more of
the provisions of this Resolution, the Trust Indenture, the
Financing Agreement, or other documents executed in connection
therewith, or of any of the Bonds to be issued under authority
hereof, shall for any reason be held by any court of competent
jurisdiction to be illegal or invalid, such illegality or
invalidity shall not affect any of the other provisions of this
Resolution or of any such documents or of the bonds or coupons
thereof, and this Resolution and all such documents shall be
construed and enforced as if such illegal or invalid provision or
provisions had not been contained therein.
-25-
Section 14. Conditions Precedent. All acts, conditions
and things relating to the passage of this Resolution, to provide
authority for issuance of the Bonds and execution of the Trust
Indenture, Financing Agreement and other documents necessary in
connection therewith, required by the Constitution or the Act or
other laws of the State of Utah, which must happen, exist and be
performed precedent to the passage hereof and the providing said
authority, have happened, do exist and have been performed as
required by law.
Section 15. Officers and Successors. The members of the
Board of Commissioners, the Mayor, the Recorder and all other
applicable officers, attorneys, and other agents or employees of
the City are hereby authorized and instructed to do all acts and
things required of them by this Resolution, the Trust Indenture,
the Financing Agreement and other documents executed in connection
therewith, including the Bonds, for the full punctual and complete
performance of all of the terms, covenants and agreements
contained therein and constituting obligations of the City. In
the event the Mayor, the Recorder, or any other officer of the
City shall be replaced hereafter by election, resignation, removal
or otherwise, or in the event a designated officer is at any time
unable to act by reason of illness, disability or absence from the
State of Utah, then in either such event, the duly elected,
appointed or acting successor or lawful substitute, as the case
-26-
may be, shall be entitled to act, including in the execution of
Bonds and other documents, and such act or signature shall be
fully effective and binding on the City.
Section 16. Interpretation. This Resolution, the Trust
Indenture, the Financing Agreement, the Bonds and other documents
executed in connection therewith shall be interpreted and
construed in accordance with the laws of the State of Utah, with
the intent and purpose that all such documents shall carry forth
the matters necessary for the acquisition, construction and
financing of the Project, the issuance and payment of the Bonds
and performance of all other obligations of the City herein
contained or referred to. Liberal construction of all thereof
shall be observed for the assurance and protection of the holders
of the Bonds, and any ambiguities or minor errors herein shall not
invalidate this Resolution or the effect of publication hereof,
and the further documents in furtherance of the Bond issue may be
executed in substantial compliance herewith. The terms
"purchasers", "holders" or "bondholders" as used herein shall
include both the plural and the singular, as applicable. The
titles to the various sections contained in this Resolution are
for ease of reference only and shall not be considered part of
this Resolution if any therein suggests a meaning contrary to the
express language of this Resolution.
-27-
Section 17. Publication. The City shall pursuant to
Section 11-17-16 of the Act, and/or pursuant to other City
ordinances, rules or regulations, provide for publication of this
Resolution in a newspaper of general circulation in Salt Lake
County, Utah on the first reasonably possible day of publication
following final passage of this Resolution. For a period of
thirty (30) days after the date of such publication, any person in
interest shall have the right to contest the legality of this
Resolution or any Bonds which may be authorized hereby, any
provisions made for the security in payment of the Bonds or of any
Agreement or Trust Indenture authorization herein; and after the
expiration of said thirty (30) days, no person shall have any
cause of action whatever to contest the regularity, formality or
legality of this Resolution or of any agreement or document
authorized hereby. Provided, however, that the Bonds or any of
them may be issued at any time after such publication without any
waiting period if, in the written opinion of Bond Counsel, no
legal impairment of the issued Bonds will be suffered.
Section 18. Effective Date. This Resolution shall take
effect upon expiration of the 30th day following publication of
this Resolution as above provided.
SALT LAKE TY
ATTEST:
By
Recorder ed L. Wilson, Mayor
* * * * * * * * * * * * * * * *
-28-
STATE OF UTAH
ss.
COUNTY OF SALT LAKE
I, Mildred V. Higham, a duly chosen, aualified and acting
Recorder of Salt Lake City, State of Utah, do hereby certify that
the foregoing twenty eight (28) pages, including six (6) pages of
Bond Form, are a true and correct copy of a Resolution adopted by
the Board of Commissioners of Salt Lake City in proceedings at a
regular meeting of said Commission at its Chambers in Salt Lake
City, Utah, held pursuant to due, legal and timely notice served
upon all Commission members, on Monday , the 24th day
December
of Nxauamhe , 1979, at the hour of 4:15 o'clock p .m., as
recorded by me in the regular official book of records of the
proceedings kept in my office and that said proceedings were duly
had and taken as therein shown, and that the meeting therein shown
was duly held and the persons therein named were present at said
meeting and voted as therein shown.
IN WITNESS WHEREOF, I have hereunto set my hand and
affixed the official seal of Salt Lake City this 26th day of
Ngucr, 1979.
274'-ddia.1O /Vw GC�tvl�
Mildred V. Higham, order
(SEAL)
3
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141
REMARKS ;
Resolutio-, No.
By David C. Campbell
Authorizing the issuance of$1,600,000
Industrial Revenue Bonds to Shire
Warehouse Associates.
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