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01/05/2021 - Work Session - Meeting MaterialsSALT LAKE CITY COUNCIL AGENDA WORK SESSION January 5,2021 Tuesday 2:00 PM This meeting will be an electronic meeting pursuant to the Salt Lake City Emergency Proclamation. SLCCouncil.com 7:00 pm Formal Meeting (See separate agenda) Welcome and public meeting rules The Work Session is a discussion among Council Members and select presenters.The public is welcome to listen.Items scheduled on the Work Session or Formal Meeting may be moved and /or discussed during a different portion of the Meeting based on circumstance or availability of speakers. Please note:Dates not identified in the FYI -Project Timeline are either not applicable or not yet determined.Item start times and durations are approximate and are subject to change at the Chair’s discretion. Generated:16:28:30 This meeting will be an electronic meeting pursuant to the Chair’s determination that conducting the City Council meeting at a physical location presents a substantial risk to the health and safety of those who may be present at the anchor location. The Salt Lake City Council Chair has determined that conducting a meeting at an anchor location under the current state of public health emergency constitutes a substantial risk to the health and safety of those who may attend in person.For these reasons,the Council Meeting will not have a physical location at the City and County Building and all attendees will connect remotely. Members of the public are encouraged to participate in meetings.We want to make sure everyone interested in the City Council meetings can still access the meetings how they feel most comfortable.If you are interested in watching the City Council meetings,they are available on the following platforms: •Facebook Live:www.facebook.com/slcCouncil/ •YouTube:www.youtube.com/slclivemeetings •Web Agenda:www.slc.gov/council/agendas/ •SLCtv Channel 17 Live:www.slctv.com/livestream/SLCtv-Live/2 If you are interested in participating during the Formal Meeting for the Public Hearings or general comment period,you may do so through the Webex platform.To learn how to connect through Webex,or if you need call-in phone options,please visit our website or call us at 801-535-7607 to learn more. As always,if you would like to provide feedback or comment,please call us or send us an email: •24-Hour comment line:801-535-7654 •council.comments@slcgov.com More info and resources can be found at:www.slc.gov/council/contact-us/ Upcoming meetings and meeting information can be found here:www.slc.gov/council/agendas/ We welcome and encourage your comments!We have Council staff monitoring inboxes and voicemail,as always,to receive and share your comments with Council Members.All agenda- related and general comments received in the Council office are shared with the Council Members and added to the public meeting record.View comments by visiting the Council Virtual Meeting Comments page. Work Session Items 1.Nomination of Council Chair and Vice Chair for Calendar Year 2021 ~2:00 p.m. 15 min. The Council will take a straw poll to nominate the Council Chair and Vice Chair for calendar year 2021.The process includes expressions of interest from Council Members,nominations for each position,and then voting each for the Chair and Vice Chair positions. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Tuesday,January 5,2021 Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -Tuesday,January 5,2021 2.Informational:Updates from the Administration ~2:15 p.m. 30 min. The Council will receive an update from the Administration on major items or projects, including but not limited to: •Local Emergencies for COVID-19,the March 2020 Earthquake,and the September 2020 Windstorm; •Updates on relieving the condition of people experiencing homelessness; •Police Department work,projects,and staffing,etc.;and •Other projects or updates. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Recurring Briefing Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -n/a 3.Informational:Updates on Racial Equity and Policing ~2:45 p.m. 5 min. The Council will hold a discussion about recent efforts on various projects City staff are working on related to racial equity and policing in the City.The conversation may include issues of community concern about race,equity,and justice in relation to law enforcement policies,procedures,budget,and ordinances.Discussion may include: •An update or report on the Commission on Racial Equity in Policing;and •Other project updates or discussion. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Recurring Briefing Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -n/a 4.Informational:Update on the Utah Transit Authority (UTA)South Davis Connector to Salt Lake City ~2:50 p.m. 30 min. The Council will receive a status update of UTA’s planned bus rapid-transit connector between South Davis County and downtown Salt Lake City. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Tuesday,January 5,2021 Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -n/a 5.Informational:Kem C.Gardner Policy Institute Homeless Services Assessment ~3:20 p.m. 45 min. The Council will receive a presentation of the 2020 Utah Homeless Services Assessment from the Kem C.Gardner Policy Institute.The assessment proposes a new governance structure and funding model for services,and includes six recommendations to improve the homeless services system in the state. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Tuesday,January 5,2021 Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -n/a 6.Utah Open Meetings Law Training and Government Records Access and Management Act (GRAMA)Training ~4:05 p.m. 30 min. The Council will receive a briefing from the City Attorney’s Office about the Utah Open Meetings Law,and from the Recorder's Office about the Government Records Access and Management Act (GRAMA).This briefing will serve as the annual trainings for both the City Council and the Board of Directors of the Redevelopment Agency. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Tuesday,January 5,2021 Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -n/a 7.Tentative Break ~4:35 p.m. 20 min. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -n/a Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -n/a 8.Informational:SLC Emergency Management Update 2021 ~4:55 p.m. 30 min. The Council will receive an annual report of the City’s emergency procedures,the Council’s role in an emergency,and an overview of Emergency Management’s current programs and efforts. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Tuesday,January 5,2021 Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -n/a 9.Ordinance:Budget Amendment No.6 for Fiscal Year 2020-21 ~5:20 p.m. 30 min. The Council will be briefed about an ordinance that would amend the final budget of Salt Lake City,including the employment staffing document,for Fiscal Year 2020-21.Budget amendments happen several times each year to reflect adjustments to the City’s budgets, including proposed project additions and modifications.The proposal includes funding to cover cost increases to turn the historic Fisher Mansion Carriage House into a recreation hub, create a redevelopment plan for the former Glendale Waterpark,and consolidate multiple employee positions in different departments and add one new position to form a new City Innovations Team,among other changes. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Tuesday,January 5,2021 Set Public Hearing Date -Tuesday,December 8,2020 Hold hearing to accept public comment -Tuesday,January 5,2021 and Tuesday,January 19, 2021 at 7 p.m. TENTATIVE Council Action -TBD 10.Informational:State Legislative Briefing ~5:50 p.m. 20 min. The Council will be briefed by the Administration about issues affecting the City that may arise during the 2021 Utah State Legislative Session. FYI –Project Timeline:(subject to change per Chair direction or Council discussion) Briefing -Tuesday,January 5,2021 Set Public Hearing Date -n/a Hold hearing to accept public comment -n/a TENTATIVE Council Action -n/a Standing Items 11.Report of the Chair and Vice Chair Report of Chair and Vice Chair. 12.Report and Announcements from the Executive Director Report of the Executive Director,including a review of Council information items and announcements.The Council may give feedback or staff direction on any item related to City Council business,including but not limited to; •Financial Disclosure;and •Scheduling Items. 13.Closed Session The Council will consider a motion to enter into Closed Session.A closed meeting described under Section 52-4-205 may be held for specific purposes including,but not limited to: a.discussion of the character,professional competence,or physical or mental health of an individual; b.strategy sessions to discuss collective bargaining; c.strategy sessions to discuss pending or reasonably imminent litigation; d.strategy sessions to discuss the purchase,exchange,or lease of real property,including any form of a water right or water shares,if public discussion of the transaction would: (i)disclose the appraisal or estimated value of the property under consideration;or (ii)prevent the public body from completing the transaction on the best possible terms; e.strategy sessions to discuss the sale of real property,including any form of a water right or water shares,if: (i)public discussion of the transaction would: (A)disclose the appraisal or estimated value of the property under consideration;or (B)prevent the public body from completing the transaction on the best possible terms; (ii)the public body previously gave public notice that the property would be offered for sale;and (iii)the terms of the sale are publicly disclosed before the public body approves the sale; f.discussion regarding deployment of security personnel,devices,or systems; and g.investigative proceedings regarding allegations of criminal misconduct. A closed meeting may also be held for attorney-client matters that are privileged pursuant to Utah Code §78B-1-137,and for other lawful purposes that satisfy the pertinent requirements of the Utah Open and Public Meetings Act. CERTIFICATE OF POSTING On or before 5:00 p.m.on _____________________,the undersigned,duly appointed City Recorder,does hereby certify that the above notice and agenda was (1)posted on the Utah Public Notice Website created under Utah Code Section 63F-1-701,and (2)a copy of the foregoing provided to The Salt Lake Tribune and/or the Deseret News and to a local media correspondent and any others who have indicated interest. CINDY LOU TRISHMAN SALT LAKE CITY RECORDER Final action may be taken in relation to any topic listed on the agenda,including but not limited to adoption,rejection,amendment,addition of conditions and variations of options discussed. People with disabilities may make requests for reasonable accommodation,which may include alternate formats,interpreters,and other auxiliary aids and services.Please make requests at least two business days in advance.To make a request,please contact the City Council Office at council.comments@slcgov.com,801-535-7600,or relay service 711. CITY COUNCIL OF SALT LAKE CITY 451 SOUTH STATE STREET, ROOM 304 P.O. BOX 145476, SALT LAKE CITY, UTAH 84114-5476 SLCCOUNCIL.COM TEL 801-535-7600 FAX 801-535-7651 COUNCIL STAFF NOTE CITY COUNCIL of SALT LAKE CITY TO:City Council Members FROM: Russell Weeks Senior Policy Analyst DATE: January 5, 2021 RE: UTA Presentation: Davis-Salt Lake Community Connector Update ISSUE AT-A-GLANCE This note is intended as a supplement to information that will be presented by Utah Transit Authority Board of Trustees Chair Carlton Christensen on the status of the Davis-Salt Lake Community Connector – a bus rapid-transit line linking Davis County and downtown Salt Lake City. It might be noted that Chair Christensen served on the City Council for 16 years. The City Council adopted Resolution 33 of 2015 on October 6, 2015 for a locally preferred alternative for a bus rapid transit route from Davis County to Salt Lake City. The motion said: 1. The City Council hereby endorses and approves the proposed construction of bus rapid transit along 400 West in Salt Lake City, along US 89 in Salt Lake City, North Salt Lake City, and Bountiful City, and Main Street to 500 South in Bountiful City as the Locally Preferred Alternative. 2. The Salt Lake City Council hereby authorizes City staff to work with UTA to proceed with and complete the preparation of all additional documentation and take all necessary actions to implement the Locally Preferred Alternative.1 Three things might be noted: First, a 2015 presentation made by the Utah Transit Authority during a briefing included a discussion of potential transit connections to the University of Utah, although the Transportation Division (at that time) understood that the proposed project would terminate at North Temple Street.2 The inclusion of potential connections to the university also raised concerns among the City Council. Item Schedule: Briefing: January 5, 2021 Set Date: Public Hearing: Potential Action: Page | 2 After the Council raised its concerns, the Transportation Division sought clarification from the Utah Transit Authority about the end point of the preferred locally preferred alternative in Salt Lake City. A letter from UTA said in part, “We would request the Council consider adopting the LPA to 400 West and North Temple. With evaluation in the SLC Transit Master Plan and in the next phase of the project, the final terminus can be further evaluated and determined.”3 Second, the Transit Master Plan made no specific recommendation about a terminus different from the 400 West North Temple Street site. According to the Master Plan, “This is a regionally-significant project that has been studied by UTA. The Transit Master Plan focused on local needs and therefore did not consider this corridor; however, the local portion of the project, which recommends Enhanced Bus along the 400 West corridor, supports the plan’s local transit recommendations.”4 Third, the Palmer DePaulis Administration originally extended 400 West Street to intersect U.S. Highway 89 to create an extra street to relieve traffic congestion created by people driving northbound after Utah Jazz games after the “new” arena replaced Acord Arena at the Salt Palace. In terms of the future construction of the rapid-transit line, the line is included in the Wasatch Front Regional Council’s tier-one plans for its Regional Transportation Plan 2019-2050. Tier-one projects are projected to be done within the first ten years of the Transportation Plan. UTA’s 2021 budget adopted by the Board of Trustees at its December 16, 2020, meeting has a sentence in its message from UTA Executive Director Carolyn Gonot that says, the 2021 capital budget “outlines the potential future construction of the proposed Mid-valley and Davis-Salt Lake City bus rapid transit (BRT) lines.” In addition, another presentation to the Board at its December 16 meeting said UTA is applying to the Wasatch Front Regional Council for a $1.5 million federal Surface Transportation Block Grant to help fund designs for the rapid-transit line. UTA estimated total design costs at $16.9 million.5 1 Attached Resolution No. 33 of 2015. 2 City Council staff report quoting Administration Transmittal, June 2, 2014, Page 1, Russell Weeks, September 30, 2015. 3 City Council staff report quoting letter to Robin Hutcheson, UTA Project Development Manager Hal Johnson, March 18, 2015, Russell Weeks, September 30, 2015. 4 Salt Lake City Transit Master Plan, Page 3-17. 5 UTA Presentation PDF, Slide 76, December 16, 2020. Salt Lake City Council RESOLUTION NO. 33 of 2015 A Resolution Adopting a Locally Preferred Alternative for Utah Transit Authority to Extend Transit Options within the Davis-Salt Lake Community Connector Transit Study Corridor WHEREAS, the Utah Transit Authority (“UTA”) is a public transit district and authorized under Utah law to construct, own, operate and maintain mass transit systems; and WHEREAS, Salt Lake City, North Salt Lake City, Bountiful City, Davis County, and the Wasatch Front Regional Council (“WFRC”) together with UTA performed a study and an alternatives analysis (“Alternatives Analysis”) to evaluate transit alternatives in south Davis County and north Salt Lake County, specifically from Salt Lake City’s central business district through North Salt Lake City, Bountiful City, and Woods Cross City to the Woods Cross FrontRunner commuter rail station (the “Davis – Salt Lake Community Connector Transit Study Corridor”); and WHEREAS, during the Alternatives Analysis, Bountiful City, North Salt Lake City, Salt Lake City, and Davis County (collectively the “City/County Sponsors”), together with community committees, agreed upon a list of goals to determine the proper public transportation alternative to operate within the Davis – Salt Lake Community Connector Transit Study Corridor; and WHEREAS, the goals include: (1) increase mobility, connectivity, and travel choices; (2) support local and regional land use initiatives; (3) promote economic development; and (4) improve environmental quality; and WHEREAS, UTA proposes to expand bus rapid transit to include, among other things, an extension of bus rapid transit through the Davis – Salt Lake Community Connector Transit Study Corridor; and WHEREAS, UTA proposes to include in the Davis – Salt Lake Community Connector Transit Study project a revision of the background local bus network to provide more east/west service that connects to existing and future bus rapid transit, and WHEREAS, bus rapid transit within the Davis – Salt Lake Community Connector Transit Study Corridor would substantially benefit the residents of the City/County Sponsors by increasing access to bus rapid transit to more residents and job sites; and WHEREAS, operation of bus rapid transit in the Davis – Salt Lake Community Connector Transit Study Corridor will reduce reliance on the private automobile, improve air quality, reduce the growth of vehicle miles traveled, and support the objectives of the WFRC’s Long Range Transportation Plan; and WHEREAS, the City/County Sponsors desire to promote transit supportive land use within and around the corridor and encourage the use of transit for a greater number of mass-transit riders; and WHEREAS, the City/County Sponsors understand that more specific mitigation measures related to specific impacts will be reviewed, evaluated, and addressed during subsequent environmental, design and engineering phases of the project; and WHEREAS, the City/County Sponsors find that their communities’ long term economic well-being and viability would be negatively affected by increased congestion and decreased mobility; and WHEREAS, the City/County Sponsors find that this proposed project best meets the needs of the City/County Sponsors as a whole, and is in the best interest of the public health, safety, and welfare of the City/County Sponsors, NOW, THEREFORE, be it resolved by the Salt Lake City Council as follows: 1. The City Council hereby endorses and approves the proposed construction of bus rapid transit along 400 West in Salt Lake City, along US 89 in Salt Lake City, North Salt Lake City, and Bountiful City, and Main Street to 500 South in Bountiful City as the Locally Preferred Alternative. 2. The Salt Lake City Council hereby authorizes City staff to work with UTA to proceed with and complete the preparation of all additional documentation and take all necessary actions to implement the Locally Preferred Alternative. Passed by the City Council of Salt Lake City, Utah, this 6th day of October, 2015. Salt Lake City Council Meeting Minutes October 6, 2015 The following Council Members were present: Charlie Luke, Luke Garrott, James Rogers, Kyle LaMalfa, Erin Mendenhall, Lisa Adams The following Councilmember was absent: Stan Penfold 7:52:07 PM Adopting a resolution adopting a locally preferred alternative for UTA to extend transit options within the Davis-Salt Lake Community Connector Transit Study Corridor. The recommended Locally Preferred Alternative route includes a recommendation that Bus Rapid Transit would be developed on 400 West to serve redevelopment, the commuter rail station and Downtown Salt Lake City. View Attachments Councilmember Rogers moved and Councilmember LaMalfa seconded to adopt Resolution 33 of 2015 adopting a locally preferred alternative for the Utah Transit Authority to extend transit options within the Davis-Salt Lake Community Connector Transit Study Corridor with the following amendments: 1. That in the resolution’s preamble Paragraph No. 5, the words “fixed guideway systems” be replaced by the words “bus rapid transit” and that the word “system” be replaced by the words “bus rapid transit”, so the paragraph will read: “WHEREAS, UTA proposes to expand bus rapid transit to include, among other things, an extension of bus rapid transit through the Davis–Salt Lake Community Connector Transit Study Corridor; and 2. That in paragraph No. 1 under “be it resolved by the Salt Lake City Council” that the words “the high capacity fixed guideway system” be replaced by “bus rapid transit”, so the paragraph reads: “The City Council hereby endorses and approves the proposed construction of bus rapid transit along 400 West in Salt Lake City, along US 89 in Salt Lake City, North Salt Lake City, and Bountiful City, and Main Street to 500 South in Bountiful City as the Locally Preferred Alternative”. Councilmember Adams stated that she would not be supporting adoption of this resolution at this time. She believed Council should wait until after the election to vote and even suggested waiting until the Master Plan for Transit was received. Councilmember Rogers referenced previous Council discussions of being a progressive City concerned about air quality. He indicated that on I-15 along Davis County the traffic count is 87,000 cars a day and on Beck Street the traffic count is around 40,000 cars a day; a total of 120,000 cars a day coming into downtown Salt Lake City. Councilmember Rogers said that this was an option and opportunity to cooperate with Davis County to improve air quality and transportation in Salt Lake City. He stated that he would support adoption of this resolution. Councilmember Garrott stated that he would support adoption of this resolution. He said this was an existing artery between both communities and was not a commitment to run transportation beyond downtown Salt Lake City or a piece of the City’s transit plan infrastructure. He believed capital investment would be minimal to Salt Lake City and said he does not believe there would be opportunity for costs. Councilmember Garrott called for the question, which motion carried, all Council Members present voted aye, except Councilmember Adams who voted nay. (R 14-7) Davis-SLC Community Connector January 2021 Carlton Christensen, UTA Board Chair Hal Johnson, Project Manager Existing Route 455 and 470 •RT 470: 3,400 daily riders •RT 455: 1,500 daily riders 1/4/2021 3 Regional Transportation Plan Regional Transportation Plan Cost Estimates •Davis-SLC Connector BRT •$167.3 M (this number is being refined by the project team) 1/4/2021 5 SLC Transit Master Plan Davis-Salt Lake Connector Project Overview •Improving transit service between southern Davis County and Salt Lake City •Davis-SLC Community Connector Alternatives Analysis recommended BRT as the mode •Aligns with WFRC long-range transportation plan, SLC Transit Master Plan, and 30-year investment goal •Will follow FTA guidelines for funding strategies and project eligibility Project History •Previous transit studies have identified a need for a project •South Davis Transit Needs Assessment (2005, WFRC, MAG, Mayors, Envision Utah) •South Davis Alternatives Analysis (2008, UDOT and UTA) •Davis-SLC Community Connector Alternatives Analysis (2014) 1/4/2021 8 COMMUNITY FEEDBACK SHOWED A DESIRE FOR:  Connections between Southern Davis County and Salt Lake City  Connections from community locations to FrontRunner What is BRT? 1/4/2021 9 Davis-SLC Community Connector Alternatives Analysis – Purpose & Need •Mobility •Access and choice •Development •Revitalization •Growth •Increase transit ridership and improve service quality •Build on successful existing bus routes Locally Preferred Alternative (2014 Study) Woods Cross Station FrontRunner Station to Downtown SLC Current Efforts •Environmental work and preliminary design is currently underway 1/4/2021 12 •Traffic counts data collected •Aerial imagery obtained for entire corridor •GIS ROW Parcel Data •Typical sections and station configurations developed •Utilities have been mapped throughout the corridor •Alignment has been developed throughout the study area •Continuing coordination with stakeholders •Refining the LPA (Locally Preferred Alternative) Proposed Modifications to the LPA •Adjustment to downtown SLC alignment to better serve key destinations •Completed an evaluation of the exclusive lanes with project stakeholders •Recommend that lanes only be constructed in Davis County •Operational connection proposed to Farmington •Operational connection proposed to the University of Utah 1/4/2021 13 Proposed LPA Map •Base project with capital improvements from 500 South in Bountiful to State Street and 200 South in SLC •Exclusive bus lanes in Davis County •Service connections •F605 will continue to operate as a community circulator 300 vs. 400 West Alignment into Downtown Salt Lake City Southern Route Alternatives •The Alternatives Analysis conducted in 2014 identified the 400 West alignment as the LPA because: •Transit-focused zoning is most present along 400 West •There is the potential to create a transit mall between 600 North and 200 South •400 West is also better suited for pedestrians with less regional traffic 1/4/2021 16 •400 West •300 West and 400 West 300 West to 600 North, jog west to 400 West and then south to the existing North Temple FrontRunner station, turning east to travel along North Temple •300 West 300 West all the way to North Temple and go east from there, bypassing the existing North Temple FrontRunner station Southern Route Alternatives •Average daily traffic (ADT) is lower along 400 West compared to 300 West •Truck percentages are slightly higher on 300 West ADT and Truck Percentages •Updated land use data continues to demonstrate that the area around 400 West has several vacant properties, industrial uses, and the potential for higher density development in the future •The land use data around 300 West shows many small parcels with residential, commercial uses, and larger parcels with government land uses Land Uses •Zoning data shows that property on the west side of 400 West between 600 North and North Temple is zoned for transit stations with high density and mix uses •Similar to the land use data, zoning near 300 West is primarily showing smaller parcels with residential, mixed- use, and government property Zoning Screening Matrix Recommendation 400 West is the preferred alignment •Direct connection to the North Temple FrontRunner station •City Street typology supports this route •Ridership potential •Roadway jurisdiction •More opportunities for transit-oriented development However, we are exploring an additional alternative with the Capitol Hill Community Council Questions/Comments Project Contact: Hal Johnson HJohnson@rideuta.com (801) 237-1905 Thank You CITY COUNCIL OF SALT LAKE CITY 451 SOUTH STATE STREET, ROOM 304 P.O. BOX 145476, SALT LAKE CITY, UTAH 84114-5476 SLCCOUNCIL.COM TEL 801-535-7600 FAX 801-535-7651 COUNCIL STAFF NOTE CITY COUNCIL of SALT LAKE CITY TO:City Council Members FROM: Russell Weeks Senior Policy Analyst DATE:January 4, 2021 RE: PRESENTATION: UTAH HOMELESS SERVICES GOVERNANCE STRUCTURE AND FUNDING MODEL ISSUE AT-A-GLANCE This note is intended as a short list of points to help inform a presentation about the Utah Homeless Services Governance Structure and Funding Model report prepared by the Kem C. Gardner Policy Institute. The presentation by Institute Executive Director Natalie Gochnour is scheduled for the January 5, 2021, work session. Germane Points o The structure outlined in the Institute report is intended to better coordinate allocations of state public funds and philanthropic private funds to address helping people experiencing homelessness statewide. o The Utah Legislature will continue to have the final say over allocations of state public funds through the Legislature’s consideration of the State of Utah’s budget.1 o Although renamed, the current Salt Lake County structure to address homelessness issues – the Salt Lake Valley Coalition to End Homelessness – appears to remain intact. At least part of the reason for that is the structure meets federal requirements. According to the report, “Beginning in 1995, U.S. Department of Housing and Urban Development’s (HUD) Continuum of Care (COC) Program required regions within states to establish Local Homeless Councils (LHCs) and Item Schedule: Briefing: January 5, 2021 Set Date: Public Hearing: Potential Action: Page | 2 to consolidate funding requests from local and regional providers into a single annual application.”2 o It should be noted that the Salt Lake Valley Coalition to End Homelessness is the result of then- Salt Lake County Mayor Ben McAdams’ Collective Impact initiative that started in 2016. One of the Coalition’s goals has been to cultivate more cooperation among agencies and groups that receive federal funds through the Continuum of Care program. o It also should be noted that the Gardner report recognizes the informal efforts of Utah’s 13 regional local homeless coordination committees to work together. According to the report, “The Utah Homeless Network, a statewide, service provider led organization was informally created to increase collaboration and communication among local officials and providers. All 13 LHCs are represented in the Utah Homeless Network.”3 1 Utah Homeless Services: Governance Structure and Funding Model, Kem C. Gardner Policy Institute, November 2020, Page 11. 2 Gardner report, Page 9. 3 Gardner report, Page 9. November 2020 Utah Homeless Services Governance Structure and Funding Model Highlights Kem C. Gardner Policy Institute I 411 East South Temple Street, Salt Lake City, Utah 84111 I 801-585-5618 I gardner.utah.edu The Kem C. Gardner Policy Institute prepared this assessment of Utah’s homeless services governance structure and funding at the request of the Utah Legislature and the philanthropic community. This assessment involved a collaborative review process of the structure and funding model in Utah. We offer six recommendations that will create a simpler, more transparent, and coordinated system for homeless services that will be more effective, efficient, and will improve alignment between public and private efforts. 1 Restructure top-level governance We recommend restructuring homeless governance in the state, including the appointment of a Utah Homeless Services Officer and the creation of the Utah Homeless Council (UHC) housed in the Governor’s Office of Management and Budget. 2 Appoint homeless services officer We recommend the appointment of the Homeless Services Officer who will act as the executive director of the Utah Homeless Council and leads the state’s response to homelessness. 3 Create Utah Homeless Council We recommend the creation of the Utah Homeless Council to serve as the state’s coordinating and decision- making body for homelessness. The UHC would replace the State Homeless Coordinating Committee. 4 Create Philanthropic Consortium We recommend the creation of a consortium of private funders who will coordinate their efforts and funding for homeless services. The consortium would also be represented on the Utah Homeless Council. 5 Improve local coordination We recommend greater communication and coordination of local homeless efforts and the inclusion of the local homeless councils on the state’s Utah Homeless Council through representatives appointed by the Utah Homeless Network. 6 Develop coordinated funding model We recommend an annual state-wide funding plan that builds from local to regional to a consolidated statewide plan. The plan would include both funding and planning efforts to reduce homelessness in Utah. Department of Public Safety State Board of Education Utah Systems of Higher Education Department of Health Department of Workforce Services Departmental Council Representatives Department of Human Services Department of Corrections Legislature Sets State Policy Appropriates Funds Monitors Execution Governor Sets Executive Branch Policy Governor’s Office of Management and Budget Utah Homeless Council Homeless Services Officer (Appointed by & reports to Governor) Utah Homeless Network/Continuum of Care Systems Local Homeless Councils Philanthropic Consortium Top-level Governance Coordinated Funding Model Utah Homeless Council Executive Committee Homeless Services Officer (Executive Director) Public Sector co-chair (appointed by Legislature) Private sector co-chair (appointed by Philanthropic Consortium) Private sector representative (appointed by governor) Mayor Salt Lake County Statewide philanthropic leader (appointed by governor) Statewide philanthropic leader (appointed by Philanthropic Consortium) Appointed Mayor* Additional Members Executive Director Human Services† Executive Director Health† Executive Director Corrections† Executive Director Public Safety† Executive Director Workforce Services† Representative Utah Senate (appointed by Senate) Representative Utah House (appointed by House) Superintendent of Public Instruction† Statewide faith-based leader (appointed by governor) Mayor Salt Lake City Mayor Midvale Mayor South Salt Lake Mayor Ogden Mayor St George 5 Local representatives, including at least two providers (appointed by the Utah Homeless Network) Individual with “lived experience” (appointed by governor) UTAH HOMELESS COUNCIL I Homeless Services Officer serves as Executive Director HUD and VA representatives serve as advisors to the UHC and are invited to every meeting. * The appointed mayor on the executive committee will be appointed by and from within the mayors with general population centers. As of October, 2020 these cities include: Salt Lake City, Midvale, South Salt Lake, Ogden, and St. George. † or designee Legislative Action in the General Session Philanthropic Consortium Local Homeless Councils n Create consolidated local homelessness plan inclusive of plans from local providers and agencies Utah Homeless Council + GOMB n Review and approve consolidated state homelessness plan with projected budget and funding sources n Identify unfunded needs n Coordinate with local governments and private donors to secure gap funding n Submit to governor with state budget request State of Utah and Private Funders n Contract with individual service providers and agencies to award funding Local Service Providers and Agencies n Create individual homelessness plan with projected budget and funding sources Utah Homeless Network n Create consolidated state homelessness plan inclusive of the consolidated regional plans Continuum of Care Systems n Create consolidated regional homelessness plan with projected budget and funding sources inclusive of plans from local homeless councils Jake Anderegg Pamela Atkinson Kathy Bray Mike Caldwell Cameron Diehl Steve Eliason Michelle Flynn Rick Foster Natalie Gochnour Brandy Grace Jean Hill Carol Hollowell Bill Hulterstrom Clark and Christine Ivory Matt Melville Erin Mendenhall Gail Miller Mikelle Moore Wayne Neiderhauser Jon Pierpont Jon Pike Randy Shumway Rob Wesseman Jenny Wilson TECHNICAL SUPPORT Shaleane Gee Michael Parker Meredith King Eric Albers Governance Advisory Group The Governance Advisory Group convened virtually six times beginning in August, providing feedback and expertise on homeless governance and funding. The Gardner Institute thanks these leaders for lending their considerable expertise to this important topic. Utah Homeless ServicesPrepared for Utah Legislature Prepared by Kem C. Gardner Policy Institute Governance Structure and Funding Model November 2020 411 East South Temple Street Salt Lake City, Utah 84111 801-585-5618 I gardner.utah.edu Public-Private Collaboration The Utah Legislature and philanthropic community joined forces to commission this rapid assessment of Utah’s homeless services governance and funding model. Legislative Intent The Legislature intends that the appropriation under Subsection (3)(b) of H.B. 440 be used by the Kem C. Gardner Policy Institute to study the current decision-making framework and governance structure for the provision of services to homeless individuals in the state and to provide a written report by October 1, 2020, to the Executive Appropriations Committee, the Health and Human Services Interim Committee, and the Homeless Coordinating Committee containing recommendations for improving the provision of services to homeless individuals in the state, including a potential realignment of the decision-making framework and governance structure related to the provision of those services. Statement from Benefactors Utah faces a critical juncture in homeless services and must get the next steps right. We believe Utah must leave a “firefighting approach” or hyper focus on shelters behind and shift to a strategic approach that anticipates and accounts for the causes of homelessness. A more attentive and thoughtful approach begins with an improved governance model. This assessment recommends a clearer governance structure that will ensure coordination, oversight, public accountability, and improved alignment between public and private efforts. We pledge our support to help implement these findings and fulfill our collective aspiration to compassionately care for our community’s most vulnerable. Bert Zimmerli, Intermountain Healthcare Clark and Christine Ivory, Clark and Christine Ivory Foundation and member of the Road Home Board of Trustees Christena Huntsman Durham, Huntsman Family Foundation and member of the Catholic Community Services and The Road Home Boards of Trustees David Huntsman, Huntsman Family Foundation Gail Miller, Larry H. Miller Charities and Larry H. & Gail Miller Family Foundation, and member of the Shelter the Homeless Board of Directors and the State Homeless Coordinating Committee Harris H. Simmons, Zions Bancorporation and chairman of Shelter the Homeless Josh Romney, Romney Group and member of the Shelter the Homeless Board of Directors Lisa Eccles, The George S. and Dolores Doré Eccles Foundation Randy Shumway, Cicero Group and Community Stakeholder Scott Anderson, Zions Bank Spencer Eccles, Cynosure Group and co-chair of Mayor Mendenhall’s Homeless Services Transition Subcommittee Table of Contents Transmittal letter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1 The problem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .2 Recommended solutions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4 Shelter the Homeless . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .11 Process and Timeline . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .12 Governance Advisory Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .13 Utah Homeless Services: Governance Structure and Funding Model 1 November 10, 2020 Dear Legislators, I’m pleased to present a rapid assessment of Utah’s homeless services governance and funding model. The Kem C. Gardner Policy Institute at the University of Utah prepared this assessment and makes these recommendations in response to H.B. 440, passed in the 2020 General Legislative Session. The assessment includes the results of a collaborative review process involving active participation from representatives of the Utah House of Representative and Senate, the executive branch, homeless service providers, local government (including four mayors), the philanthropic community, and other business and community leaders. I want to thank these leaders for lending their considerable expertise to this important topic. After spending a great deal of time this summer and fall thinking about this issue, I offer four lessons I’ve learned that will help you as you deliberate about next steps for our state. First, we have made strides towards our goal of making homelessness rare, brief, and non-recurring. This is a tribute to the leaders of this state. Second, we face the risk of backsliding if we don’t make smart decisions moving forward. Utah is at a critical juncture. Three, the current governance structure is rife with alignment and capacity issues, conflicts, and inefficiencies. By implementing a well-defined statewide and systemwide governance structure and funding model we will best serve the state. Finally, we provide six recommendations that, if followed, will create a simpler, more transparent, and coordinated system that is more effective. It will also be more efficient and save money over the long term. Thanks for entrusting us with this difficult task. We encourage urgent action. Sincerely, Natalie Gochnour Associate Dean and Director Kem C. Gardner Policy Institute David Eccles School of Business Utah Homeless Services: Governance Structure and Funding Model2 While Utah has made significant progress in addressing homeless services, problems remain. Despite a major influx in funds towards emergency shelters and resource centers, the goal of making homelessness rare, brief, and nonrecurring is not being met. Private donors and elected officials are concerned the resources poured into solving these issues have not warranted the expected results. Compared to 2019, among the people in the state’s annual counts, 62% were experiencing homelessness and seeking shelter for the first time, which suggests the need for identifying additional ways of preventing homelessness. Length of stay in shelters also increased. The number of Utah’s children experiencing housing instability and at risk for homelessness is also concerning. Local and regional officials and service providers continue to face increasing demand for shelter. In addition to these concerns, a funding audit and a perfor- mance audit, coupled with our own review, find the following problems with the current system: o Confusing leadership structure – Leadership roles, including the chain of command, are not clear. o No statewide funding plan or comprehensive budget – Utah lacks a coordinated funding and spending plan. As a consequence, Utah’s homeless population is trapped in a system that often exhibits redundancies, inefficiencies, and service gaps. o Complex, inefficient decision-making framework – Few people understand Utah’s complex decision-making framework. Relationships at all levels – state, local, service provider, philanthropic community – need to be clarified, strengthened, and communicated. o Communication gaps – The complexity of the system creates gaps in communication that hinder the state’s ability to collect data, measure progress, enact effective policies, coordinate response, and share results. o Incomplete data – State data reports often exclude performance data on prevention and diversion by county, spending data showing cost and service efficiency, and other metrics that can be used to improve outcomes. o Unclear role of Shelter the Homeless – Shelter the Homeless plays an important role as a convener, provides a strong community platform, and serves as a strong connection to Utah’s philanthropic community. Its role should be clarified as part of this improvement process. The following diagrams serve as examples of the overly complex, unaligned, and less than optimized governance structure and funding model Utah currently operates under. The Problem Current Funding Model Issues Service Providers State Government Local Government Local Government Local Government Federal Government State Government Local Government Private Donors Source: Legislative Audit, October 2017 Utah’s current funding model leaves service providers in a predicament as they struggle to match the requirements of various funders with the very real needs of the homeless population. The complexity leads to redundancies, inefficiencies, conflicts, and lack of transparency. The chart below is from the 2017 legislative audit on homeless funding and expenditures. Utah Homeless Services: Governance Structure and Funding Model 3 Utah’s Current Homeless Services Governing Structure Utah’s current governance structure includes an amalgamation of well-meaning, but less than optimized entities and community leaders that experience capacity and alignment issues, as well as unnecessary conflicts or potential for conflicts. The figure below is adapted from the State of Utah Strategic Plan on Homelessness and annotated and color coded to show the governance problems. Proposed LHCC Model (Mandated by HUD per the States 2019 Strategic Plan) Support Activities Chair: Lt. Governor Legislative Branch Executive Branch State Homeless Coordinating Committee (Utah Code 35A-8-6) Voting Members: State Planning Coordinator State Superintendent Board Chair, Utah Housing Corp. ED, Workforce Services ED, Dept of Corrections ED, Dept of Health ED, Dept of Human Services Mayor of Salt Lake City Mayor of Salt Lake County Mayot of Ogden Mayor of Midvale Mayor of St. George Mayor of South Salt Lake Non-Voting Members: Appointed by Governor Local Governments Local Housiong Authorities Local Law Enforcement Local Service Agencies Local Private Agencies Federal Agencies A resident of Salt Lake County Agencies or individuals representing persons with a mental illness, substance abuse disorder, or a disability; the elderly, single parent families Dept. of Health Dept. of Corrections Dept. of Workforce Services Providers College/Tech Schools Schools/Educators Homeless or Formerly Homeless Local Govt. Leaders Faith-based Organizations Salt Lake County System LHCC Salt Lake Valley Coalition to end Homelessness Mountainland System LHCC Utah, Wasatch, Summit Balance of State System LHCC Bear River, Davis, Uintah County, Carbon and Emery, San Juan, Weber, Washington, Grand, Six County, Iron, Tooele Support Agency: Department of Workforce Services, Housing and Community Development Conflict/Potential Conflict Issue Capacity Issue Governance v. Advisory Issue Aligment Issue Chair: Elected Official Vice Chair Businesses United Way Financial Institutions Housing Authorities Police/Sheriff Domestic Violence Service Agencies Native American Authorities Community Clinics/Hospitals Private Funders Shelter the Homeless Source: Kem C. Gardner Institute adaptation and analysis of SHCC and LHCC models in the State of Utah Strategic Plan on Homelessness, 2019 Utah Homeless Services: Governance Structure and Funding Model 4 Recommended Solutions The Kem C. Gardner Institute proposes six major recommendations and several supporting actions. Because of the important role of Shelter the Homeless, we also reaffirm their mission and provide an example of how they fit into our recommended funding model. 1 Restructure top-level governance 2 Appoint homeless services officer 3 Create Utah Homeless Council 4 Create Philanthropic Consortium 5 Improve local coordination 6 Develop coordinated funding model 1 Restructure Top-level Governance The State Homelessness Coordinating Committee is com- prised of state and local elected officials, private funders, and service providers, but its current organizational location, deep within the Department of Workforce Services, inhibits in- ter-agency coordination and coordination between state and local and private entities. We recommend restructuring homeless governance with the appointment of a Utah Homeless Services Officer and creation of the Utah Homeless Council (UHC). The UHC and Homeless Services Officer will be housed in the Governor’s Office of Management and Budget. In future years, as the work of the UHC and the Officer becomes more operational, these functions could be moved to a state department. The complexity of homelessness also involves other state agencies (e.g. Department of Public Safety, Department of Health, etc.) that are working with the same populations, but not working in tandem towards achieving the same goal to minimize homelessness for these populations. Appointing a representative from each department who can assist the Utah Homeless Council is critical to ensure progress towards homelessness priorities and to develop coordinated plans, budgets, and resource allocation. Recommended Actions Department of Public Safety State Board of Education Utah Systems of Higher Education Department of Health Department of Workforce Services Departmental Council Representatives Department of Human Services Department of Corrections Legislature Sets State Policy Appropriates Funds Monitors Execution Governor Sets Executive Branch Policy Governor’s Office of Management and Budget Utah Homeless Council Homeless Services Officer (Appointed by & reports to Governor) Utah Homeless Network/Continuum of Care Systems Local Homeless Councils Philanthropic Consortium WE RECOMMEND the Utah Homeless Services Officer and the Utah Homeless Council be housed in the Governor’s Office of Management and Budget. In future years, as the work of the UHC and homeless services officer becomes more operational, these functions could be moved to a state department. WE RECOMMEND each state department agency that sets policy and directs funding affecting homeless populations assign a staff person to inform the work of the UHC and help develop the statewide plan and budget. WE RECOMMEND a review of all state policy and code to ensure clarity, efficiency, and accuracy regarding homeless services governance and the roles and responsibilities of the Utah Homeless Council. Utah Homeless Services: Governance Structure and Funding Model5 2 Appoint Homeless Services Officer Appointed by and reporting to the governor, the Homeless Service Officer is the chief policy officer and advisor for homelessness in the state. The Officer acts as the executive director for the Utah Homeless Council and represents the deliberations and decisions of the UHC to the Governor, the Legislature, key stakeholders, and the general public. This position would reside in the Governor's Office of Management and Budget, accessing GOMB staff for administrative, budget, and data support. Additionally, the Officer would be supported by a staff member "on loan" to GOMB from the Department of Workforce Services with expertise in homeless service system best practices and processes. Leadership Profile The “ideal” Homeless Services Officer will possess the following: • Leadership experience and acumen – Seasoned leader who has navigated change and complexity at the enterprise level. Experience should include a previous role as a CEO, COO, executive director, legislative or executive branch leader, or non-profit leader. • Finance and strategy expertise – Strong finance and strategic thinking skills • Relationships – Strong existing relationships with public and private community leaders statewide • Best practices – A commitment to implement best practices in homeless services • Public and private experience – Experience in both public (including not-for-profit) and private sector settings • Empathetic – A person with empathy who cares deeply about people and community • Service focus – A person who is willing to do this as a public service (attractive salary, but the motivation is service, not career) • Commitment – Makes a three-year commitment to enhance homeless services in Utah Key roles of the Officer • Achieve policy consensus - The Officer is responsible for engaging Utah Homeless Council members in leading the annual statewide response to homlessness and the state’s long-term strategy to minimize homelessness and make it rare, brief, and non-recurring. • Oversee & recommend budget - The Officer liaises with Local Homeless Councils, the Utah Homeless Network, and state departments and agencies to create a statewide, system-side annual homelessness plan and budget. The Officer is ultimately responsible for presenting the plan and budget to the Utah Homeless Council for review and approval and, once approved, for representing the plan and budget to all stakeholders. • Endorsement of UHC decisions - In addition to having a voting seat on the Utah Homeless Council, the Officer publicly endorses Council voting decisions and represents those decisions to all stakeholders. Lack of endorsement by the Officer on any single decision does not constitute a veto but allows the Officer to voice concern with decisions for the public record and encourage further deliberation. • UHC accountability – The Homeless Services Officer will ultimately represent the decisions of the Utah Homeless Council to the Legislature, governor, federal, and local governments, LHCs, and the public. • Public/private sector coordination – The Homeless Services Officer coordinates partnerships and funding from the public and private sector that lend to a statewide and system-wide reduction in homelessness. • Coordinate homeless services agency leads – The Homeless Services Officer coordinates homeless service experts from other state agencies (e.g. Department of Health, Department of Public Service, etc.) to promote funding and data-gathering transparency and consistency. • Administrative responsibility - The Homeless Services Officer, with support from GOMB and the UHC Executive Committee, is responsible for administrative duties (e.g. personnel issues, setting agendas, etc.) • Assist reviewing state code - The Homeless Services Officer coordinates with supporting staff to review state code to ensure clarity, efficiency, and policy regarding homeless services governance. Recommended Actions WE RECOMMEND the appointment of a homeless services officer (appointed by the governor and confirmed by the senate) to serve as the executive director of the UHC. The homeless services officer would lead the UHC, oversee statewide homeless services coordination, endorse votes of the UHC, and represent homeless services issues to the governor, legislature, and public. Utah Homeless Services: Governance Structure and Funding Model 6 3 Create Utah Homeless Council Homelessness is a complex issue requiring local, regional, state, and private sector coordination. The Utah Homeless Council (UHC) would replace the State Homeless Coordinating Commmitee and serve as the state’s coordinating and decision-making body for homelessness. The UHC will have a statewide and system-wide purview. Housed in the Governor’s Office of Management and Budget and led full-time by an experienced executive, public and private co-chairs, and an active executive committee, the UHC will provide the experience, authoritative power, and dedication necessary to address homelessness statewide. * The appointed mayor on the executive committee will be appointed by and from within the mayors with general population centers. As of October, 2020 these cities include: Salt Lake City, Midvale, South Salt Lake, Ogden, and St. George. † or designee Executive Committee Homeless Services Officer (Executive Director) Public Sector co-chair (appointed by Legislature) Private sector co-chair (appointed by Philanthropic Compact Consortium) Private sector representative (appointed by governor) Mayor Salt Lake County Statewide philanthropic leader (appointed by governor) Statewide philanthropic leader (appointed by Philanthropic compact Consortium) Appointed Mayor* Additional Members Executive Director Human Services† Executive Director Health† Executive Director Corrections† Executive Director Public Safety† Executive Director Workforce Services† Representative Utah Senate (appointed by Senate) Representative Utah House (appointed by House) Superintendent of Public Instruction† Statewide faith-based leader (appointed by governor) Mayor Salt Lake City Mayor Midvale Mayor South Salt Lake Mayor Ogden Mayor St George 5 Local representatives, including at least two providers (appointed by the Utah Homeless Network) Individual with “lived experience” (appointed by governor)HUD and VA representatives serve as advisors to the UHC and are invited to every meeting. Utah Homeless Council Homeless Services Officer serves as Executive Director WE RECOMMEND all members of the UHC serve as voting members, with conflicts of interest declared. WE RECOMMEND a UHC executive committee to help support the homeless services officer with personnel issues, set agendas, oversee strategic planning, and other executive committee functions. WE RECOMMEND a more equitable membership structure on the UHC than previously on the State Homeless Coordinating Committee with greater balance between state legislative and executive branches; local public and private sector stakeholders; and the philanthropic sector. Recommended Actions Utah Homeless Services: Governance Structure and Funding Model7 Roles and Responsbilities of the Utah Homeless Council UHC Purpose The Utah Homeless Council supports the statewide goal to minimize homelessness by making it rare, brief, and non-recur- ring. The UHC facilitates local and regional efforts to achieve this goal and ensures those efforts are 1) undertaken in a coor- dinated, equitable, and cost- and service-efficient manner across the state and 2) aligned with existing local and regional efforts to increase access to housing, health care and behavioral health care, education and job training, employment, and other resources that minimize homelessness and increase opportuni- ties for self-sufficiency. UHC Responsibilities Some of the Utah Homeless Council responsibilities include: • Enacting a statewide, system-wide strategy to reduce homelessness • Review local and regional homeless services plans • Pass a statewide homeless services budget • Review all funding applications and requests • Support consistent and transparent data collection on homeless services • Ensure that accountability and system performance measures are prioritized • Support the Homeless Services Officer in coordinating gap funding at all levels of government and with the private sector The executive committee works closely with the Homeless Services Officer to assist with personnel issues, set agendas, oversee strategic planning, and other executive committee functions. UHC Membership The success of the Utah Homeless Council requires active participation from all members, each bringing unique experience and governing roles to the Council. The UHC is comprised of a Homeless Services Officer acting as the Executive Director, two co-chairs from the public and private sectors, an executive committee, and supporting members. UHC representatives who have direct decision-making authority over public funds and policies that can contribute to this goal; direct decision-making authority over private sector funds and policies that can contribute to this goal; direct decision-making authority over implementation of public funding and policies in service environments; direct lived experience receiving services in Utah’s publicly-funded homeless and housing service system; and mayors of cities that host general population emergency shelters with 200 or more beds that operate 24 hours a day, are open year-round, and receive state funding. Membership Assumptions - All members are treated equally and given voting privileges. Conflicts must be disclosed. - All gubernatorial appointees must also be confirmed by the Senate. - Representatives of a larger body (e.g. Utah Homeless Network) must represent the interests of the body or community represented and not individual interests. - A designee will inform and represent the represented member for all decisions and votes. - The Homeless Services Officer has both voting and endorsement powers but no concurrence or veto powers. UHC Membership Composition Note: UHN representation may be comprised of local elected officials, service providers, or members of the private sector Legislative Branch UHN Representation Executive Branch Private Sector Local Government 31% 15% 23% 19% 12% Two main objectives drive the size and composition of UHC: 1 To keep it as small as possible to limit inefficiencies, or overrepresentation of one particular group or region. 2 To increase efficiencies and minimize conflicts, capacity restraints, governance/advisory confusion, and alignment issues. Utah Homeless Services: Governance Structure and Funding Model 8 4 Create Philanthropic Consortium Leading private funders in the state have already begun collaborating to coordinate funding for homeless services in a more effective manner. We recommend the creation of a formal Philanthropic Consortium with a compact outlining aspirational guidelines for the funders. We also recommend Philanthropic Consortium representation in the Utah Homeless Council to maximize collaboration and communication between public and private funding. Pooled and coordinated funding will lead to the ability to track performance measures and homelessness priorities. Compact Concept Compacts have been an effective way to convey a message or bring a group of people together to address one issue. The Philanthropic Consortium may choose to include the following aspirational guidelines when prioritizing funding: • Funders should take a system-wide and statewide approach • When funding, look beyond emergency shelter, focusing on the goal to make homelessness reduced, brief, and nonrecurring. • Incorporate public health and safety • Prioritize children and youth, the most vulnerable of the population • Acknowledge there are diverse needs of homelessness and not every problem can be approached the same way. WE RECOMMEND major private funders in the state form a Philanthropic Consortium, with a compact outlining aspirational guidelines to help address the complex challenges associated with funding and evaluating a statewide homeless services system. Recommended Actions Utah Homeless Services: Governance Structure and Funding Model9 Utah’s current decision-making framework has been largely shaped by federal policy and funding. Beginning in 1995, U.S. Department of Housing and Urban Development’s (HUD) Continuum of Care (COC) Program required regions within states to establish Local Homeless Councils (LHCs) and to consolidate funding requests from local and regional providers into a single annual application. There are currently three Utah Continuum of Cares, largely based on population. There are currently 13 LHCs in the state, regionally situated. The Utah Homeless Network, a statewide, service- provider led organization was informally created to increase collaboration and communication among local officials and providers. All 13 LHCs are represented in the Utah Homeless Network. Local officials and service providers understand and support the existing local and regional coordinating structures. There simply needs to be greater communication and understanding between the state and local entities. We recommend providing voting representation of these coordinated bodies on the Utah Homeless Council. We recommend that local homeless services, coordinating, and governing efforts be represented on the UHC through representatives appointed by the Utah Homeless Network in collaboration with the Local Homeless Councils. Recognizing the importance of service providers at the local level, we recommend at least three of those representatives are service providers. Utah Homeless Network ★ LHCs Continuum of Care Salt Lake Mountainland Balance of State ★ Bear River LHC ★ Mountainland LHC ★ Uintah Basin LHC ★ Six County LHC ★ Iron LHC ★ Carbon-Emery LHC ★ Tooele LHC ★ Grand LHC ★ San Juan LHC ★ Washington LHC ★ Weber-Morgan LHC ★ Salt Lake Valley LHC ★ Davis LHC 5 Improve Local Coordination Recommended Actions WE RECOMMEND that local homeless services, coordinating, and governing efforts be represented on the UHC through representatives appointed by the Utah Homeless Network in collaboration with Local Homeless Councils. At least three of the representatives must be service providers. WE RECOMMEND renaming the Local Homeless Coordinating Committees systems to Local Homeless Councils (LHC) to mirror the Utah Homeless Council in name and purpose at a local level. Utah Homeless Services: Decision-Making Framework, Governance Structure and Planning Process106 Develop Coordinated Funding ModelLegislative Action in the General SessionLocal Homeless Councilsn Create consolidated local homelessness plan inclusive of plans from local providers and agenciesUtah Homeless Council + GOMBn Review and approve consolidated state homelessness plan with projected budget and funding sourcesn Identify unfunded needsn Coordinate with local governments and private donors to secure gap fundingn Submit to governor with state budget requestState of Utah and Private Fundersn Contract with individual service providers and agencies to award fundingLocal Service Providers and Agenciesn Create individual homelessness plan with projected budget and funding sourcesUtah Homeless Networkn Create consolidated state homelessness plan inclusive of the consolidated regional plansContinuum of Care Systemsn Create consolidated regional homelessness plan with projected budget and funding sources inclusive of plans from local homeless councilsPhilanthropic ConsortiumA 2017 legislative audit determined there is currently no statewide homelessness budget that provides clear and transparent funding amounts or sources. We recommend an annual statewide funding plan that builds from local to regional to a consolidated, statewide plan. This plan would serve as the backbone of the statewide budget request from the Utah Homeless Council, federal funding, and coordinated philanthropic efforts.The plan will include not only a funding request but also a planning process on how to reduce homelessness. It would include a broad scope of funding and planning efforts, not limited to crisis services and emergency shelter planning. The process mirrors the consolidated plans and budget requests already made to HUD and other federal agencies and would strategically align the timing of local, state, and federal applications to allow for a comprehensive plan. This funding model will help identify the funding gaps that private and public funding is currently not covering and ensures transparency at all levels of funding. Recommended ActionsWE RECOMMEND all Local Homeless Councils coordinate with the Utah Homeless Network to provide an annual spending plan and funding request to the UHC for review, approval, and coordination in an annual statewide plan. WE RECOMMEND UHC coordinate with the private sector to ensure an aligned system-wide and statewide approach for all funding of homeless services.WE RECOMMEND the annual plans at each level to include but not be limited to identifying priorities for emergency and crisis services. The plans should be submitted with a projected budget and should identify anticipated funding sources -- federal, state, local, and private monies -- as well as unfunded needs. Utah Homeless Services: Decision-Making Framework, Governance Structure and Planning Process11Legislative Action in the General SessionSalt Lake Valley Coalition to End Homelessnessn Create consolidated local homelessness plan inclusive of plans from local providers and agenciesUtah Homeless Council + GOMBn Review and approve consolidated state homelessness plann Identify unfunded needsn Coordinate With Local Governments And Private Donors To Secure Gap Fundingn Submit to governor with state budget requestState of Utah and Private Fundersn Contract with individual service providers and agencies to award fundingLocal Service Providers and Agenciesn Create individual homelessness plan with projected budget and funding sourcesUtah Homeless Networkn Create consolidated state homelessness plan inclusive of the consolidated regional plansShelter the Homeless Contributes valuable tangible and intangible assets to local planning efforts• Provides Service and Community Space— Provides safe, healthy and secure operating space for service providers, public agencies and community organizations through no-fee operating leases.• Acquires and Owns Assets In Trust— Holds a significant portfolio of land and facilities across the region in trust for the homeless and for the public community.• Fosters accountability for public safety and health— Working with community partners, seeks to insure that host neighborhood are safe and welcoming for all, and that community stardards for public safety and health are met.Philanthropic ConsortiumShelter the Homeless convenes the Salt Lake Valley Coalition to End Homelessness and partners with Salt Lake County to provide backbone support for its planning and budgeting process.Shelter the Homeless works collaboratively with a broad coalition of stakeholders statewide to ensure that the Salt Lake Valley regional plan to minimize homelessness is implemented and evaluated successfully.Shelter the Homeless board members and chair help establish and contribute to the Philanthropic Consortium.Shelter the Homeless has several board members represented on the Utah Homeless Council+ Shelter the HomelessAlthough outside of this study’s scope, we recognize the essential efforts of Shelter the Homeless in addressing homelessness in the Salt Lake region. Shelter the Homeless’ existing mission provides a convening space and support necessary for the region. After meeting with the Shelter the Homeless board, our recommendation is that the organization review and reaffirm its existing mission in relation to the proposed new governance structure, funding model, and Philanthropic Consortium. The below model illustrates the role of Shelter the Homeless throughout the budget and funding model process, highlighting the existing alignment and opportunity for Shelter the Homeless. Meeting with Governor’s Office of Management and BudgetFormation of Governance Advisory Group Meeting with Lt. Governor CoxCheck-in with Lt. Governor CoxShelter the Homeless Board MeetingLegislative Leadership BriefingLegislative Leadership draft presentationResource Center Site TourPhilanthropic leaders inputGovernance Advisory Group Meeting #2Governance Advisory Group Meeting #1Governance Advisory Group Meeting #3Governance Advisory Group Meeting #4Governance Advisory Group Meeting #5Governance Advisory Group Meeting #6Present recommendations to:State Homeless Coordinating CommitteeLegislative Executive Appropriations CommitteeHealth and Human Services Interim CommitteeJulyAugustSeptemberOctoberUtah Homeless Services: Decision-Making Framework, Governance Structure and Planning Process12Process and TimelineThe Kem C. Gardner Policy Institute utilized its INFORMED DECISIONS™ process to develop this rapid assessment. In this process we 1) convene a multi-disciplinary group of experts, 2)adhere to a clear scope of work, 3) follow agreed upon guiding principles, 4) utilize and share best available data, 5) make use of strawmen, 6) prepare and expert assessment, and 7) publish in an easy-to-digest format. Here is the rapid assessment timeline we followed: Utah Homeless Services: Governance Structure and Funding Model13 Governance Advisory Group Jake Anderegg Vice President of Community Development, Zions Bank; Senator, Utah Senate Pamela Atkinson Community Advocate and Stakeholder; Advisor to the Governor; Member, State Homelessness Coordinating Committee Kathy Bray President and Chief Executive Officer, Volunteers of America, Utah; Member, State Homelessness Coordinating Committee Mike Caldwell Mayor of Ogden; Member, State Homelessness Coordinating Committee Gail Miller Owner and Chairwoman, Larry H. Miller Group: Board Member, Shelter the Homeless; Member, State Homelessness Coordinating Committee Cameron Diehl Executive Director, Utah League of Cities and Towns Steve Eliason CPA – Finance Director, University of Utah Hospitals & Clinics; Representative, Utah House of Representatives; Member, University of Utah Medical Marijuana / Opioid Taskforce; Board Member, The Road Home Michelle Flynn Executive Director, Road Home Rick Foster National Welfare Director, The Church of Jesus Christ of Latter-day Saints; Board Member, Shelter the Homeless Natalie Gochnour Director, Kem C. Gardner Policy Institute, Associate Dean, David Eccles School of Business Brandy Grace Executive Director, Utah Association of Counties Jean Hill Director, Office of Life, Justice and Peace, Catholic Diocese of SLC; Board Member, Shelter the Homeless; Co-Chair, Salt Lake Valley Coalition to End Homelessness Carol Hollowell Executive Director, Switchpoint Community Resource Center Bill Hulterstrom President and CEO, United Way of Central and So. Utah; Member, State Homelessness Coordinating Committee; Past Chair, Mountainlands Continuum of Care Mikelle Moore Senior Vice President and Chief Community Health Officer, Intermountain Healthcare; Board Member, Shelter the Homeless; Board Member, United Way of Salt Lake Matt Melville Director, Gail Miller Homeless Resource Center Erin Mendenhall Mayor of Salt Lake City; Member, State Homelessness Coordinating Committee; Board Member, Shelter the Homeless Wayne Neiderhauser Former Senate President, Principal Broker at CW Real Estate Services; Board Member, Pioneer Park Coalition Clark and Christine Ivory The Clark and Christine Ivory Foundation; Board Member, The Road Home Jon Pierpont Executive Director, DWS; Board Member, Shelter the Homeless; Member, State Homelessness Coordinating Committee Jon Pike Mayor of St. George; Member, State Homelessness Coordinating Committee Randy Shumway Chairman of the Board, Cicero Group; Trustee, University of Utah Rob Wesseman Executive Director, NAMI Utah; Chair, Salt Lake County Continuum of Care; Co-Chair, Salt Lake Valley Coalition to End Homelessness Jenny Wilson Mayor of Salt Lake County; Member, State Homelessness Coordinating Committee; Board Member, Shelter the Homeless TECHNICAL SUPPORT Shaleane Gee Senior Advisor, SG Community Partners Michael Parker Vice President of Public Affairs, Marketing, and Senior Economist, Ivory Homes Meredith King Research Associate, Kem C. Gardner Policy Institute Eric Albers Graduate Assistant, Kem C. Gardner Policy Institute The Utah Legislature requested the Kem C. Gardner Policy Institute to provide an assessment of the current decision- making framework and governance structure for homeless services and recommendations for improvement. In response, the Gardner Institute convened a Governance Advisory Group, comprised of Utah’s best and brightest governing authorities and major philanthropic donors focused on serving this vulnerable population. The Governance Advisory Group convened virtually six times beginning in August, providing feedback and expertise on the subject. While the advisory group was heavily involved in the process, they are not required to support all recommendations. Kem C. Gardner Policy Institute I 411 East South Temple Street, Salt Lake City, Utah 84111 I 801-585-5618 I gardner.utah.edu Kem C. Gardner Policy Institute Staff and Advisors Leadership Team Natalie Gochnour, Associate Dean and Director Jennifer Robinson, Associate Director Shelley Kruger, Accounting and Finance Manager Colleen Larson, Administrative Manager Dianne Meppen, Director of Survey Research Pamela S. Perlich, Director of Demographic Research Juliette Tennert, Chief Economist Nicholas Thiriot, Communications Director James A. Wood, Ivory-Boyer Senior Fellow Staff Max Backlund, Senior Research Associate Samantha Ball, Senior Research Associate Mallory Bateman, Senior Research Analyst Andrea Brandley, Research Associate Marin Christensen, Research Associate Mike Christensen, Scholar-in-Residence John C. Downen, Deputy Director of Economic and Public Policy Research Dejan Eskic, Senior Research Analyst Emily Harris, Demographer Michael T. Hogue, Senior Research Statistician Mike Hollingshaus, Senior Demographer Thomas Holst, Senior Energy Analyst Meredith King, Research Associate Jennifer Leaver, Senior Tourism Analyst Levi Pace, Senior Research Economist Shannon Simonsen, Research Coordinator Joshua Spolsdoff, Research Economist Paul Springer, Senior Graphic Designer Laura Summers, Senior Health Care Analyst Natalie Young, Research Analyst Faculty Advisors Matt Burbank, Faculty Advisor Adam Meirowitz, Faculty Advisor Senior Advisors Jonathan Ball, Office of the Legislative Fiscal Analyst Gary Cornia, Marriott School of Business Theresa Foxley, EDCUtah Dan Griffiths, Tanner LLC Roger Hendrix, Hendrix Consulting Joel Kotkin, Chapman University Darin Mellott, CBRE Chris Redgrave, Zions Bank Bud Scruggs, Cynosure Group Wesley Smith, Western Governors University Kem C. Gardner Policy Institute Advisory Board Conveners Michael O. Leavitt Mitt Romney Board Scott Anderson, Co-Chair Gail Miller, Co-Chair Doug Anderson Deborah Bayle Cynthia A. Berg Roger Boyer Wilford Clyde Sophia M. DiCaro Cameron Diehl Lisa Eccles Spencer P. Eccles Christian Gardner Kem C. Gardner Kimberly Gardner Natalie Gochnour Brandy Grace Clark Ivory Mike S. Leavitt Derek Miller Ann Millner Sterling Nielsen Cristina Ortega Jason Perry Ray Pickup Gary B. Porter Taylor Randall Jill Remington Love Josh Romney Charles W. Sorenson James Lee Sorenson Vicki Varela Ruth V. Watkins Ted Wilson Ex Officio (invited) Governor Gary Herbert Speaker Brad Wilson Senate President Stuart Adams Representative Brian King Senator Karen Mayne Mayor Jenny Wilson Mayor Erin Mendenhall Partners in the Community The following individuals and entities help support the research mission of the Kem C. Gardner Policy Institute. Legacy Partners The Gardner Company Intermountain Healthcare Clark and Christine Ivory Foundation KSL and Deseret News Larry H. & Gail Miller Family Foundation Mountain America Credit Union Mitt and Ann Romney Salt Lake City Corporation Salt Lake County University of Utah Health Utah Governor’s Office of Economic Development WCF Insurance Zions Bank Executive Partners Mark and Karen Bouchard The Boyer Company Salt Lake Chamber Sustaining Partners Clyde Companies Dominion Energy Homeless Services Governance Structure and Funding Model Recommendations January 5, 2021 Presentation Outline 1.Background 2.Problem 3.Recommendation s Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Background Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Utah has made great strides towards reaching the goal of making homelessness rare, brief, and nonrecurring. We face the risk of backsliding if we don’t make smart decisions moving forward. Governance is key. Utah Progress Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH The “Utah Way” Collaborative/public-private partnership Good will Data-driven Efficient and effective solutions Emphasize self-reliance Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Senator Jake Anderegg Pamela Atkinson Kathy Bray Mayor Mike Caldwell Casey Cameron Cameron Diehl Bill Hulterstrom Clark and Christine Ivory Matt Melville Mayor Erin Mendenhall Gail Miller Mikelle Moore Governance Advisory Group Rep. Steve Eliason Michelle Flynn Rick Foster Brandy Grace Jean Hill Carol Hollowell Wayne Neiderhauser Mayor Jon Pike Randy Shumway Rob Wesemann Mayor Jenny Wilson Natalie Gochnour Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Rapid Assessment Timeline The Problem Current Governance Structure Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Source: Kem C. Gardner Institute adaptation and analysis of SHCC and LHCC models in the State of Utah Strategic Plan on Homelessness, 2019 Current Funding Model Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Source: Office of the Legislative Auditor General, October 2017 Six Major Recommendations Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH 6 Recommendations 1. Restructure top-level governance 2. Appoint homeless services officer 3. Create Utah Homeless Council 4.Create Philanthropic Consortium 5.Improve local coordination 6.Develop coordinated funding Model #1Restructure top-level governance Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH State Leadership and Coordination #2Appoint Homeless Services Officer Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Key Roles of Homeless Services Officer 1.Achieve policy consensus 2.Oversee & recommend budget 3.Endorse UHC decisions 4.Provide UHC accountability 5. Coordinate public/private sector 6. Ensure statewide, system-wide view 7. Oversee state agency leads 8. Manage administrative responsibility Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH “Ideal” Leadership Profile 1.Seasoned leader 2.Finance & strategy expertise 3.Public/private relationships 4.Committed to best practices 5. Understanding of current system 6. Empathetic 7. Service focused 8. Three-year commitment #3Create Utah Homeless Council (Replaces State Homeless Coordinating Committee) Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Utah Homeless Council Responsibilities 1.Enact statewide, system-wide strategy 2.Review local/regional plans 3.Pass statewide budget 4.Review & award funding applications 5. Ensure performance measures accountability 6. Support consistent/transparent data 7.Coordinate gap funding 8.Support & inform State Officer #4Create Philanthropic Consortium Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Proposed Philanthropic Consortium Founders Gail Miller Harris Simmons Clark Ivory Eccles family Josh Romney Roger Boyer Kem Gardner Scott Anderson Huntsman family Faith community Bert Zimmerli Randy Shumway Others #5Improve Local Coordination Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH Local & Regional Homeless Systems #6Develop Coordinated Funding Model Funding Model Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH State of Utah and Private Funders Award Funding Legislative Action in the General Session Local Homeless Councils Create consolidated local homelessness plan Utah Homeless Council + GOMB Review and Approve State Homelessness Plan Identify Unfunded Needs Submit State Budget Request Local Service Providers and Agencies Create Individual homelessness plan Utah Homeless Network Create consolidated state homelessness plan Continuum of Care Systems Create consolidated regional homelessness plan Philanthrop ic Consortium Kem C. Gardner Policy Institute DAVID ECCLES SCHOOL OF BUSINESS UNIVERSITY OF UTAH 6 Recommendations 1.Restructure top-level governance 2.Appoint homeless services officer 3.Create Utah Homeless Council 4.Create Philanthropic Consortium 5.Improve local coordination 6.Develop coordinated funding Model https://gardner.utah.edu/wp-content/uploads/HomelessReport-Nov-2020.pdf OPEN AND PUBLIC MEETINGS ACT SALT LAKE CITY COUNCIL/ RDA BOARD OF DIRECTORS 2021 UTAH OPEN AND PUBLIC MEETINGS ACT UTAH CODE SECTIONS 52-4-101 TO 305 OPEN AND PUBLIC MEETINGS ACT •MEETINGS of a PUBLIC BODY are open to the public, unless an EXCEPTION is available under the Act that allows the meeting to be CLOSED. PUBLIC BODY MEETINGS of a PUBLIC BODY are open to the public, unless an EXCEPTION is available under the Act that allows the meeting to be CLOSED. Salt Lake City Council is a PUBLIC BODY. MEETINGS MEETINGS of a PUBLIC BODY must be open to the public, unless an EXCEPTION is available under the Act that allows the meeting to be CLOSED. MEETINGS •Convening of •At least a quorum •To discuss, receive comments, or act on a matter over which the Council has jurisdiction. WHICH GATHERINGS ARE SUBJECT TO THE OPEN AND PUBLIC MEETINGS ACT? YES •Electronic Meetings •Retreats •Workshops •Field Trips NO •Chance Meetings •Social Gatherings •No Quorum TRANSPARENCY TO THE PUBLIC REQUIREMENTS OF THE OPEN AND PUBLIC MEETINGS ACT PUBLIC NOTICEPROVIDING PUBLIC NOTICE •Posted at the principal office of the Council •On the Utah Public Notice website •Published in either the newspaper of general circulation or provided to a local media correspondent HOW? •Post •Publish WHAT? •Annual Meeting Schedule •Every Meeting EMERGENCY MEETINGS PUBLIC NOTICEANNUAL MEETING SCHEDULE •Annually scheduled meetings –Date –Time –Place –Does not need to be revised each time a special meeting is scheduled –Revise if adding new regularly scheduled meeting HOW? •Post •Publish WHAT? •Annual Meeting Schedule •Every Meeting EMERGENCY MEETINGS PUBLIC NOTICE HOW? •Post •Publish WHAT? •Annual Meeting Schedule •Every Meeting EMERGENCY MEETINGS EVERY MEETING •24 Hour Notice •Content –Agenda –Date –Time –Place PUBLIC NOTICE HOW? •Post •Publish WHAT? •Annual Meeting Schedule •Every Meeting EMERGENCY MEETINGS EVERY MEETING •24 Hour Notice •Content –Agenda •Reasonable Specificity •Matters Not on the Agenda –Date –Time –Place PUBLIC NOTICE HOW? •Post •Publish WHAT? •Annual Meeting Schedule •Every Meeting EMERGENCY MEETINGS EMERGENCY MEETINGS •Unforeseen circumstances require consideration of matters of an emergency or urgent nature •Best notice practicable of time, place, and topics •Attempt to notify all Council members •Majority of Council members approve holding the meeting •Final action may be taken at an emergency meeting OPEN AND PUBLIC MEETINGS ACT •MEETINGS of a PUBLIC BODY be open to the public, unless an EXCEPTION is available under the Act that allows the meeting to be CLOSED. CLOSED MEETINGS A MEETING MAY BE CLOSED ONLY TO DISCUSS SPECIFIED TOPICS CLOSED MEETINGS A MEETING MAY BE CLOSED ONLY TO DISCUSS SPECIFIED TOPICS •An Individual’s Character, Professional Competence or Physical or Mental Health •Collective Bargaining Strategy •Pending or Reasonably Imminent litigation •Real Property Purchase, Exchange, Lease –Disclose appraisal or value or prevent transaction on best possible terms •Real Property Sale –Disclose appraisal or value or prevent transaction on best possible terms –City previously gave notice that the property would be offered for sale –Terms of sale are publicly disclosed before the City approves the sale •Deployment of Security Devices •Criminal Misconduct Investigations •Advice of Legal Counsel CLOSED MEETINGS PROCEDURES •Open Meeting with Quorum Present •2/3 of Council is Present and Approves the Closing •Publicly Announce and Enter Into the Minutes: –Reason for closing the meeting –Location of the meeting –Vote by name MEETING RECORDS OPEN MEETINGS •Recording •Written minutes –Date, time, place –Members present and absent –Substance of all matters proposed, discussed, or decided –Record of each vote –Name of anyone who provided testimony/comments and a summary of the comments –Other information requested •OFFICIAL RECORD = WRITTEN MINUTES CLOSED MEETINGS •Recording •Written minutes optional –Date, time, place –Names of all present and absent (unless disclosure would impair confidentiality necessary for original purpose of closing the meeting •Exception if discussing –Character, professional competence, or physical or mental health of an individual –Deployment of security personnel, devices, or systems •Protected Records under GRAMA ELECTRONIC MEETINGS ARE COVERED UNDER THE ACT ELECTRONIC MEETINGS •Call or FaceTime into a Meeting –Resolution, Rule or Ordinance – City Code 2.06.030E –Majority of a quorum is physically present at anchor location –Usual Notice •Electronic Messages –Council member is not restricted from transmitting an electronic message to other Council members at a time when the Council is not convened in an open meeting. –Other electronic messages – is it convening a quorum for the purpose of discussing matters over which the Council has jurisdiction? ELECTRONIC MEETINGS WITH NO ANCHOR LOCATION •Virtual meetings with no physical presence at the City County Building (anchor location) –Virtual meeting may occur if the chair: •makes a written determination that conducting the meeting with an anchor location presents a substantial risk to the health and safety of those who may be present at the anchor location; •states in the written determination the facts upon which the determination is based; •includes in the public notice for the meeting, and reads at the beginning of the meeting, the information described above; and •includes in the public notice information on how a member of the public may view or make a comment at the meeting. –30-day expiration: The chair’s written determination expires 30 days after the day on which the chair of the public body makes the determination. PUBLIC COMMENT OR PARTICIPATION PUBLIC COMMENT OR PARTICIPATION •State law or City Code may require a public hearing in some instances •Other public comments –At discretion of the Chair, comments may be discussed during open meeting if not on agenda –No FINAL ACTION if not on agenda DISRUPTION OF MEETING •May REMOVE an individual from the meeting if –WILLFULLY DISRUPTS and –The orderly conduct of the meeting is SERIOUSLY COMPROMISED CONSEQUENCES OF VIOLATING THE ACT CONSEQUENCES OF VIOLATING THE ACT •Class B misdemeanor to knowingly violate the closed meeting provisions of the Act •Private individuals can bring lawsuit for violation of the Act –Final action may be voidable –Suit must be commenced within 90 days of the final action or 30 days of the final action concerning issuance of bonds QUESTIONS? Thank you! CINDY LOU TRISHMAN OFFICE OF THE CITY RECORDER LOCATION: 451 SOUTH STATE STREET, ROOM 415, SALT LAKE CITY, UTAH 84111 MAILING ADDRESS: PO BOX 145515, SALT LAKE CITY, UTAH 84114-5515 TELEPHONE: 801-535-7671 FAX: 801-535-7681 MEMORANDUM TO COUNCIL ______________________________________________________________________________ TO: Salt Lake City Council DATE: Dec 28, 2020 Chris Wharton, Chair FROM: Cindy Lou Trishman, City Recorder SUBJECT: Briefing Request: Open and Public Meeting Act (Title 52, Chapter 4) Utah State Code, Title 63G, Chapter 2- Government Records Access Management Act (GRAMA) STAFF CONTACT: Cindy Lou Trishman, City Recorder Katie Lewis, SLC City Attorney DOCUMENT TYPE: Informational Briefing RECOMMENDATION: N/A BUDGET IMPACT: None BACKGROUND/DISCUSSION: The City Council is a public body under the Open and Public Meetings Act (OPMA). Utah Code Section 52-4-104 of the Open and Public Meeting Act (OPMA) requires that the members of the public body are provided with annual training on the requirements of OPMA. Pursuant to Utah Code Section 63G-2-103(24), and 63G-2- 108, the City Recorder is the official records officer for Salt Lake City. The records officer is appointed by the chief administrative officer to manage the care, maintenance, scheduling, designation, classification, disposal, and preservation of City records. The Recorder's Office oversees all records requests received by the City. Provided in the memorandum is an overview of OPMA and the adjustments made in 2020 for electronic meeting allowance and noticing, and the environment of electronic meetings. Also included is an overview of the Government Records Access and Management Act (GRAMA), Record Retention practices and two exhibits. Exhibit A is the fee schedule for GRAMA requests. Exhibit B is the pending Email Retention Policy. 2 December 2020 Utah Open and Public Meetings Act (Utah Code Sections 52-4-101 to 305) Meetings of a Public Body are open to the public unless an exception is available under the Act that allows the meeting to be Closed. Meetings of a public body must be open to the public unless an exception is available. Meetings are defined as the convening of at least a quorum, and meeting for the purpose to discuss, receive comments, or act on a matter over which the Council has jurisdiction. Regular meetings, electronic meetings, retreats, workshops, and field trips are subject to the Open and Public Meetings Act. Transparency to the Public Public Notices of the meeting shall be: 1) Posted at the principal office of the Council 2) Published on the Utah Public Meeting Notice website, and 3) Published in either the newspaper of general circulation or provided to a local media correspondent. Due to the current circumstances of the state of emergency, the posting requirement at the principal office is not required due to the Chair’s established electronic meeting determination to hold the meeting without an anchor location. Additional amendments to Utah Code adopted in June 2020 (52-4-207) adjust the transparency requirements for electronic meetings to include: 1) Description of how the members of the public body will be connected to the electronic meeting 2) Means by which members of the public may view the meeting or provide comments by electronic means to the public body 3) Written Chair determination to conduct electronic meetings without an anchor location identifying the health and safety risks Public Notices regularly published include: 1) Annual Meeting Schedule 2) Every Meeting 3) Emergency Meeting Closed Meetings A meeting may be closed only to discuss specified topics: • An individual’s character, professional competence of physical or mental health • Collective Bargaining Strategy • Pending or Reasonably Imminent litigation • Real Property Purchase, Exchange, Lease • Real Property Sale • Deployment of Security Devices • Criminal Misconduct Investigations • Advice of Legal Counsel A meeting may be closed following a roll call vote wherein 2/3 of the members present approve the closure of the meeting during an open meeting with a quorum in attendance. A public 3 December 2020 announcement of the closed meeting shall include the reason for closing the meeting, the location of the meeting and a vote by name entered into the open meeting minutes. The official record of an open meeting are the written minutes. Minutes of the open meetings shall include: • Recording • Date • Time • Place of the meeting • Members present and absent • Substance of all matters proposed, discussed or decided • Record of each vote • Name of anyone who provided testimony/comments and a summary of the comments • Other information requested Written minutes of a closed meeting are optional; however, a recording is maintained except for discussion regarding character, professional competence or physical or mental health of an individual or deployment of security personnel, devices, or systems. The closed meeting recording and minutes (if completed) are generally protected records under GRAMA. Public Comment or Participation State law or City Code may require a public hearing in some instances. Advertising for these hearings shall be satisfied by State code requirements or when possible by standards established by the Council. Printed publication frequency will change beginning January 1, 2021 reinforcing necessary forethought in planning the scheduling and publication of public hearing information. Public comment information may be discussed during an open meeting at the discretion of the Chair, although items may not have been listed on the agenda. Discussion may occur, but no final action on the items raised by public comment may occur. The circumstances of the electronic meeting have adjusted the environment for public comment. Discussion points have included: 1. Chair role to establish and fulfill the guidelines that support being able to achieve City business, to efficiently move through the agenda, and to ensure everyone in attendance has the opportunity to voice their opinions. 2. Public comment speakers provide a name without a message; 3. Regular online publication of correspondence to Council Members on general topics or for those associated with public hearings; and, 4. Speakers disrupting the meeting may be immediately muted or removed from the electronic meeting. Consequence of Violating the Act The knowing violation of the Closed Meeting provisions can result in a Class B misdemeanor. Private individuals may also bring lawsuit for violation of the Open and Public Meetings Act. 4 December 2020 Government Records Access Management Act, Title 63G, Chapter 2 Legislative Intent Utah enacted GRAMA law in 1991, with the identified Legislative intent to: • Promote the public’s right of easy and reasonable access to unrestricted public records. • Prevent abuse of confidentiality by government entities. • Provide guidelines for both disclosure and restrictions on access to government records. • Establish fair and reasonable records management practices. By enacting, the Legislature recognized two constitutional rights: • The public’s right of access to information concerning the conduct of the public’s business; and • The right to privacy in relation to personal data gathered by governmental entities. Persons have the right to inspect and take a copy of a public record. Record is defined very broadly to include almost any document or electronic record prepared, owned, received or retained by the City. GRAMA recognizes four records classifications: public, private, controlled, or protected. The lists of examples below are not exhaustive and should not be used to limit access to records. Public • Name, gross compensation, job title, job description, business address/e- mail/address/telephone number, number of hours worked per pay period, dates of employment, relevant education, previous employment, or similar job qualifications of current or former City employee • Final opinions of statutes or rules • Police Initial Contact Report (generally) • Contracts (generally) • Minutes or reports of the open portion of a public meeting • Administrative Staff Manuals and Statements of Policy • Records documenting receipt or expenditure of City funds • Final Audit Reports • Business Licenses Private • Medical Information • Records that would reveal home address, telephone number, social security number, insurance coverage, marital status or payroll deductions • Employment records concerning past or current employees • Records concerning an individual’s finances (with some exceptions) • Data, when disclosed would constitute a “clearly unwarranted invasion of personal privacy” Controlled • Psychiatric or psychological data Protected • Trade secrets (if a claim of business confidentiality is made) 5 December 2020 • Certain commercial or non-individual financial information • Records, the disclosure of which, would impair City procurement proceedings (bids are public once awarded and a contract is signed) • Records that would identify real property (or its appraised or estimated value) under consideration for acquisition by the City (with some exceptions) • Records maintained for civil, criminal, enforcement, audit or discipline purposes if disclosure would interfere with investigations or reasonably could be expected to disclose the identity of confidential sources • Records subject to attorney-client privilege • Records, the disclosure of which, could jeopardize the life or safety of a person or the security of government property • Drafts (unless otherwise classified as public) • Minutes or reports of the closed portion of the meeting of the public body • Settlement negotiations (not final settlements) • Names of donors who wish to remain anonymous GRAMA Request Procedure Persons making a request for a record shall furnish the governmental entity with a written request including the person’s name, mailing address, daytime telephone number and a description of the record requested identified with reasonable specificity. GRAMA requests have been filed via email and responded to electronically. Record requests are received through email, the State Records Portal, City portal (GovQA), and by written letters. The City must respond to a request within 10 business days. If a requester asks for an expedited response, the City must respond in 5 business days. Expedited responses are determined to be the benefit of the public rather than the person. Generally, requests from the media are presumed to be for the benefit of the public. If the City denies the request it must provide a notice of denial to the request. The denial must contain the following: • A description of the record or portions of the record to which access was denied. • Citations to the provisions of GRAMA or other law that exempt the record from disclosure. • A statement that the requester has the right to appeal the denial to the City’s Chief Administrative Officer; and • The time limits for filing an appeal, and the name and business address of the City’s • Chief Administrative Officer. A requester has 30 calendar days to appeal a records request, and the City has 10 business days to respond to the appeal. The requester may make a further appeal to the State Records Committee or District. 6 December 2020 A criminal penalty of a Class B misdemeanor can be imposed there is intentional disclosure of a record that shouldn’t be disclosed or if there is an intentionally refusal to disclose a record that is required by law to be disclosed. 2020 SLC Records Request Appeals: 12 Total Appeals • Pending – 3 • Settled – 4 • State Records Committee – 2 • Partially Upheld – 2 • Upheld – 1 Fees Governmental entities may charge reasonable fees to cover the actual cost of providing a record. Salt Lake City Fees are included in Exhibit A of this report. 2020 GRAMA Requests Total Number of Requests (as of 12/27/2020) = 14,929 7 December 2020 Retention Schedule Salt Lake City adhers to the Utah State Archives General Municipal Retention Schedule. Schedules are discussed with the City Records Committee Members for frequent review and discussion. A retention schedule: • Describes the record • States how long the record is to be kept • Controls the volume of records stored • Reduces costs associated with litigation • Improves speed and accuracy of records retrieval Content Management Content management practices can assist with the development of retention schedules and general organization. Records created on City property are subject to GRAMA/Discovery. It is recommended City employees and elected officials be mindful of wording while conducting official City business. There is almost nothing in GRAMA to protect and employee or elected offfical from embarrassment. Within the last year there has been extensive effort to develop an Email Retention Policy. The policy is designed to ensure compliance with state laws and regulations for records retention, to eliminate accidental destruction of email records, and to facilitate the City’s operations by promoting efficiency and freeing up valuable storage space. The policy outlines the conditions under which City-related email will be retained and ultimately deleted (pruned) from the City’s email system as part of general maintenance. The policy is shared for review with the Policy Subcommittee, with outreach for education on the exception criteria and process to retain emails to follow. The pending policy is included with this report as Exhibit B. CITY RECORDS FEES FY 20-21 For questions regarding Records fees contact: 801.535.7671 Service Fee Additional Information Copies of Records Paper photocopies Not more than $0.10 Per copy Copy to Computer readable format No more than cost of recording media and hourly staff time. Size C blueprint Not more than $1.00 Per copy Produced on a microfilm printer (silver paper) Not more than $2.00 Per copy From microfilm (plain paper) Not more than $0.10 Per copy Copy from a photograph Not more than $5.00 Per copy Tapes or discs Cost of media, plus $11.00/hour for employee time Media plus employee time Mylar or Vellum Prints 24” x 36” Not more than $6.00 Larger than 24” x 36” Not more than $2.00 per square foot Dispatch Recordings/ Video Footage $12.25 Per Report/per Disc May include additional charge for Media and employee time if over 1 hour ($11.00 + $1.25) Police Photos CD $12.25 Media plus employee time Fingerprint Cards $10.00 Per card. Justice Court Certified Copy $4.00 Per quantity Employee time $21.00 Per hour minus the first 15 minutes Paper photocopies Not more than $0.25 Per copy Labor Fees Employee time $20.00 Per hour minus the first 15 minutes, compiling records as listed in Section 2.64.040 Misc. Media Body Cam Redaction/Video Production $37 Per hour; billable in quarter hour increments. No charge for the first quarter hour of Staff time. Body Cam DVD $27 Per copy Reports EMS Medical Report $17.00 Per Report National Fire Incident Report (NFIR) $17.00 Per request, form, or property incident search report. Police Incident Reports Not more than the fee charged by the State of Utah for similar reports Amended 6/16/2020 by Ord. 26 of 2020 Effective July 1, 2020 (;+,%,7$RI&RXQFLO0HPRUDQGXP 1 | Page SALT LAKE CITY EMAIL RETENTION POLICY XX-X-1: Purpose The Salt Lake City email retention policy governs retention and disposal of all City-related emails with the intention of assisting employees in determining which category of emails may need to be retained and the duration of the retention. The policy is designed to ensure compliance with state laws and regulations for records retention, to eliminate accidental destruction of email records, and to facilitate the City’s operations by promoting efficiency and freeing up valuable storage space. The policy outlines the conditions under which City-related email will be retained and ultimately deleted (pruned) from the City’s email system as part of general maintenance. XX-X-2: Scope Each employee is responsible for properly retaining the employee’s email (based on the content of the record and its value) for the established retention period shown in the Retention Schedule table, Exhibit A. For specific employees, longer retention periods are possible as described in Exhibit A. Emails are defined as transitory, administrative, or executive. City employees should retain or delete emails according to the retention period for the applicable email category. The seven-year retention period applies to all emails, except as otherwise provided for emails of Department Directors, Appointed Employees, Attorneys, or Elected Officials. Further evaluation of retention beyond the seven years may be done by the City Recorder’s Office and department leadership. Definition of a City record: Utah Code 63G-2-103 (22) (a) “Record” means a book, letter, document, paper, map, plan, photograph, film, card, tape, recording, electronic data, or other documentary material regardless of physical form or characteristics: •(i) that is prepared, owned, received, or retained by a governmental entity or political subdivision; and •(ii) where all of the information in the original is reproducible by photocopy or other mechanical or electronic means. (;+,%,7%RI&RXQFLO0HPRUDQGXP 2 | Page XX-X-3: Retention Process 1) Active Employee Email a) Except as otherwise provide in this policy, all City email that is seven years or older will be deleted (pruned) automatically in an ongoing, continuous process from the City’s email system as part of general maintenance (unless the employee is under a current litigation hold). b) Employees who have sent or received emails containing information fitting within the Administrative correspondence and Executive correspondence categories shown in Exhibit A are responsible to save the necessary information to the appropriate document management system. Emails saved in the appropriate document management system are subject to the City’s retention schedule. 2) Terminated Employee Email: a) The emails of terminated employees will be deleted seven years after separation from the City. b) This policy will not apply if the user account is part of ongoing City litigation. 3) Capstone Employees: Appointed Employees, Elected Officials, Attorneys and Department Directors Email a) Emails sent from or received by users in this category will generally be retained for seven years; however, an email will be retained permanently if it contains executive correspondence described in the following definitions: i) Policy: Establishes and disseminates City programs, policies, and procedures. ii) Historical: Pertains to historical or significant events citywide or captures a historical record. iii) Legal: Contains legal or evidentiary information required by law to be retained for more than seven years or has value in prosecution of a claim. Falls within a litigation hold or relates to an internal investigation. iv) Substantive Senior Management: Documents actions by City management if the email helps a department to perform its primary functions. v) Financial: Relates to the financial transactions of the City or is required for financial reporting or audits. vi) Regulatory: Satisfies regulations of City departments or other agencies (e.g., human resources, HIPAA, facilities, OSHA, and Finance Sarbanes-Oxley.) The departments may determine the email category designations. vii) Operational: Contains information critical to maintaining operational continuity after a disruption or disaster. 3 | Page b) Actively identifying and categorizing the topics for permanent retention will permit the email accounts of these users to be properly pruned before being sent to the Utah State Archives. (For example, emails on the topic of the demolition ordinance; emails on the topic of bonds. Permanent retention is limited to executive correspondence and not to transitory or administrative emails also sent on those topics.) XX-X-3: Enforcement This policy applies to all employees, vendors, and partners who are assigned (or given access to) a City email account. It applies to email accounts assigned to an individual (e.g., employeename@slcgov.com) or department (e.g. departmentname@slcgov.com) or group working together on a single project (e.g., temporaryshelter@slcgov.com). All City employees must fully comply with this policy. If an employee believes, or if the City informs an employee, that emails are relevant to litigation or potential litigation (i.e. a dispute that could result in litigation), then the employee must preserve the emails until notified in writing by the City Attorney’s Office that the emails are no longer needed. Litigation holds supersede established destruction schedule for emails. An employee who believes that an exception may apply or has any questions regarding the possible applicability of this exception should contact the City Attorney’s Office. Annually, the IMS department will send out during Open Enrollment a reminder to employees to clean and organize their email inbox. Employees should actively prune (delete) emails. The seven-year retention period applies to all content in an email account – including folders and subfolders. Failure by City employees to follow this policy with intention to circumvent may result in possible civil and/or criminal sanctions against the City and its employees and possible disciplinary action up to and including termination of employment. 4 | Page Exhibit A Retention Schedule Table Email Type Definition Example Retention Period Transitory Correspondence Incoming and outgoing email correspondence unrelated to City business or related to matters of short-term interest. Correspondence between individuals, departments, or external parties containing no final contractual, financial, or policy information. This correspondence does not impact City functions. Messages such as “Let’s meet for lunch” or “Did you see the game last night” or “Would you please add this person to the list.”. Temporary Retention Retain until resolution of the issue and then destroy. Administrative Correspondence Incoming and outgoing business-related correspondence created in the course of administering City functions or programs. It includes administrative correspondence documenting work accomplished, transactions made, or actions taken. This correspondence documents the implementation of City functions rather than the creation of functions or policies. Messages such as “Did you complete that report last night” are business related but do not affect City policy or change business practices. Temporary Retention Delete under the seven-year retention guidelines. Executive Correspondence Incoming and outgoing business-related correspondence that provides unique information relating to functions, policies, procedures, or programs. These records document the City’s history and executive decisions made regarding City interests. Messages discussing changes in City policy or interactions and/or discipline of an employee are considered both executive and confidential. Permanent retention is an option for department director/appointed employee/elected official/attorney emails Those persons should identify particular classes or subjects of their emails that should be retained permanently Executive Correspondence. (That identification can be done in the email program or in a separate document.) Government Records Access Management Act Title 63G, Chapter 2 Utah Enacted GRAMA Law in 1991 Legislature Recognizes 1. Public’s Right of Access 2. Subject’s Right of Privacy Two Constitutional Rights Classifications 63G-2-301 - 305 §Public §Private §Controlled §Protected Retention Schedule § Describes the record § States how long the record is to be kept § Sanctioned by the State § Reduces costs associated with litigation § Controls the volume of records stored § Improves speed and accuracy of records retrieval § Can be found on the Recorder’s Intranet Site § 2020 GRAMA Requests Response Time 63G-2-204 §10 Business Days ◦All Requests § 5 Business Days ◦Expedited from the Media Denials & Appeals 63G-2-400 § 30 business days to appeal a denial § 10 business days once notice of appeal is received § Requester may appeal city decision to: §State Records Committee §District Court E-mail § Public record, depending on content § Subject to GRAMA/discovery §Cost of Storage § 85% is redundant, outdated or trivial §Proposed Policy with 7-year retention; provided exceptions for executive correspondence by position What Does Success Look Like? •Frequent education/communication •Maintain up-to-date business applicable retention schedule •Collaboration to understand concerns of retention or disposition •Realized cost savings & efficiency opportunities •Transparency in improved searching and sharing Questions? Salt Lake City  Activation Protocol for City Officials •Levels •What is a EOC •Specific functions and Responsibilities •Required Core Members  •Other Members •Assembly, Activation and Notification Objectives •Notifications of City Admin and City Council •Recommendations for City Officials Notifications •City Departments Responsibilities •COOP •EOC Resources Overview Levels •Level 3: Would occur when the EM coordinator, in consultation with  the Incident Commander determines that : the incident commander would benefit from additional resources to manage the event from the field; multiple City departments  may/will have accountabilities in an event; there is/will be an  extraordinary  public concern with the event; community protective  actions may/will be needed; no extraordinary legal authorities or resources are required.  The mayor or designee and affected  departments would receive notice and situation reports, but the  policy group would not be assembled or activated.   Levels •Level 2: Would occur when the incident commander, a department  director, or the mayor or designee determines that: the scope of the event exceeds incident command’s on scene resources and would benefit by assigning missions to the Salt Lake City EOC; the event is significant and may not be resolved within a  single operational period (12 Hours); widespread community  concern about the event or community protective actions warrant  activation of the joint information system (JIS); no additional legal authorities are required ; or the resources needed to  respond exceed department budgets or require significant mutual  aid. Such events require the mobilization of the joint information  system and/or the coordination group. The mayor or designee would  receive situation reports, but the policy group may or may not be  fully or partially activated.  Levels •Level 1: Would occur when there is widespread, significant  community disruption caused by a disaster or event. In such cases,  the situation would exceed city resources and/or require additional government authority the mayor would likely “declare an emergency”, and take other actions to: communicate  with the public, assure continuity of City business, and plan for  community recovery. Such events will require the activation of the joint information system, the coordination group, and the policy group. What is the EOC An EOC is responsible for the strategic overview, or  "big picture", of a incident or event, and does not  normally directly control field assets, instead  making operational decisions and leaving tactical  decisions to lower commands. The common  functions of all EOC's is to collect, gather and  analyze data; make decisions that protect life and  property, maintain continuity of the organization,  within the scope of applicable laws; and  disseminate those decisions to all concerned  agencies and individuals.  What is the EOC The EOC is organized into 3 bodies: •Policy Group •Emergency Operations Center  (Coordination Center) •Joint Information Center What is the EOC The Policy Group under the authority of the Mayor has other  responsibilities within the EOC, when activated. The following are  additional roles and responsibilities of the Policy Group: •Follows authorities established in City Ordinance 2.09 •Decides when to declare a state of emergency for the city •Decides when to issue an evacuation order, in conjunction with the mayor  and police chief •Decides when to close local businesses for duration of event •Has authority to make formal requests of outside city departments,  agencies, and private and nongovernmental agencies •Enables information communication through the ESFs to the Joint  Information Center •Is accountable for content of messaging, both internal and external  communications •Establishes communication with private sector and local government  liaisons What is the EOC The Coordination Center (EOC) is responsible for:  Supporting the Unified Command •Providing support to all city departments •Identifying strategic needs •Providing support to Critical Infrastructure  •Tracking situational awareness •Requesting and procuring resources •Tracking finances  •Scheduling staff •Producing a Incident Action Plan (IAP) •Maintain staging, donated goods, and support bases   What is the EOC The Joint Information Center (JIC ) is a central location that facilitates  the operations of t he Joint Information System (JIS) which integrates  incident information and public affairs into a cohesive organization  designed to provide consistent, coordinated, accurate, accessible,  timely, and complete information during crisis or incident operations.  The mission of the JIS is to provide a structure and system for  developing and delivering coordinated interagency messages;  developing, recommending, and executing public information plans  and strategies on behalf of the Incident Command (IC); advising the IC  concerning public affairs issues that could affect a response effort; and  controlling rumors and inaccurate information that could undermine  public confidence in the incident response effort.     Specific functions and responsibilities •The Emergency Management Director, with support from the City departments,  assigns a SLC EM coordinator.  The EM coordinator organizes a fully functioning  coordination group, with sections and emergency response functions (ESF’s), and  assures that these resources are trained and available in support of City extraordinary  events. •The Joint Information System Coordinator, with support from the EM coordinator  and from the City departments, organizes and directs the City JIC and assures that  the City is constantly ready to notify and inform the public. •The City Council Executive Director who facilitates the notification, briefing and  emergency mobilization of city council members.   •City Council Members may actively participate in the City’s external affairs process  while interacting with constituents.  City council may be asked to perform emergency  actions as authorized by City code. •The policy group coordinator, with support from the City departments, organizes a  fully functioning policy group, which can support the mayor and city council when a  significant event disrupts the City. That policy group should include the following or  their designees: Required Core Members  •The mayor or acting mayor •The city attorney •City Council Director •Director of communications •Policy group coordinator •Finance director •City Recorder Other Members •City council chair or acting  city council chair  •Airport Director  •Director of  Communications •Chief Information Officer •Community and Economic  Development Director •Community and  Neighborhood  •Fire Chief •Human Resource Director •Police Chief •Public Services Director •Public Utilities Director •Sustainability Director •Others as dictated by  incident Assembly, Activation and Notification Objectives •For any level of activation or assembly, the City should be able to  establish communication with any required employees within 120  minutes from an activation or assembly decision by the EM  Coordinator, a department director, the Mayor, or the Mayor’s  designee.  •When appropriate, Incident command/Unified Command should  direct that the public should receive initial and continuing updated  information from the City no later than 60 minutes from the onset of  an event. •The City’s activation and notification system shall be exercised, and  shall be evaluated for enhancements and improvements with each  exercise. Notifications of City Admin and City Council •Level 3 - City Departments have the responsibility to notify The  Mayor`s office and City Council of major incidents.  This includes  Level 3 activations of the EOC.  The department management can  direct the emergency management coordinator to perform those  notifications as appropriate. •Level 2 -.In addition to notifications made by City departments, the  emergency management coordinator will notify City administration,  City department heads and the City council executive director, of all  level 2 activations.  A brief situation report will be provided and  those with a stake in the incident can choose their level of  involvement.  The Policy Group may be partially or fully activated  dependant on the event. •Level 1 – The  emergency management coordinator will make the  same notifications as level 2, but the policy group will be fully  activated. Recommendations for Policy Group Notifications Determine the scope of the event/incident: •What internal essential functions of your  department are affected? •What external essential functions are affected  such as suppliers, and/or customer. Assess the situation and determine if your COOP  plan must be activated. Recommendations for Policy Group Notifications When activating your COOP plan start with the  following tasks: •Conduct accountability of personnel and resources •Determine the appropriate lines of succession if  necessary •Identify your alternate facilities and start the transfer  process if needed.  •Prioritize your essential functions (critical services,  supply chains, and work procedures) •Prioritize your mission critical systems (databases, work  documents, and other computer programs) Recommendations for Policy Group Notifications Call into the city’s conference bridge and be prepared to notify the Mayor or  Designee of your departments personnel and resource accountability, prioritize  essential functions, and prioritized mission critical systems.  Once on the  conference bridge you will get a situation briefing and a meeting/conference  schedule for the policy group:    If for some reason the phone lines are not working please turn to the City  Command 1 on your 800 Mhz radio    If phone lines and 800 Mhz radios are not working please proceed to the EOC  at the Public Safety Building Recommendations for Policy Group Notifications •Identify any special authorities needed to complete a task or essential  functions. •Identify possible funding streams and total amount available for use . •Identify what kind and types of resources and financial needs are needed by  your department. (The local jurisdiction should exhaust all jurisdictional  resources, and mutual aid before requesting help from the county.) •Determine if a City Declaration of disaster is needed. (According to State  Law a local disaster may be declared only by the Mayor or Emergency  Manager.) •Track all expenses including work hours according to Federal standards. The finance section of the coordination group can help with all standards.  Recommendations for Policy Group Notifications Be prepared to provide a status of your  department’s activities bi-hourly until  notified otherwise. Unified Command A unified command is an authority structure in  which the role of incident commander  is  shared by two or more individuals , each  already having authority in a different responding  agency. The UC links the organizations responding  to the incident and provides a forum for these  entities to make consensus decisions. ***We will setup in Unified Command whenever possible*** Recommendations for City Council Notifications •City council notification is best facilitated through the council executive director. Department officials should contact the director and provide a brief situation report including location incident type and expected duration, affected location(s), casualties, location of the command post (CP), and the incident Commander (IC). •The department official and council director will agree on who and how city council members will be notified and if/ where they should respond. •Council members who respond to the EOC or CP should bring official credentials and identifying outerwear when responding. This will enable City employees and citizens to readily identify them and assist them to the CP for briefing. •Council members may assist administration in many ways, but they do not have a directive operational role. It is important they have a full brief on what is occurring and what is reasonably expected to occur. •Council members can contribute greatly by participation in the Joint Information System (JIS) process. Departmental Responsibilities Flood Natural or Human  Cause Public Utilites  Contamination of Water  Supply Public Utilites  Earthquake Fire Fire Multi- Structure/Wildland Fire Hazardous Material Fire Mass Injury/Death Fire Building Collapse Fire Extreme Cold Weather Public Services Weapons of Mass Destruction Police Department Cyber Event IMS Extraordinary Criminal Event Police Department Crowd Management Police Department Civil Disruption Police Department Evacuation Police Department Communinty Protection Police Department Air Crash (On Airport)Airport Air Crash (Off Airport)Fire Utility Disruption Emergency Management Public Health Fire Disease Outbreak Fire Tornado/High Winds Public Services Extreme Hot Weather Fire Economic Disruption CAN Large-Scale Special Event Public Services Departmental ESF Responsibilities ESF 1 Transportation CAN ESF 2 Communications IMS ESF 3 Public Works and Engineering Public Utilites  ESF 4 Fire Fighting Fire ESF 5 Emergency Management Emergency Management  ESF 6 Mass Care Public Services ESF 7 Logistics Public Services  ESF 8 Public Health Fire ESF 9 Search and Rescue Fire ESF 10 Hazmat Fire ESF 11 Agriculture CED ESF 12 Energy Emergency Management  ESF 13 Public Safety and Security Police Department ESF 14 Long Term Recovery CAN ESF 15 Public Information Mayor's Office Access and Functional Needs Mayor's Office Departmental RSF Responsibilities Local Disaster Recovery Manager TBD Community Planning and Capacity Building CAN Economic CED Health and Social Services Fire Housing CAN Infrastructure Systems Emergency Management Natural and Cultural Resources Mayors Office EOC Resources  •WEBEOC •WAVE •Contact Box •Laptops •Radios •CAD •HAM Radio •Mobile EOC •GIS Maps      Questions To learn more about Salt Lake City, visit MAYOR.SLCGOV.COM   Item B1 CITY COUNCIL OF SALT LAKE CITY 451 SOUTH STATE STREET, ROOM 304 P.O. BOX 145476, SALT LAKE CITY, UTAH 84114-5476 SLCCOUNCIL.COM TEL 801-535-7600 FAX 801-535-7651 PUBLIC HEARING MOTION SHEET CITY COUNCIL of SALT LAKE CITY TO:City Council Members FROM: Ben Luedtke and Sylvia Richards Budget Analysts DATE:January 5, 2021 RE: Budget Amendment Number Six FY21 MOTION 1 – CONTINUE PUBLIC HEARING I move that the Council continue the public hearing to Tuesday, January 19. CITY COUNCIL OF SALT LAKE CITY 451 SOUTH STATE STREET, ROOM 304 P.O. BOX 145476, SALT LAKE CITY, UTAH 84114-5476 COUNCIL.SLCGOV.COM TEL 801-535-7600 FAX 801-535-7651 COUNCIL STAFF REPORT CITY COUNCIL of SALT LAKE CITY TO:City Council Members FROM: Ben Luedtke and Sylvia Richards Budget and Policy Analysts DATE:January 5, 2021 RE: Budget Amendment Number Six FY2021 ________________________________________________________________________________ Budget Amendment Number Six includes requested changes to four funds. Total expenditures are $1,810,804 including $63,673 from Fund Balance. There are a total of seven items, five of which are new items in Section A. The sixth is a Housekeeping item in Section D. The seventh is a Council-added item in Section I. Additionally, this budget amendment includes the transfer of six employees from the General Fund to the IMS fund and the creation of one additional position within the IMS Fund. The Administration is requesting a straw poll on the Housing-related Funding Our Future Applications. (See Item I-1 Council-Added Item.) The Administration indicates that all seven of these budget items are time-sensitive. General Budget Updates The Administration anticipates updated sales tax revenues for October and Comprehensive Annual Finance Report (CAFR) confirmed Fund Balance numbers will be available to share with the Council at the January 5 briefing. The City received $150,000 from the County for a third round of CARES Act funding. The Administration plans to include in an upcoming budget amendment the $150,000 and a reconciliation of the second round of CARES Act funding. The President has not decided whether to declare a disaster for the September windstorm. The March earthquake did not qualify for FEMA reimbursements to the City. However, individual and household assistance is available up to $938,506. 279 applications have been submitted at the time of publishing this report. FEMA’s website for the earthquake disaster is available here: https://www.fema.gov/disaster/4548 The Administration provided the following status update on insurance claims and payments for earthquake damage to City buildings: “The City received a $2,000,000 advance payment from the property insurance carrier for earthquake damages. Once the City’s expenditures for repairs exceed $2,100,000 ($100,000 deductible + claim advance), we can submit those expenses for reimbursement.” Project Timeline: Set Date: December 8, 2020 1st Public Hearing: January 5, 2021 1st Briefing: January 5, 2021 2nd Briefing: January 12, 2021 (if needed) 2nd Public Hearing: January 19, 2021 Potential Action: TBD Page | 2 Revenue Update The Administration indicates that they are seeing a decrease in revenue budget due to trends for apartment units, new business license and business license renewals. Due to the administrative order for COVID, parking ticket revenue shows a decrease of nearly $500k due to only 51,000 pay station transactions through the end of August (normally well over 200k). This decrease is also having an effect on citations written. Additionally, Justice Court fines are down $37,000, while moving violations are down $151,000. In Charges and Services, field reservation fees are down $273,000 while auto parking fees are also under budget. Miscellaneous revenues are also down due to a decrease in special events and the elimination of take- home vehicle fees during the current pandemic. Page | 3 Fund Balance Update: This fund balance projection includes a line item adding in funding budgeted for use for expenses associated with COVID- 19 in the fiscal year 2020 that was not spent. Page | 4 Impact Fees Update The Administration provided a summary of impact fee tracking, details on refunding amounts and dates and lists of unfinished projects with impact fee funding. The information is current as of December 1, 2020. $88,479 of police impact fees are scheduled to expire by the end of this fiscal year. The Administration reports the impact fee consultant is finalizing the police section update and transmittal to the Council Office is anticipated in early 2021. Type Unallocated Cash “Available to Spend”Next Refund Trigger Date Amount of Expiring Impact Fees Fire $732,533 More than a year away - Parks $6,404,154 More than a year away - Police $318,626 December 2020 $9,155 Transportation $3,623,027 More than a year away - Note: Encumbrances are an administrative function when impact fees are held under a contract Section A: New Items (note: to expedite the processing of this staff report, staff has included the Administration’s descriptions from the transmittal for some of these items) A-1: Fisher Carriage House Exploration Center Construction Overage ($540,732 – CIP Impact Fees) See Attachment 1 for renderings of the Fisher Mansion Carriage House redevelopment project In FY20 CIP, the Council approved $1,098,764 of parks impact fees for this project which is in addition to $280,000 from the Chevron donation (2010 oil spill in Red Butte Creek). The total approved budget for the project was $1,378,764. The new funding request represents a 58% increase for a new total project budget of $2,172,496. If approved, then the available to spend balance of parks impact fees would be $5,610,422. Council staff asked the Administration if the impact fee consultant had confirmed using $253,000 of parks impact fees to purchase indoor furnishings and equipment. It was determined these expenses are for items with a useful life less than 10 years and ineligible for parks impact fees. As a result, this request was reduced from $793,732 to $540,732. It’s unclear how the $253,000 will be funded or if scope reductions can deliver the project within the approved budget. The Administration’s transmittal indicates the following: “As design development nears completion, SLC Engineering and the consulting architect, CRSA, have updated budget projections for the project. Unfortunately, those cost projections have increased significantly from the original budget estimate created in 2018 based on a preliminary conceptual design. This budget amendment requests the additional funding necessary to implement the project, which (if funded) would go to bid in December 2020 and be constructed in 2021. Increased costs for the project are associated with all project elements, but particularly relate to the preservation of historic windows and doors, interior finishes, necessary plumbing and electrical upgrades, unforeseen utility upgrades and increased cost for proposed furnishings associated with the public exhibit space”. This project is eligible for up to $100,000 from the CIP Cost Overrun Account. In previous discussions the Council expressed a preference to spend impact fees before General Fund dollars because impact fees must be spent within six years or refunded to the developer with interest. According to the Administration, “The project scope includes construction of an exploration center at the historic Fisher Carriage House that provides standing exhibits on the natural and cultural history of the Jordan River and surrounding area, and which showcases a beautiful restored historical structure. The exploration center will provide space for activities and education programs, places for visitors to engage with city staff and partners and get information about the Jordan River Parkway Trail and water trail. The center will also provide a home-base for outreach & education staff with the SLC Trails & Natural Lands Division, from which they can conduct programming up and down the Jordan River. Additionally, the project will compliment an adjacent boat ramp (construction planned for winter 2020) and create a recreational jumping-off point for the future Folsom Trail, the Jordan River Parkway Trail, and the Jordan River 'Paddle Trail”. The Administration would also like to let the Council know about future costs associated with the project. The two new employee positions and the ongoing costs listed below are anticipated to be needed for the FY23 annual budget based on the current project timeline. Future Ongoing Costs FTE Site Manager & Part-time Assistant $ 90,000.00 Supplies and Materials $ 20,000.00 Page | 5 Kayak Rental Fleet (One-Time) $ 10,000.00 Facility Maintenance Costs $ 18,238.00 Grounds Maintenance Costs $ - * TOTAL $ 138,238.00 * In Trails Natural Lands budget Policy Questions: $253,000 Indoor Furnishings Unfunded – The Council may wish to ask the Administration for funding recommendations and/or scope reductions to address the $253,000 of indoor furnishings that are ineligible for parks impact fees. Fisher Mansion Redevelopment – The Council may wish to discuss with the Administration if redevelopment of the Fisher Mansion should be prioritized instead of the Carriage House given the project cost increases. During FY20 CIP, the Administration had a general cost estimate of $3.7 million to redevelop the Fisher Mansion. Note this cost may have increased due to damage from the March earthquakes. The Administration anticipates detailed Fisher Mansion redevelopment scenarios to be available mid-2021 such as public-private partnerships, nongovernmental organization operated facility models and City-operated models. The scenarios could inform a new Request for Information (RFI) for the mansion. A-2: Glendale Water Park Redevelopment Plan ($225,000 – CIP Impact Fees) The Administration’s transmittal indicates the following: “Public Lands is requesting a budget amendment for $225,000 in parks impact fees to hire a consultant to create a Development Plan for Glendale Water Park, a Land and Water Conservation Fund (LWCF) site. A recent community survey found slightly more than half of the 3,700 respondents supported new uses on the site. The Development Plan would articulate a long-term community supported vision for the site with phased implementation.” Full restoration of the water park may be cost prohibitive at over $20 million but reuse of some components may be feasible. According to the Administration, the first phase, (to be determined with the input of public feedback) would implement active recreation on site within the three-year LWCF requirement. The clock begins once the State LWCF official inspects the site which is currently on hold due to the pandemic. The City will receive a letter confirming the three-year deadline to restore public access to the site. A violation of the conservation easement could result in denial of future federal funding grants to the City and/or a court action by the National Parks Service to require active outdoor recreation access. The resulting redevelopment plan will be considered a small area plan. A draft will be presented to and reviewed by the Planning Commission in an open and public meeting. Then the Council will be briefed, review and have the opportunity to adopt, modify and adopt or decline the plan. As indicated by the Administration in their transmittal, “The 17-acre water park site located along the Jordan River is adjacent to two park sites, a golf course, the surplus canal and natural areas along the Jordan River… The benefits or goals of the project would include the following: Creating a plan that unifies these public amenities through connecting trails, unifying landscape character and the development of complementary recreation uses into a regional asset. Developing the water park site within the context of the more than 210 acres of public lands would foster positive activation and creating a dynamic community asset. Because this site was private for so long, the development will essentially create a new park, added to the City’s park inventory, with new service to residents and is impact fee eligible. In the time of a pandemic and political divisions, it is more important than ever to invest in dynamic public spaces that connect people and break down demographic and economic divides. The Glendale property is a unique opportunity to create a very special place the supports economic development, public health, a sense of community, and environmental sustainability as well as increase confidence in city government’s use of public funds.” Project Tasks may include but not limited to: • Analyze the site and surrounding context: opportunities and constraints • Facilitate community and stakeholder engagement: community support • Define the Park Vision: Community vision and goals • Develop conceptual site plan alternatives: Explore development alternatives and cost estimates. Include analysis of alternative plan operations and maintenance requirements and cost estimates • Develop Final Site Development Plan • Develop an implementation plan that includes plan phasing and funding strategies • Facilitate adoption by City Council. Page | 6 The Administration shared the following general timeline for project based on annual quarter (for example “Q1” is first quarter from January 1 – March 31): Q1 Engage a consultant Q2 Engagement Window #1: Foundation of Understanding Share background on the project site and City goals Gather information from the community about what kinds of activities they would like to see and priorities Understand how they see the park playing a role in their neighborhood, community, city and region Present engagement results to Council Q3 Engagement Window #2: Visioning Glendale Present preliminary site improvement vision for feedback Targeted engagement and city department collaboration Initial strategy recommendations development Present engagement results to Council Q4 Final Community Engagement Window #3 Sharing of the draft plan Focus on next steps of implementation Planning Commission Review Council hearings Q5 Plan adoption by Council Policy Question: Small Area Plan Early Council Input – The Council may wish to ask the Administration when the Council will be able to provide early policy input on the small area plan similar to the master plan process. A-3: Trailhead Property Acquisition ($275,000 – CIP Impact Fees) The Administration is requesting $275,000 of Impact Fees to purchase land for a trailhead. The Administration is prepared to provide additional details of the property in a closed session. A-4: City Innovations Team ($63,673 - General Fund/$453,399 – IMS Fund) See Attachment 2 for the Chief Innovation Officer job description The Administration’s transmittal indicates the following: “Salt Lake City Administration is looking to take transformational steps with regards to enterprise technologies and improved business practices. To do this the development of a team is required, this team will be known as the City Innovations Team. The team initially will be built upon existing resources from the Mayor’s Office, Public Services, IMS, and Community and Neighborhoods. This team will take on larger enterprise projects like the new Enterprise Resource Planning (ERP) effort.” The Administration states the team’s services will be available to all General Fund departments with a goal to increase service levels over time. The team will be located on the fifth floor of Plaza 349. No additional costs are needed to make that office space ready. One new FTE position, a second strategy & special projects manager, is requested for a total of seven FTEs on the team. The total annual cost for the new FTE is $106,348 but this request is for $63,673 or seven months of funding. One of the Public Services Department deputy director positions will be removed from the staffing document. Public Services will have two deputy director positions after this change. A new title and FTE, Chief Innovations Officer, will be created on the staffing document for IMS. The total annual cost for the Chief Innovations Officer is $220,500. See Attachment 2 for the job description. The team will also improve coordination and resources between the Civic Engagement Team and IMS Media Services. A further step to improve engagement is to combine SLC Media Services and the Civic Engagement Team into a city-wide communications/engagement team in the Information Management Services (IMS) which is an internal service department. As indicated in the transmittal, “Currently, departments work with both teams separately to develop engagement and communications strategies for projects. Both teams also co-manage SLCgov social media accounts. By combining the groups, the City can create a one stop shop for engagement & communications efforts.” The proposal also includes operational costs associated with the team. The positions include: Public Services: Chief Innovations Officer – Nole Walkingshaw transfer FTE Deputy Director position Strategy & Special Projects Manager – Alyssa Johnson transfer FTE Strategy & Special Projects Manager From Community and Neighborhoods: Civic Engagement Team – Four FTE’s transferred from Community and Neighborhoods Page | 7 o Elizabeth Buhler, Civic Engagement Manager o Kyle Strayer, Civic Engagement Program Specialist o Christianna Johnson, Civic Engagement Program Specialist o Ronnie Buttons, Special Projects Assistant New Position: Strategy & Special Projects Manager Policy Questions: In addition to the ERP effort, will there be other projects this group tackles in its first year? From a longer-term perspective, will this team be similar to an internal service for all City departments? Or will that be project or service dependent? Back when the Civic Engagement Team was initially created, it was anticipated that they would provide support and engagement work for both branches of government. As the group launched and the Council Office’s communications work evolved, there has been a different but successful way that the groups coordinate. Will the future Innovations Team, and specifically engagement staff, continue to be available to extend and collaborate on the Council engagement efforts? A-5: Police Department Hiring Class ($ -0- General Fund) See Attachment 3 for the Administration's memo about this request. The transmittal indicates the following: “The Administration and the Police Department are seeking Council support for the hiring of a police recruit class in January or February of 2021. The Police Department is not seeking additional funding but will use current budget for fully funded positions and attrition savings from the first six months of the year”. Section B: Grants for Existing Staff Resources Section (None) Section C: Grants for New Staff Resources Section (None) Section D: Housekeeping D-1: Airport Interim Financing ($ -0- Airport Fund) The Administration’s transmittal indicates the following: “Salt Lake City Department of Airports (SLCDA) plans to issue interim financing up to $300 million in the form of either Commercial Paper backed by a Letter of Credit or a revolving Line of Credit directly with a bank. We are currently in procurement and are negotiating the terms of the agreement which we deem to be favorable especially considering the low interest rate environment. These funds will ultimately be refunded with long term debt, but we will maintain the facility for upwards of three years to help with financial flexibility on the Airport Redevelopment Project. These funds can be used for operating and maintenance expenses or to fund construction costs as determined by the Airport Finance division”. If the Council approves this request, then the Administration will transmit a resolution authorizing the issuance and sale of bonds not to exceed $300 million. A public hearing must be held after the resolution is approved and following public notice of the bonds issuance per state law. Council staff is working with the Administration to understand the time sensitivity of the resolution in January. Section E: Grants Requiring No New Staff Resources (None) Section F: Donations (None) Section G: Council Consent Agenda – Grant Awards (None) Section I: Council Added Items I-1: Housing-related Funding Our Future Applications (time-sensitive) Straw Poll Request The Administration has indicated that two categories of applications received fewer funding requests than what the Council approved in the FY21 annual budget, and two categories received more funding requests. The Administration is requesting a straw poll from the Council to approve a shift of the unallocated $797,000 to unmet Incentivized Rent and Page | 8 Vulnerable Populations needs. CATEGORY TOTAL BUDGET TOTAL FUNDING REQUESTED IN APPLICATIONS Community Land Trust $500,000 $0 Landlord Assurance Program $350,000 $53,000 Incentivized Rent Assistance $900,000 $2,323,512 Service Models for the Most Vulnerable (children experiencing homelessness and individuals with mental illness) $200,000 $725,380 The $900 billion pandemic relief bill approved by Congress (pending presidential action at the time of writing this staff report) includes an extension of the national eviction moratorium through January 31, 2021 and $25 billion in rental assistance, however, it’s unclear how those funds will be distributed / accessed by landlords and renters. Utah is estimated to receive $214 million. The public facing website www.fundingourfutureslc.com provides the following program descriptions: Community Land Trust (CLT): make homes perpetually affordable. There are currently 9 properties in the CLT. The program reduces the cost of home ownership significantly, decreasing the purchase price of a home by removing the land cost from the total mortgage price. Landlord Assurance Program: works to mitigate perceived risks related to renting to low-income clients. Agency will recruit eligible landlords, provide tenant financial assistance, landlord financial assistance, and provide tenant education. Incentivized Rent Assistance: continue to fund an assistance program to stabilize low-income renters using best practices and an outcome-based approach, to help prevent homelessness. Service Models for the Most Vulnerable: support housing programs for individuals with mental illness and children experiencing homelessness. Policy questions: Outreach to Applicants – The Council may wish to ask the Administration how would potential applicants have learned about the Funding Our Future housing programs and how to apply? The Council may also wish to ask if how many applications were received in prior fiscal years for these programs. Status of Community Land Trust – The Council may wish to ask the Administration for a status update on the City’s Community Land Trust and how the model compares to others around the nation. Balance of Other Housing Budgets – The Council may wish to ask the Administration if the other Funding Our Future budgets for FY21 have been spent or if funds remain that could be recaptured for urgent housing assistance. Connecting Applicants with Other Funding Sources – The Council may wish to ask the Administration how applicants are connected with other funding sources from the City, County, State, Federal (such as HUD Grants) when Funding Our Future budgets are less than applicant’s requests. I-2: HUD-CV Emergency Services Grant for the Temporary Winter Shelter ($750,000 – ESG-CV Grant) A request was made through the City’s modified mid-year HUD Cares Act funding cycle for $750,000 to fund the operating costs at the temporary winter shelter. The shelter, which is located on North Temple, will be operated by Switchpoint. The Council may recall that in a previous budget amendment, the City received a round of Cares Act funding ($7.1 million) that would be set aside for a modified mid-year CDBG-type process. The Council appropriated the money, but it has been held while the Administration publicized the funding availability and received applications from community organizations for the grant funds for COVID-related services. The Administration has transmitted the funding log with recommendations from the Mayor and Community Development and Capital Improvement Program (CDCIP) Board. However, we are requesting that the item for Switchpoint be pulled out and considered separately in order to ensure the operating costs for the temporary shelter are in place as quickly as possible. Page | 9 Funding: Some questions may arise related to the funding partners for the temporary winter shelters. In addition to this funding request for $750,000, the Administration has shared this public funding breakdown: State ESG-CV funding, $525,000, operations, Millcreek and SLC Airport Inn. County ESG-CV funding, $234,320, operations, just Millcreek. There is also a private contribution related to security expenses at the Millcreek and Salt Lake City locations. Overall ESG Projects: The Council may also have questions about the remainder of the ESG funding availability. The log for those items is included in Attachment 4 and will be scheduled for a full briefing as soon as possible. The full briefing would include the remainder of the ESG funding requests, plus the other CDBG funding requests. As a note, based on this $750,000 request and the other applications that were received, there would be $460,828 in funding remaining for future discussion. Policy Questions: The Council may wish to ask whether additional funds will be requested for the temporary shelter. The Council may wish to ask whether there have been any conversations about the County providing funding for the Salt Lake City side operations. The Council may wish to ask about the other support costs related to shelter-resistant camping locations in the City, and whether adequate budget remains for the waste disposal and temporary restroom facilities. ATTACHMENTS 1. Fisher Carriage House Redevelopment Renderings 2. Chief Innovation Officer Job Description 3. Administration's Memo about Request for Hiring Police Officers in Budget Amendment #6 4. ESG Funding log ACRONYMS CAFR – Comprehensive Annual Financial Report CARES Act – Federal Coronavirus Aid, Relief, and Economic Security Act CIP – Capital Improvement Program CLT – Community Land Trust COPS - Community Oriented Policing Services DAQ – Utah Division of Air Quality ERP – Enterprise Resource Planning FEMA – Federal Emergency Management Agency FTE – Full time employee FY – Fiscal Year HUD – United States Housing and Urban Development Department IMS – Department of Information Management Services LWCF - Land and Water Conservation Fund site RFI – Request for Information SLCDA – Salt Lake City Department of Airports Fisher Mansion Carriage House Improvements JORDAN RIVER TRAILSIDE EXPLORATION CENTER SITE PLAN W 200 S FUTURE BOAT ACCESS FOLSOM TRAIL JORDAN RIVER TRAIL PADDLE SHARE LOCKERS CARRIAGE HOUSE FISHER MANSIONJORDAN RIVERLOCATION MAP N PROPOSED BOAT ACCESS BOAT ACCESS BOAT ACCESS JORDAN RIVER TRAIL FOLSOM TRAIL NORTH TEMPLE W 200 N I - 15 I - 80 W 200 S N 800 WS 900 WN 900 WS 1000 WEMERY STS CHEYENNE STREDWOOD RDNAVAJO STCALIFORNIA AVE INDIANA AVE W 300 S W 400 S W 700 S POPLAR GROVE BLVD W 1700 S S 700 WJOR D A N R I V E R PROJECT SITE Fisher Mansion Carriage House Improvements JORDAN RIVER TRAILSIDE EXPLORATION CENTER MAIN LEVEL PLAN UPPER LEVEL PLAN N OPEN OFFICE MEETING AREA RESTROOMS WORK ROOM / FLEX SPACE UTILITY CLOSET OFFICE OFFICE EXHIBIT SPACE / FLEX SPACE EXHIBIT FOYER OFFICE Fisher Mansion Carriage House Improvements JORDAN RIVER TRAILSIDE EXPLORATION CENTER SOUTH ELEVATION EAST ELEVATION Fisher Mansion Carriage House Improvements JORDAN RIVER TRAILSIDE EXPLORATION CENTER NORTH ELEVATION WEST ELEVATION Fisher Mansion Carriage House Improvements JORDAN RIVER TRAILSIDE EXPLORATION CENTER SECTION LOOKING WEST SECTION LOOKING NORTH Fisher Mansion Carriage House Improvements JORDAN RIVER TRAILSIDE EXPLORATION CENTER PERSPECTIVE LOOKING NORTHWEST Fisher Mansion Carriage House Improvements JORDAN RIVER TRAILSIDE EXPLORATION CENTER PERSPECTIVE LOOKING NORTHEAST Fisher Mansion Carriage House Improvements JORDAN RIVER TRAILSIDE EXPLORATION CENTER PERSPECTIVE LOOKING SOUTH Salt Lake City Corporation, Human Resources Department Job Title: Chief Innovation Officer Job Code Number: xxxxxx FLSA: Exempt Pay Level: 039 EEO Code: 1 Bargaining Unit: 000 Benchmark: Executive / Administrative JOB SUMMARY: Working under the general direction of the Chief Administrative Officer (CAO), incumbent is responsible for managing the innovation process within the City and providing the necessary ecosystem that allows ideas to germinate, take root and flourish. Works closely as a management consultant to departments to develop and inspire the creation and implementation of data-driven best practices in municipal government and foster a culture of innovation, efficiency, and process improvement. Focuses on identifying and scaling creative ideas that work throughout the City’s business, operational, and administrative functions. Implements solutions in partnership with internal and external stakeholders. Acts as a strategic and forward-thinking catalyst for change throughout City Hall and identifies opportunities to improve, adapt, and implement creative, data-driven, comprehensive solutions to traditional, technological, and operational problems. Drives the organization towards innovative solutions. Assists with and coordinates the implementation of citywide administrative and policy initiatives. May direct and/or supervise staff and program functionality in the Mayor’s office. This is an appointed, at-will position without tenure and exempt from the career service system. TYPICAL DUTIES: 1. Formulates and implements effective new ideas and innovative strategies and incorporate them into the City’s plans. 2. Researches and analyzes trends in local government to forecast future changes in practices, processes, and programs; explore and import innovations from other communities for testing where they may be applicable. 3. Utilizes quantitative and research methods to identify opportunities for improvement in operations and services throughout the city. Analyzes and researches a variety of administrative and operational issues/problems/opportunities and provide sound solutions or courses of action; establishes and maintains systems for measuring, monitoring and reporting on operational and management performance citywide. 4. Formulates solutions and provides implementation alternatives to various governmental systems, processes, and service delivery models and delivers recommendations to the mayor, city council, departments, and outside agencies. 5. Evaluates the progress of innovation and adjust the pace or direction of new projects in accordance with the city’s various strategic priorities. Chief Innovation Officer - Cont. 6. Provides citywide oversight of metrics and data analytics to facilitate strategic utilization of data. 7. Forges partnerships with local community groups, companies, universities and school systems that can support the research and development of innovative solutions. 8. Works in partnership with the Chief Information Officer on identification, development, and testing of civic technologies and projects that advance the city’s Open Government mission; ensures a forward- thinking, cohesive, and strategic approach to technology in support of all municipal business units. 9. Represents the city and serves as liaison and convener with other local, state and federal agencies and related NGOs to align community innovation with broader regional and national programs. 10. Leads multi-functional, cross-departmental teams that may consist of employees from all levels of the organization. 11. Develops and equips managers in their role as change agents and leaders of innovation in their respective departments. 12. Performs highly responsible and complex administrative work related to planning and managing the activities of assigned departments and units; develops short- and long-range plans, goals, and objectives with clear objectives, outcomes, and performance measures. 13. Advises city leaders on the effective, efficient, and economical management of the areas of assignment; submitting reports; monitoring grant opportunities (i.e., local, state, federal, private) to add innovative capacity to city operations. 14. Performs other duties as assigned. KNOWLEDGE AND SKILL REQUIREMENTS: Demonstrated knowledge of: • Complexity management, organizational alignment and change management, supported by complex technology operations. • Fiscal management, including budget preparation, expenditure control, and record keeping. • Management and supervisory principles and practices. • Leadership theories and practices, work styles and teambuilding. • Principles and practices of municipal administration, functions, services and organization. • Advanced project management skills. • Organizational development principles and practices. • Innovation and continuous improvement principles and practices. • Management and supervisory principles, practices and methods. Demonstrated skill in: • Interacting with a variety of agencies and departments, community groups, elected officials, and advocates. • Developing program goals and objectives. • Developing program goals and objectives and directing, conducting and implementing planning activities. • Identifying new ideas, potential opportunities and ways of working by leveraging technologies; ability to frame problems and perspectives • Analyzing and evaluating program operations and develop and implement corrective action to resolve problems. • Establishing and maintaining effective working relationships with department management, employees, city council members, other agencies, and the general public. • Representing the city to external contacts and customers at the highest professional level. • Communicating effectively, both orally and in writing, with individuals and groups regarding complex or sensitive issues or regulations. • Facilitating group decision making and resolve complex problems at a high level of complexity. • Building and maintaining strong internal and external relationships • Influencing others toward process improvement, developing effective means to challenge assumptions and "usual" ways of doing things. • Presenting complex concepts and issues to a wide variety of audiences in an effective and understandable manner. • Communicating effectively both orally and in writing, regarding complex technical issues. • Assembling, organizing and presenting complex statistical and factual data derived from a variety of sources. • Analyzing and interpreting complex data and information; direct others involved with analysis. • Remaining current with technical developments in the field. WORKING CONDITIONS: • Light physical effort. Intermittent sitting, standing and walking. Comfortable working conditions. • Considerable exposure to stress resulting from complex problem solving, stringent project deadlines, and liaison work between City departments, Mayor’s Office, politically powerful community groups, and the City Council. A TEN YEAR PERSONAL, CRIMINAL AND EMPLOYMENT BACKGROUND CHECK IS REQUIRED FOR THIS POSITION. The above statements are intended to describe the general nature and level of work being performed by persons assigned to this job. They are not intended to be an exhaustive list of all duties, responsibilities and skills required of personnel so classified. All requirements are subject to possible modification to reasonably accommodate individuals with disabilities. Position Review Information Date: 3-31-2020 Departmental Approval: Lisa Shaffer, Deputy Chief of Staff HR Consultant Approval: Compensation Approval: David Salazar Notes: New job/position Request to hire Police Officer positions vacated through resignations, separations and retirements The Police Department is requesting to hire Police Officers to replace vacancies created through resignations, separations and retirements. While the Police Department understands the City Council’s resolve to increase civilian positions in community programs such as social work and relieve some of the need for police officers in the community, those positions and programs are not fully developed. The need to maintain police officer staffing to adequately respond to community needs, calls for service and emergency response is still paramount for the police department and the City. The community deserves excellence, not adequate service and we are not even at adequate. The Police Department is experiencing low staffing levels which creates difficulties in providing timely response to calls for service and other community needs. These low staffing levels have created an ever growing concern that, in the event of an emergency, the police department does not have the necessary staffing to respond to basic community safety needs or provide the level of service required to maintain safety in the city. With these low staffing levels there is very little opportunity for patrol to provide proactive policing. Contributing issues to the understaffing of police officers Resignations, Separations and retirements The Police Department is experiencing an unprecedented number of resignations, separations and retirements. From July 1, 2020 to December 20, 2020. S wo rn c ou nt by FY FY17 FY18 FY19 FY20 FY21 Grand To tal 1 July 2 1 7 9 11 30 2 August 2 3 5 1 4 15 3 September 2 2 1 4 10 19 4 Octo ber 4 4 6 1 17 32 5 No vember 3 2 5 2 4 16 6 December 3 4 6 2 7 22 7 Ja nua ry 2 8 1 3 1 15 8 February 4 4 4 2 14 9 Marc h 4 2 6 1 13 10 April 2 4 3 2 11 11 May 1 4 8 4 17 12 June 3 6 6 15 Gran d Total 29 41 58 37 54 219 THIS CHART IS CALENDAR YEAR – FOR COMPARISON to Fiscal Year above THIS CHART IS CALENDAR YEAR – FOR COMPARISON to Fiscal Year above The Police Department will have 53 vacant funded (including attrition positions) sworn and 20 vacant unfunded sworn positions with the announced retirements and resignations through December 2020. There are also 3 pending vacancies for January. Departmental Leaves The number of Officers on leaves from the Police Department, including Short term disability, Workers Compensation, FMLA, ERPL, Administrative Leave, Parental Leave and Military Leave has fluctuated from 45 leaves in July to a high of 70 leaves in October. These numbers do not include accrued leave time available and taken to include Vacation, Personal Leave, Compensatory Time, Holiday and Funeral Leave. Other factors that affect officer availability include court time and training time. Quarantines The nature of police work lends itself to exposure risk of the COVID 19 virus. The Police Department has worked diligently to reduce the risk from COVID by implementing training, PPE requirements and contact tracing. Along with all other precautionary measures taken, quarantines have been necessary to reduce spread of the virus within the department and the community. COViD Quarantines This chart represents persons placed into quarantine. Quarantines last between 4 and 14 days in most cases. **The data in this chart are preliminary figures due to changing protocols throughout the time of the data collection, some data may be missing and/or incomplete. The chart above reflects the number of employees that entered quarantine per day. Quarantined employees are assigned to work telephonic but are not available for patrol response. The culmination of resignations, separations, retirements, leaves, quarantines and training creates a huge gap in staffing. The Police Department is now staffing at a level that does not provide adequate call response or timely case resolution for the community we serve. Other issues affecting staffing The city continues to see an increase year to year in calls for service Calls for Service Call time response has increased due to many factors including the increased number of calls for service and the reduced number of officers available. Protest and free speech events The City continues to experience protest and free speech events on a regular basis. For the period of March to November the city has had over 270 protests or free speech events. These events all require research and analysis. When safety concerns are identified for any event staffing for safety and investigation are also required. It also required deployment or standby of motors and public order units to mitigate potential or experienced civil unrest. Homeless Encampment cleanups The Police Department has been integral in working with the Department of Health on all encampment cleanups. This has put a strain on both on-duty and overtime resources. COVID mitigation Salt Lake County and DNR have funded overtime resources for COVID mitigation in parks and open areas of city. Working these overtime shifts have also strained the ability to staff departmental overtime patrol coverage shifts. Use of on-duty resources The Police Department continues to utilize on-duty resources for large events such as the Vice- Presidential Debate, protests, free speech events and public safety response such as homeless encampment cleanups and COVID 19 mitigation whenever possible. Use of on-duty resources is necessary to reduce the budget impacts that would occur with the use of overtime as well as the inability to fill overtime rosters with voluntary signup by officers. Inability to fill overtime shifts The police department is experiencing low rates of voluntary overtime shift signups including patrol coverage signups. This is seemingly due to many factors including morale and the increased stress that they are experiencing related to their positions. All factors mentioned above are damaging to the ability of the police department to maintain an adequate response but in totality they are detrimental to public safety, the city and the communities we serve. Budgetary Impacts of low staffing numbers The police department is experiencing multiple impacts related to the inability to retain and maintain adequate staffing. Overtime Call outs Backfill Officer mental health and wellness (workers compensation) Retirements, separations, resignations Cost of retirement, separation and resignation payouts Retention vs replacement Required attrition savings – the retirements that are providing these savings are also creating costs related to retirement payouts and overtime. Overtime needs and associated costs will continue to increase as the number of officers on staff decrease. Overtime costs will not decrease at the time officer vacancies are filled but approximately one year after the hiring process of a new officer begins. We currently have officers in the background process that could be hired in February and placed into service in January of 2022. Cyclical issues - Low staffing in an environment with increasing calls for service creates backlogs in calls for service and longer response times. The mental stress from running from call to call and never catching up creates additional stress. When officers are under additional stress that they cannot mitigate we see additional mental health and physical illness. These stress related issues have multiple costs which includes medical visits, workers compensation and leaves. When officers go out on leave, it again lowers staffing which increases the workload and stress on the other officers. Police Department efforts to improve community response times The police department has been proactive in efforts to mitigate the staffing issues presented above, but these efforts are not sustainable long term. Redeployment of resources The police department recently made a temporary reallocation of resources from investigative and special response areas of the department to patrol. This temporary redeployment will help manage calls for service in the short term but puts extreme limitations on the resources available to investigate crime, respond and investigate increasing gang related violence and criminal activity, it reduces school resource officer availability as schools return to on-site learning, reduces focused enforcement of drive by shootings, narcotics, auto theft, property crimes, reduces motor deployment availability and creates issues related to delays in solving criminal cases and taking the criminal element off the street in a timely manner. Bike squads are not currently affected, but daily needs to cover calls for service may require us to reallocate bike squad resources on a daily basis. Use of available overtime funding The police department has been utilizing available funding for overtime related to COVID from outside agencies such as Salt Lake County and the Division of Natural Resources. This funding has been temporary in nature and most of it has ended. Grant funding for overtime has been utilized when it is applicable to the grant objectives. Ongoing evaluation of community needs and the most effective ways to meet those needs Preparing to meet the long term needs of the community Hiring The police department has been working towards a hiring class to fill vacant officer positions. A hiring class can be implemented as early as February of 2021. Officers from this class will not be available to handle calls for service for 10 months which would put them in service in January of 2022. This is an extremely long time to improve staffing and calls for service response. In order to proceed with this hiring class in February of 2021, the police department would need approval to hire no later than January 12, 2021 to meet post requirements for an academy. It is paramount to maintain a consistent hiring process in order to mitigate large swings in staffing. Redeploying resources on a regular basis incurs costs in multiple areas. Consistent small academy classes are more manageable in budget and curriculum scheduling then fluctuating hiring processes. Training The police department also supports the administration, city council and the community to provide increasing training within the department. Training would need to be dynamic to meet the needs of the community and to provide training in a timely manner additional time availability for officers or overtime would be needed to accomplish additional training. 1 Utah Community Action New REQUEST:1,212,940$ Homeless Prevention CDCIP:1,212,940$ MAYOR:1,212,940$ COUNCIL:-$ Maximum Score 129 Applicant Score: 108.42 REQUEST:1,212,940$ CDCIP:1,212,940$ MAYOR:1,212,940$ COUNCIL:-$ 2 Utah Community Action New REQUEST:773,355$ Rapid Rehousing CDCIP:773,355$ MAYOR:773,355$ COUNCIL:-$ Maximum Score 129 Applicant Score: 110.81 3 The Road Home New REQUEST:50,000$ Prevention Assistance CDCIP:50,000$ MAYOR:150,000$ COUNCIL:-$ Maximum Score 129 Applicant Score: 105.89 REQUEST:823,355$ CDCIP:823,355$ MAYOR:923,355$ COUNCIL:-$ SALT LAKE CITY ESG-CV PROGRAM: FUNDING LOG 2020-2021 Support for households who have recently exited Rapid Re-Housing Program and are in need of an immediate intervention to retain their housing stability. ESG-CV RAPID REHOUSING TOTAL PROJECT DESCRIPTION PREVIOUS GRANT AWARDS REQUEST/RECOMMENDED 2020-2024 CONSOLIDATED PLAN and COVID-19 ELIGIBILITY % OF GRANT AWARD $3,986,9112020-2021 Funding Available: Emergency rental assistance for clients experiencing a COVID related crisis, and funding for case managers to provide case management services to clients. ESG-CV HOMELESS PREVENTION TOTAL Emergency rental assistance for clients experiencing a Covid related crisis, and funding for case managers to provide case management services to clients to ensure they are able to become self-reliant. ESG-CV RAPID REHOUSING APPLICANT/ PROJECT NAME ESG-CV HOMELESS PREVENTION APPLICANT/ PROJECT NAME PROJECT DESCRIPTION PREVIOUS GRANT AWARDS REQUEST/RECOMMENDED 2020-2024 CONSOLIDATED PLAN and COVID-19 ELIGIBILITY % OF GRANT AWARD Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. ESG-CV Page 1 4 Volunteers of America New REQUEST:128,917$ Homeless Outreach Program CDCIP:128,917$ MAYOR:128,917$ COUNCIL:-$ Maximum Score 129 Applicant Score: 106.70 5 Soap to Hope New REQUEST:112,180$ Street Outreach Program CDCIP:112,180$ MAYOR:112,180$ COUNCIL:-$ Maximum Score 129 Applicant Score: 71 REQUEST:241,097$ CDCIP:241,097$ MAYOR:241,097$ COUNCIL:-$ 6 Friends of Switchpoint New REQUEST:750,000$ Salt Lake Winter Overflow Shelter CDCIP:750,000$ MAYOR:750,000$ COUNCIL:-$ Maximum Score 129 Applicant Score: 96.7 7 The Inn Between New REQUEST:114,400$ Medical Respite CDCIP:-$ MAYOR:-$ COUNCIL:-$ CDCIP did not score this application due to it's HUD-CV ineligibility. REQUEST:864,400$ CDCIP:750,000$ MAYOR:750,000$ COUNCIL:-$ Reach the increased number of unsheltered individuals experiencing homelessness due to COVID-19. Funding will support new positions, and to provide basic needs items. Essential care and supplies for homeless persons living on the street, including substance abuse services. Staffing costs to increase outreach. ESG-CV STREET OUTREACH TOTAL Staff costs for a medical housing, to medically frail and terminally ill homeless individuals, who need to be in a COVID-free environment due to underlying health conditions and other high-risk factors. Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. Application is HUD-CV ineligible. Application does not meet the HUD-CV definition of Emergency Temporary Shelter. ESG-CV STREET OUTREACH APPLICANT/ PROJECT NAME PROJECT DESCRIPTION PREVIOUS GRANT AWARDS REQUEST/RECOMMENDED 2020-2024 CONSOLIDATED PLAN and COVID-19 ELIGIBILITY % OF GRANT AWARD Funds will be used for staffing two 24/7 facilities that will operate as winter overflows. Shelter rental costs, staffing, food and PPE supplies will be included in the use of funds. ESG-CV EMERGENCY SHELTER TOTAL Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. ESG-CV EMERGENCY SHELTER APPLICANT/ PROJECT NAME PROJECT DESCRIPTION PREVIOUS GRANT AWARDS REQUEST/RECOMMENDED 2020-2024 CONSOLIDATED PLAN and COVID-19 ELIGIBILITY % OF GRANT AWARD Emergency Shelter Housing ESG-CV Page 2 8 Salt Lake City Corporation New REQUEST:398,691$ Administration of Grant Programs * CDCIP:398,691$ MAYOR:398,691$ COUNCIL:-$ Maximum Score 129 Applicant Score: 103.9 REQUEST:398,691$ CDCIP:398,691$ MAYOR:398,691$ COUNCIL:-$ FUNDS REQUESTED FUNDS AVAILABLE Homeless Prevention 1,212,940$ 3,986,911$ Rapid Rehousing 823,355$ 3,986,911$ Street Outreach 241,097$ Emergency Shelter 864,400$ FUNDS RECOMMENDED Administration 398,691$ CDCIP:3,426,083$ TOTAL FUNDS REQUESTED:3,540,483$ MAYOR:3,526,083$ COUNCIL:-$ CDCIP Board Recommendation: AVAILABLE FOR ALLOCATION CDCIP:-$ MAYOR:460,828$ COUNCIL:3,986,911$ Administration Staff Analysis: APPLICANT/ PROJECT NAME PROJECT DESCRIPTION PREVIOUS GRANT AWARDS REQUEST/RECOMMENDED 2020-2024 CONSOLIDATED PLAN and COVID-19 ELIGIBILITY % OF GRANT AWARD TOTAL FUNDS AVAILABLE: TOTALS Board Motion For Remaining ESG and CDBG Funding: To go to homeless service agencies that could help with COVID-19 vaccination, such as agencies that can help identify low income, homeless, marginalized populations, and communities of color, to obtain and receive the COVID-19 vaccine. Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. Grant administration for ESG-CV Funding. * $314,748 Has been appropriated by City Council to cover administration costs for 2020-2021. Balance will be utilized for the remainder of the grant period. ESG-CV ADMIN GRANT AWARD: (NOTE: 10% is the maximum ESG-CV amount) ESG-CV ADMIN TOTAL ESG-CV Page 3 2020-2021 Funding Available: $87,443 1 Utah Community Action REQUEST:82,196$ Housing Stability HTFAB:82,196$ MAYOR:82,196$ COUNCIL:-$ Max Score: 129 Applicant Score 119.83Applicant Score 119.83 REQUEST:82,196$ HTFAB:82,196$ MAYOR:82,196$ COUNCIL:-$ 2 Salt Lake City Corporation REQUEST:5,247$ Administration of Grant Program*HTFAB:5,247$ MAYOR:5,247$ COUNCIL:-$ Max Score: 129 Applicant Score: 109.17 REQUEST:5,247$ HTFAB 5,247$ MAYOR:5,247$ COUNCIL:-$ FUNDS REQUESTED FUNDS AVAILABLE Housing Stability $ 82,196 87,443$ Administration 5,247$ 87,443$ TOTAL FUNDS REQUESTED 87,443$ FUNDS RECOMMENDED HTF Board Recommendation:HTFAB:87,443$ MAYOR:87,443$ COUNCIL:-$ AVAILABLE FOR ALLOCATION Administration Staff Analysis:HTFAB:-$ MAYOR:-$ COUNCIL:87,443$ HOPWA-CV ADMIN APPLICANT/ PROJECT NAME This funding will be utilized to provide Permanent Housing Placement (PHP) and Short-term Rent, Mortgage and Utility (STRMU) assistance for persons with HIV/AIDS, during the COVID-19 Crisis Grant administration for HOPWA-CV funding. * $314,748 Has been appropriated by City Council to cover administration costs for 2020-2021. Balance will be utilized for the remainder of the grant period. PROJECT DESCRIPTION PREVIOUS GRANT AWARDS REQUEST/RECOMMENDED 2020-2024 CONSOLIDATED PLAN and COVID-19 ELIGIBILITY % OF GRANT AWARD Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. SALT LAKE CITY HOPWA-CV PROGRAM: FUNDING LOG 2020-2021 APPLICANT/ PROJECT NAME PROJECT DESCRIPTION 2020-2024 CONSOLIDATED PLAN and COVID-19 ELIGIBILITY HOPWA-CV HOUSING STABILITY TOTAL HOPWA-CV HOUSING STABILITY PREVIOUS GRANT AWARDS REQUEST/RECOMMENDED % OF GRANT AWARD TOTALS Aligns with Consolidated Plan and meets eligibility through the Prepare, Prevent, and Respond to COVID-19 requirement of the CARES ACT. GRANT AWARD: TOTAL FUNDS AVAILABLE: (NOTE: 6% is the HOPWA-CV admin amount.) HOPWA-CV ADMIN TOTAL HOPWA-CV Page 1 SALES TAX REVENUE UPDATE THROUGH OCTOBER The monthly total table shows the FY Month of Sale after distribution calculation. Note: For the first 4 months, SLC is receiving 77% of the total distribution. This number is has climbed from 74% last year Month of Sale 2019 2020 diff 20-19 % Change 2021 diff 21-20 %Change Note July 5,166,159 5,509,305 343,146 6.6% 5,506,282 (3,023) -0.1% August 5,494,943 5,453,557 (41,386) -0.8% 5,363,921 (89,636) -1.6% September 5,990,942 5,979,661 (11,281) -0.2% 6,506,479 526,818 8.8% October 4,966,702 5,463,847 497,146 10.0% 5,190,694 (273,154) -5.0% November 5,186,889 5,461,007 274,119 5.3% 4,936,434 (524,573) -9.6% At budget December 6,321,763 6,883,312 561,549 8.9% 6,177,447 (705,865) -10.3% At budget January 4,901,735 5,697,416 795,681 16.2% 4,814,755 (882,661) -15.5% At budget February 4,925,841 4,468,260 (457,581) -9.3% 4,687,540 219,280 4.9% At budget March 5,739,003 5,980,157 241,154 4.2% 5,617,941 (362,216) -6.1% At budget April 4,743,045 4,607,410 (135,635) -2.9% 4,508,143 (99,267) -2.2% At budget May 5,480,257 4,834,144 (646,112) -11.8% 5,009,171 175,027 3.6% At budget June 5,980,148 5,986,060 5,912 0.1% 5,767,149 (218,911) -3.7% At budget Total 64,897,427 66,324,138 1,426,711 64,085,955 (2,238,182) 1% Budget 62,049,593 YTD Est Over 2.0 M Top 5 Sectors (>79%) of sales tax revenue. Numbers below represent pre-distribution totals YTD Jul-Oct Month of Sale 2020 2021 Sector Name sales_credit Diff FY Y/Y % Ch % of Total sales_credit Diff FY Y/Y % Ch % of Total Retail Trade 12,473,423 344,851 3% 40.6% 12,923,680 450,257 4% 43.8% Accommodation and Food Services 4,404,066 185,112 4% 14.3% 2,500,242 (1,903,824) -43% 8.5% Wholesale Trade 3,923,738 82,327 2% 12.8% 4,310,498 386,760 10% 14.6% Manufacturing 1,849,530 (67,199) -4% 6.0% 2,054,593 205,064 11% 7.0% Real Estate and Rental and Leasing 1,619,499 (60,392) -4% 5.3% 1,414,678 (204,820) -13% 4.8% CATEGORY TOTAL BUDGET TOTAL FUNDING REQUESTED IN APPLICATIONS DIFFERENCE REMAINING BUDGET Community Land Trust $500,000 $0 $500,000 $500,000 Landlord Assurance Program $350,000 $53,000 $297,000 $297,000 Incentivized Rent Assistance $900,000 $2,323,512 ($1,423,512)$0 Service Models for the Most Vulnerable (children experiencing homelessness and individuals with mental illness) $200,000 $725,380 ($525,380)$0 TOTALS $1,950,000 $3,101,892 -$797,000 MARY BETH THOMPSON Chief Financial Officer ERIN MENDENHALL Mayor DEPARTMENT OF FINANCE POLICY AND BUDGET DIVISION 451 SOUTH STATE STREET, ROOM 238 PO BOX 145467, SALT LAKE CITY, UTAH 84114-5455 TEL 801-535-6394 CITY COUNCIL TRANSMITTAL ___________________________________ Date Received: ________________ Lisa Shaffer, Chief Administrative Officer Date sent to Council: ___________ ______________________________________________________________________________ TO: Salt Lake City Council DATE: December 16, 2020 Chris Wharton, Chair FROM: Mary Beth Thompson, Chief Financial Officer SUBJECT: Budget Amendment #6 SPONSOR: NA STAFF CONTACT: John Vuyk, Budget Director (801) 535-6394 or Mary Beth Thompson (801) 535-6403 DOCUMENT TYPE: Budget Amendment Ordinance RECOMMENDATION: The Administration recommends that, subsequent to a public hearing, the City Council adopt the following amendments to the FY 2020 – 21 adopted budget. BUDGET IMPACT: REVENUE EXPENSE GENERAL FUND $ 0.00 $ 63,673.00 IMS FUND 453,399.00 453,399.00 AIRPORT FUND 300,000,000.00 0.00 CIP (IMPACT FEE) FUND 0.00 1,293,732.00 TOTAL $ 300,453,399.00 $ 1,810,804.00 Lisa Shaffer (Dec 16, 2020 14:21 MST) BACKGROUND/DISCUSSION: Revenue for FY 2019-20 Budget Adjustments The Fiscal Year 2021 projections are coming in below budgeted revenues. The following chart shows a current projection of General Fund Revenue for fiscal year 2021. Business licensing is seeing a decrease from budget due to trends for apartment units, new business license and business license renewals. Due to the administrative order for COVID parking ticket revenue shows a decrease of nearly $500k due to only 51,000 pay station transactions through the end of August (normally well over 200k). This decrease is also having an effect on citations written. Additionally, Justice Court fines are down $37k, while moving violations are down $151k. In Charges and Services, field reservation fees are down $273k while auto parking fees are also under budget. Miscellaneous revenues are also down due to a decrease in special events and the elimination of take-home vehicle fees during the current pandemic. FY20-21 Variance Annual Revised Favorable Revenue Budget Forecast (Unfavorable) Property Taxes 111,418,455 111,418,455 - Sales and Use Tax 67,999,593 67,999,593 - Franchise Tax 26,812,125 26,812,125 - PILOT Taxes 1,508,894 1,508,894 - TOTAL TAXES 207,739,067 207,739,067 - License and Permits 28,601,482 28,225,928 (375,554) Intergovernmental 4,444,400 4,444,400 - Interest Income 1,900,682 1,900,682 - Fines & Forfeiture 3,938,848 3,202,960 (735,888) Parking Meter Collection 3,347,986 2,848,523 (499,463) Charges and Services 4,428,069 4,083,647 (344,422) Miscellaneous Revenue 4,014,037 3,435,330 (578,707) Interfund Reimbursement 20,281,706 20,281,706 - Transfers 9,750,600 9,750,600 - TOTAL W/OUT SPECIAL TAX 288,446,877 285,912,843 (2,534,034) Sales and Use Tax - 1/2 cent 32,797,506 32,797,506 - TOTAL GENERAL FUND 321,244,383 318,710,349 (2,534,034) Given the available information fund balance would be projected as follows: This projection of fund balance includes a line item adding in funding budgeted for use for expenses associated with COVID-19 in fiscal year 2020 that were not spent. 2019 Actual FOF GF Only TOTAL FOF GF Only TOTAL Beginning Fund Balance 56,104,269 10,372,054 69,441,955 79,814,009 6,625,050 36,900,813 43,525,863 Budgeted Use of Fund Balance (380,025) - (1,510,094) (1,510,094) - (4,885,620) (4,885,620) Prior Year Encumbrances (8,731,774) (3,105,004) (6,566,830) (9,671,834) - - - Estimated Beginning Fund Balance 46,992,470 7,267,050 61,365,031 68,632,081 6,625,050 32,015,193 38,640,243 Beginning Fund Balance Percent 14.57%18.52%21.06%20.76%20.20%11.38%12.30% Year End CAFR Adjustments Revenue Changes - - - - - - - Expense Changes (Prepaids, Receivable, Etc.) (3,701,982) - (4,127,838) (4,127,838) - - - Fund Balance w/ CAFR Changes 43,290,488 7,267,050 57,237,193 64,504,243 6,625,050 25,390,143 38,640,243 Final Fund Balance Percent 13.42%18.52%19.65%19.51%20.20%9.03%12.30% Budget Amendment Use of Fund Balance (1,858,647) BA#1 Revenue Adjustment - - - - - - BA#1 Expense Adjustment - (410,173) (410,173) - - - BA#2 Revenue Adjustment - 135,628 135,628 - - - BA#2 Expense Adjustment - (745,025) (745,025) - (288,488) (288,488) BA#3 Revenue Adjustment - - - - - - BA#3 Expense Adjustment - (50,000) (50,000) - (6,239,940) (6,239,940) BA#4 Expense Adjustment (2,300,000) (10,987,506) (13,287,506) - - - BA#5 Revenue Adjustment - - - - (242,788) (242,788) BA#5 Expense Adjustment - (1,350,000) (1,350,000) - (2,783,685) (2,783,685) BA#6 Revenue Adjustment - 438,980 438,980 - - - BA#6 Expense Adjustment - (3,071,042) (3,071,042) - (63,673) (63,673) FOF Revenues 3,149,980 - - - - - - Projected Revenue Shortfall 758,000 (4,297,242) (3,539,242) - (2,534,035) (2,534,035) Fund Balance Budgeted Increase 2,500,000 900,000 - 900,000 - - - Unspent COVID Funds - - - - 5,900,000 5,900,000 HAND Rent Assistance Reimbursement - 1,100,000 1,100,000 - Adjusted Fund Balance 47,081,821 6,625,050 36,900,813 43,525,863 6,625,050 20,237,534 33,487,634 Adjusted Fund Balance Percent 14.60%16.88%12.67%13.17%20.20%7.19%10.66% Projected Revenue 322,562,293 39,242,000 291,317,665 330,559,665 32,797,506 281,282,923 314,080,429 2021 Projection2020 Projection Salt Lake City General Fund TOTAL Fund Balance Projections The Administration is requesting a budget amendment totaling $300,453,399 of revenue and expense of $1,810,804.00. The amendment proposes changes in the four funds, including the General Fund, the IMS Fund, the Airport Fund and the CIP Impact Fee Fund, with $63,673 from the General Fund fund balance. The proposal includes six initiatives for Council review. Each of the initiatives are time sensitive. The proposal does include the transfer of six employees from the General Fund to the IMS fund and the creation of one additional position within the IMS Fund. A summary spreadsheet document, outlining proposed budget changes is attached. The Administration requests this document be modified based on the decisions of the Council. The budget opening is separated in eight different categories: A. New Budget Items B. Grants for Existing Staff Resources C. Grants for New Staff Resources D. Housekeeping Items E. Grants Requiring No New Staff Resources F. Donations G. Council Consent Agenda Grant Awards I. Council Added Items PUBLIC PROCESS: Public Hearing SALT LAKE CITY ORDINANCE No. ______ of 2020 (Sixth amendment to the Final Budget of Salt Lake City, including the employment staffing document, for Fiscal Year 2020-2021) An Ordinance Amending Salt Lake City Ordinance No. 27 of 2020 which adopted the Final Budget of Salt Lake City, Utah, for the Fiscal Year Beginning July 1, 2020 and Ending June 30, 2021. In June of 2020, the Salt Lake City Council adopted the final budget of Salt Lake City, Utah, including the employment staffing document, effective for the fiscal year beginning July 1, 2020 and ending June 30, 2021, in accordance with the requirements of Section 10-6-118 of the Utah Code. The City’s Budget Director, acting as the City’s Budget Officer, prepared and filed with the City Recorder proposed amendments to said duly adopted budget, including the amendments to the employment staffing document necessary to effectuate the staffing changes specifically stated herein, copies of which are attached hereto, for consideration by the City Council and inspection by the public. All conditions precedent to amend said budget, including the employment staffing document as provided above, have been accomplished. Be it ordained by the City Council of Salt Lake City, Utah: SECTION 1. Purpose. The purpose of this Ordinance is to amend the final budget of Salt Lake City, including the employment staffing document, as approved, ratified and finalized by Salt Lake City Ordinance No. 27 of 2020. SECTION 2. Adoption of Amendments. The budget amendments, including amendments to the employment staffing document necessary to effectuate the staffing changes 2 specifically stated herein, attached hereto and made a part of this Ordinance shall be, and the same hereby are adopted and incorporated into the budget of Salt Lake City, Utah, including the amendments to the employment staffing document described above, for the fiscal year beginning July 1, 2020 and ending June 30, 2021, in accordance with the requirements of Section 10-6-128 of the Utah Code. SECTION 3. Filing of copies of the Budget Amendments. The said Budget Officer is authorized and directed to certify and file a copy of said budget amendments, including amendments to the employment staffing document, in the office of said Budget Officer and in the office of the City Recorder which amendments shall be available for public inspection. SECTION 4. Effective Date. This Ordinance shall take effect upon adoption. Passed by the City Council of Salt Lake City, Utah, this _____ day of __________, 2020. ________________________ CHAIRPERSON ATTEST: ______________________________ CITY RECORDER Transmitted to the Mayor on __________________ Mayor’s Action: ____ Approved ____ Vetoed _________________________ MAYOR ATTEST: _______________________________ CITY RECORDER (SEAL) Bill No. _________ of 2020. Published: ___________________. Salt Lake City Attorney’s Office Approved As To Form _________________________ Jaysen Oldroyd Initiative Number/Name Fund Revenue Amount Expenditure Amount Revenue Amount Expenditure Amount Ongoing or One- time FTEs 1 Fisher Carriage House Exploration Center Construction CIP - 793,732.00 One-time - 2 Glendale Waterpark Redevelopment Plan CIP - 225,000.00 One-time - 3 Trailhead Property Acquisition CIP - 275,000.00 One-time - 4 City Innovations Team - Non Departmental GF - 453,399.00 On-going - 4 City Innovations Team - CAN GF - (166,764.00)On-going (4.00) 4 City Innovations Team - Public Services GF - (222,962.00)On-going (2.00) 4 City Innovations Team IMS 453,399.00 453,399.00 On-going 7.00 5 Police Department Hiring Class GF - - On-going - 1 Airport Interim Financing Airport 300,000,000.00 - One-time - - Total of Budget Amendment Items 300,453,399.00 1,810,804.00 - - 1.00 Total by Fund Class, Budget Amendment #1: General Fund GF - 63,673.00 - - (6.00) IMS Fund IMS 453,399.00 453,399.00 - - 7.00 Airport Fund Airport 300,000,000.00 - - - - Capital Improvement Program Fund CIP - 1,293,732.00 - - - Total of Budget Amendment Items 300,453,399.00 1,810,804.00 - - 1.00 - - Fiscal Year 2020-21 Budget Amendment #6 Council ApprovedAdministration Proposed Section I: Council Added Items Section A: New Items Section D: Housekeeping Section F: Donations Section E: Grants Requiring No New Staff Resources Section G: Council Consent Agenda -- Grant Awards Section C: Grants for New Staff Resources Section B: Grants for Existing Staff Resources 1 Initiative Number/Name Fund Revenue Amount Expenditure Amount Revenue Amount Expenditure Amount Ongoing or One- time FTEs Fiscal Year 2020-21 Budget Amendment #6 Council ApprovedAdministration Proposed Current Year Budget Summary, provided for information only FY 2020-21 Budget, Including Budget Amendments FY 2020-21 Adopted Budget BA #1 Total BA #2 Total BA #3 Total BA #4 Total BA #5 Total BA #6 Total Total To-Date General Fund (FC 10)326,130,003 288,487.58 6,184,940.00 2,783,685.00 63,673.00 335,450,789 Curb and Gutter (FC 20)3,000 3,000 DEA Task Force Fund (FC 41)1,763,746 1,763,746 Misc Special Service Districts (FC 46)1,550,000 1,550,000 Street Lighting Enterprise (FC 48)5,379,697 1,500.00 5,381,197 Water Fund (FC 51)126,333,193 296,750.00 126,629,943 Sewer Fund (FC 52)212,638,399 108,500.00 212,746,899 Storm Water Fund (FC 53)17,961,860 32,650.00 17,994,510 Airport Fund (FC 54,55,56)302,311,600 - 520,000.00 38,956,452.00 341,788,052 Refuse Fund (FC 57)16,515,438 53,200.00 2,742,500.00 19,311,138 Golf Fund (FC 59)8,484,897 8,484,897 E-911 Fund (FC 60)3,789,270 3,789,270 Fleet Fund (FC 61)19,209,271 93,000.00 19,302,271 IMS Fund (FC 65)18,289,687 237,000.00 453,399.00 18,980,086 County Quarter Cent Sales Tax for Transportation (FC 69)7,571,945 7,571,945 CDBG Operating Fund (FC 71)3,509,164 3,063,849.00 6,573,013 Miscellaneous Grants (FC 72)8,261,044 716,764.00 5,925,738.42 5,925,738.00 7,818,505.00 28,647,789 Other Special Revenue (FC 73)- - Donation Fund (FC 77)2,380,172 2,380,172 Housing Loans & Trust (FC 78)23,248,016 23,248,016 Debt Service Fund (FC 81)37,519,401 (3,858,955.00) 33,660,446 CIP Fund (FC 83, 84 & 86)24,420,242 36,435,000.00 1,293,732.00 62,148,974 Governmental Immunity (FC 85)2,855,203 2,855,203 Risk Fund (FC 87)51,409,025 14,350.00 51,423,375 Total of Budget Amendment Items 1,221,534,273 716,764.00 7,463,826.00 45,141,392.00 5,925,738.00 49,091,934.00 1,810,804.00 1,331,684,731 Budget Manager Analyst, City Council Contingent Appropriation 2 Salt Lake City FY 2020-21 Budget Amendment #6 Initiative Number/Name Fund Amount 1 Section A: New Items A-1: Fisher Carriage House Exploration Center Construction Overage CIP Impact Fees $793,732.00 Department: Public Services Prepared By: Dawn Valente/Lorna Vogt The Carriage House Exploration Center project was initially funded through the CIP process, using Park Impact Fees, in FY2019. The project scope includes construction of an exploration center at the historic Fisher Carriage House that provides standing exhibits on the natural and cultural history of the Jordan River and surrounding area, and which showcases a beautiful restored historical structure. The exploration center will provide space for activities and education programs, places for visitors to engage with city staff and partners and get information about the Jordan River Parkway Trail and water trail. The center will also provide a home-base for outreach & education staff with the SLC Trails & Natural Lands Division, from which they can conduct programming up and down the Jordan River. Additionally, the project will compliment an adjacent boat ramp (construction planned for winter 2020) and create a recreational jumping -off point for the future Folsom Trail, the Jordan River Parkway Trail, and the Jordan River 'Paddle Trail.' As design development nears completion, SLC Engineering and the consulting architect, CRSA, have updated budget projections for the project. Unfortunately, those cost projections have increased significantly from the original b udget estimate created in 2018 based on a preliminary conceptual design. This budget amendment requests the additional funding necessary to implement the project, which (if funded) would go to bid in December 2020 and be constructed in 2021. Increased costs for the project are associated with all project elements, but particularly relate to the preservation of historic windows and doors, interior finishes, necessary plumbing and electrical upgrades, unforeseen utility upgrades and increased cost for proposed furnishings associated with the public exhibit space. The Administration would also like to let the Council know about future costs associated with the project. Future Ongoing Costs Personnel FT Site Manager and PT Assistant $ 90,000.00 Supplies and Materials $ 20,000.00 Kayak Rental Fleet (One-Time) $ 10,000.00 Facility Maintenance Costs $ 18,238.00 Grounds Maintenance Costs $ - * TOTAL $ 138,238.00 * In Trails Natural Lands budget A-2: Glendale Waterpark Redevelopment Plan CIP Impact Fees $225,000.00 Department: Public Services Prepared By: Dawn Valente/Lorna Vogt Public Lands is requesting a budget amendment for $225,000 in Impact Fees to hire a consultant to create a Development Plan for Glendale Water Park, a Land and Water Conservation Fund (LWCF) site. A recent community survey found slightly more than half of the 3700 respondents supported new uses on the site. The Development Plan would articulate a long-term community supported vision for the site with phased implementation. The first phase, (to be determined with the input of public feedback) would implement active recreation on site within the three-year LWCF requirement. The 17-acre water park site located along the Jordan River is adjacent to two park sites, a golf course, the surplus canal and natural areas along the Jordan river. This is an opportunit y to create a plan that unifies these public amenities through connecting trails, unifying landscape character and the development of complementary recreation uses into a regional asset. Developing the water park site within the context of the more than 210 acres of public lands would foster positive activation and create a dynamic community asset. Because this site was private for so long, the development will essentially create a new park, added to SLC's park inventory, with new service to residents and is impact fee eligible. In the time of a pandemic and political divisions, it is more important than ever to invest in dynamic public spaces that connect Salt Lake City FY 2020-21 Budget Amendment #6 Initiative Number/Name Fund Amount 2 people and break down demographic and economic divides. The Glendale property is a unique opportunity to create a very special place the supports economic development, public health, a sense of community, and environmental sustainability as well as increase confidence in city government’s use of public funds. Project Tasks may include but not limited to: • Analyze the site and surrounding context: opportunities and constraints • Facilitate community and stakeholder engagement: community support • Define the Park Vision: Community vision and goals • Develop conceptual site plan alternatives: Explore development alternatives and cost estimates. Include analysis of alternative plan operations and maintenance requirements and cost estimates • Develop Final Site Development Plan • Develop an implementation plan that includes plan phasing and funding strategies • Facilitate adoption by City Council. A-3: Trailhead Property Acquisition CIP Impact Fees $275,000.00 Department: Public Services Prepared By: Dawn Valente/Lorna Vogt The Administration is requesting $275,000 of Impact Fees to purchase land for a trailhead. The Administration can provide additional details of the property in a closed session. A-4: City Innovations Team GF $63,673.00 IMS $453,399.00 Department: Public Services Prepared By: Lisa Shaffer/John Vuyk Salt Lake City Administration is looking to take transformational steps with regards to enterprise technologies and improved business practices. To do this the development of a team is required, this team will be known as the City Innovations Team. The team initially will be built upon existing resources from the Mayor’s Office, Public Services, IMS and Community and Neighborhoods. This team will take on larger enterprise projects like the new Enterprise Resource Planning (ERP) effort. The team will also improve coordination and resources between the Civic Engagement Team and IMS Media Services. A further step to improve engagement is to combine SLC Media Services and the Civic Engagement Team into a city -wide communications/engagement team outside of the Mayor’s Office. Currently, departments work with both teams separately to develop engagement and communications strategies for projects. Both teams also co-manage SLCgov social media accounts. By combining the groups, the City can create a one stop shop for engagement/communications efforts. Positions: From Public Services Chief Innovations Officer – Nole Walkingshaw transfer FTE Deputy Director position Strategy & Special Projects Manager – Alyssa Johnson transfer FTE Strategy & Special Projects Manager position From Community and Neighborhoods Civic Engagement Team – Four FTE’s transferred from Community and Neighborhoods Elizabeth Buhler, Civic Engagement Manager Kyle Strayer, Civic Engagement Program Specialist Christianna Johnson, Civic Engagement Program Specialist Ronnie Buttons, Special Projects Assistant New Position Strategy & Special Projects Manager The proposal also includes operational costs associated with the team. Salt Lake City FY 2020-21 Budget Amendment #6 Initiative Number/Name Fund Amount 3 A-5: Police Department Hiring Class GF $0.00 Department: Police Department Prepared By: Shellie Dietrich The Administration and the Police Department are seeking Council support for the hiring of a police recruit class in January or February of 2021. The Police Department is not seeking additional funding but will use current budget for fully funded positions and attrition savings from the first six months of the year . Section B: Grants for Existing Staff Resources Section C: Grants for New Staff Resources Section D: Housekeeping D-1: Airport Interim Financing Airport $0.00 Department: Airport Prepared By: Brian Butler Salt Lake City Department of Airports (SLCDA) plans to issue interim financing up to $300 million in the form of either Commercial Paper backed by a Letter of Credit or a Line of Credit directly with a bank. We are currently in procur ement and are negotiating the terms of the agreement which we deem to be favorable especially considering the low interest rate environment. These funds will ultimately be refunded with long term debt, but we will maintain the facility for upwards of three years to help with financial flexibility on the Airport Redevelopment Project. These funds can be used for operating and maintenance expenses or to fund construction costs as determined by the Airport Finance division. Section E: Grants Requiring No New Staff Resources Section F: Donations Section G: Consent Agenda Section I: Council Added Items Impact Fees ‐ Quick Summary Confidential Data pulled 12/01/2020 Unallocated Budget Amounts: by Major Area Area Cost Center UnAllocated Cash Notes: Impact fee - Police 8484001 318,626$ A Impact fee - Fire 8484002 732,533$ B Impact fee - Parks 8484003 6,404,154$ C Impact fee - Streets 8484005 3,623,027$ D 11,078,339$ Expiring Amounts: by Major Area, by Month 202007 (Jul2020)2021Q1 -$ -$ -$ -$ -$ 202008 (Aug2020)2021Q1 -$ -$ -$ -$ -$ 202009 (Sep2020)2021Q1 -$ -$ -$ -$ -$ 202010 (Oct2020)2021Q2 -$ -$ -$ -$ -$ 202011 (Nov2020)2021Q2 -$ -$ -$ -$ -$ 202012 (Dec2020)2021Q2 9,155$ ^ 1 -$ -$ -$ 9,155$ Current Month 202101 (Jan2021)2021Q3 669$ ^ 1 -$ -$ -$ 669$ 202102 (Feb2021)2021Q3 16,273$ ^ 1 -$ -$ -$ 16,273$ 202103 (Mar2021)2021Q3 16,105$ ^ 1 -$ -$ -$ 16,105$ 202104 (Apr2021)2021Q4 1,718$ ^ 1 -$ -$ -$ 1,718$ 202105 (May2021)2021Q4 14,542$ ^ 1 -$ -$ -$ 14,542$ 202106 (Jun2021)2021Q4 30,017$ ^ 1 -$ -$ -$ 30,017$ 202107 (Jul2021)2022Q1 10,107$ ^ 1 -$ -$ -$ 10,107$ 202108 (Aug2021)2022Q1 6,804$ ^ 1 -$ -$ -$ 6,804$ 202109 (Sep2021)2022Q1 5,554$ ^ 1 -$ -$ -$ 5,554$ 202110 (Oct2021)2022Q2 3,106$ ^ 1 -$ -$ -$ 3,106$ 202111 (Nov2021)2022Q2 -$ -$ -$ -$ -$ 202112 (Dec2021)2022Q2 -$ -$ -$ -$ -$ Total, Currently Expiring through June 2021 88,481$ -$ -$ -$ 88,481$ Notes ^1 Fiscal Year 2021Fiscal Quarter E = A + B + C + D Police Fire Parks Streets Total FY 2022Calendar Month 12/01/20: We are currently in a refund situation. We will refund $88k in the next 11 months without offsetting expenditures Impact Fees Confidential Data pulled 12/01/2020 AAA BBB CCC DDD = AAA - BBB - CCC Police Allocation Budget Amended Allocation Encumbrances YTD Expenditures Allocation Remaining Appropriation Values Crime lab rent 8417001 -$ 118$ -$ (118)$ Impact fee - Police 8484001 -$ -$ -$ -$ Eastside Precint 8419201 21,639$ 21,639$ -$ -$ Sugarhouse Police Precinct 8417016 10,331$ 10,331$ -$ -$ Public Safety Building Replcmn 8405005 14,068$ 14,068$ -$ 0$ Police'sConsultant'sContract 8419205 5,520$ 5,462$ -$ 58$ Police impact fee refunds 8417006 510,828$ -$ -$ 510,828$ Police Refunds 8418013 539,687$ -$ 2,883$ 536,804$ A PolicePrecinctLandAquisition 8419011 1,410,243$ 239,836$ -$ 1,170,407$ Grand Total 2,512,316$ 291,454$ 2,883$ 2,217,979$ Fire Allocation Budget Amended Allocation Encumbrances YTD Expenditures Allocation Remaining Appropriation Values Fire refunds 8416007 82,831$ -$ -$ 82,831$ Fire Station #14 8415001 6,650$ 6,650$ -$ -$ Fire Station #14 8416006 52,040$ -$ -$ 52,040$ Fire Station #3 8415002 1,568$ -$ -$ 1,568$ Fire Station #3 8416009 1,050$ 96$ 485$ 469$ Impact fee - Fire 8484002 -$ -$ -$ -$ Study for Fire House #3 8413001 15,700$ -$ -$ 15,700$ FireTrainingCenter 8419012 46,550$ -$ 46,550$ -$ B Fire'sConsultant'sContract 8419202 10,965$ 10,907$ -$ 58$ FY20 FireTrainingFac. 8420431 66,546$ 2,000$ 8,576$ 55,971$ Fire Station #3 Debt Service 8421200 541,106$ -$ -$ 541,106$ Fire Station #14 Debt Service 8421201 339,172$ -$ -$ 339,172$ Grand Total 1,164,177$ 19,653$ 55,610$ 1,088,913$ Parks Allocation Budget Amended Allocation Encumbrances YTD Expenditures Allocation Remaining Appropriation Values Impact fee - Parks 8484003 -$ -$ -$ -$ Three Creeks Confluence 8419101 173,017$ 159,062$ 13,955$ -$ Park'sConsultant'sContract 8419204 7,643$ 7,601$ -$ 42$ 337 Community Garden, 337 S 40 8416002 277$ -$ -$ 277$ Folsom Trail/City Creek Daylig 8417010 766$ -$ 353$ 414$ Cwide Dog Lease Imp 8418002 24,056$ 23,000$ -$ 1,056$ Jordan R 3 Creeks Confluence 8417018 11,856$ 50$ 10,237$ 1,570$ Rosewood Dog Park 8417013 16,087$ -$ 14,155$ 1,932$ C Jordan R Trail Land Acquisitn 8417017 2,946$ -$ -$ 2,946$ Fairmont Park Lighting Impr 8418004 50,356$ 43,597$ 605$ 6,155$ Parks and Public Lands Compreh 8417008 7,500$ -$ -$ 7,500$ Rich Prk Comm Garden 8420138 27,478$ 7,561$ 11,210$ 8,707$ Redwood Meadows Park Dev 8417014 15,939$ 760$ 4,851$ 10,329$ ImperialParkShadeAcct'g 8419103 10,830$ -$ -$ 10,830$ Park refunds 8416008 11,796$ -$ -$ 11,796$ 9line park 8416005 86,322$ 38,566$ 34,689$ 13,067$ Warm Springs Off Leash 8420132 27,000$ -$ -$ 27,000$ JR Boat Ram 8420144 125,605$ 57,482$ 1,226$ 66,897$ IF Prop Acquisition 3 Creeks 8420406 350,000$ -$ 257,265$ 92,736$ Parks Impact Fees 8418015 102,256$ -$ -$ 102,256$ UTGov Ph2 Foothill Trails 8420420 200,000$ 70,340$ 17,100$ 112,560$ 9Line Orchard 8420136 195,045$ -$ -$ 195,045$ Cnty #2 Match 3 Creek Confluen 8420426 515,245$ 319,862$ (7,517)$ 202,900$ Bridge to Backman 8418005 350,250$ 323$ 24,045$ 325,881$ Parley's Trail Design & Constr 8417012 327,678$ 979$ -$ 326,699$ Cnty #1 Match 3 Creek Confluen 8420424 400,000$ -$ -$ 400,000$ Jordan Prk Event Grounds 8420134 431,000$ -$ -$ 431,000$ Wasatch Hollow Improvements 8420142 490,830$ -$ -$ 490,830$ FY20 Bridge to Backman 8420430 727,000$ 63,456$ -$ 663,544$ Marmalade Park Block Phase II 8417011 1,145,394$ 64,287$ 15,756$ 1,065,351$ Fisher Carriage House 8420130 1,098,764$ -$ -$ 1,098,764$ Pioneer Park 8419150 3,442,199$ 94,100$ 14,400$ 3,333,699$ Grand Total 10,375,136$ 951,025$ 412,329$ 9,011,782$ Streets Allocation Budget Amended Allocation Encumbrances YTD Expenditures Allocation Remaining Appropriation Values 700 South Reconstruction 8414001 310,032$ -$ 310,032$ -$ 700 South Reconstruction 8415004 1,157,506$ 258,285$ 899,221$ -$ IF Roundabout 2000 E Parleys 8420122 455,000$ -$ 455,000$ -$ Impact fee - Streets Westside 8484005 -$ -$ -$ -$ 500 to 700 S 8418016 575,000$ 575,000$ -$ -$ LifeOnState Imp Fee 8419009 124,605$ 3,120$ 121,485$ -$ Transportation Safety Improvem 8417007 22,360$ 20,000$ 821$ 1,539$ Gladiola Street 8406001 16,544$ 13,953$ 347$ 2,244$ D Street'sConsultant'sContract 8419203 39,176$ 17,442$ 9,360$ 12,374$ Trans Master Plan 8419006 13,000$ -$ -$ 13,000$ Transp Safety Improvements 8420110 250,000$ 211,917$ -$ 38,083$ 500/700 S Street Reconstructio 8412001 41,027$ 118$ -$ 40,909$ 1300 S Bicycle Bypass (pedestr 8416004 42,833$ -$ -$ 42,833$ Complete Street Enhancements 8420120 125,000$ 60,848$ -$ 64,152$ Trans Safety Improvements 8419007 210,752$ 118,878$ 6,134$ 85,740$ Indiana Ave/900 S Rehab Design 8412002 124,593$ -$ -$ 124,593$ Transportation Safety Imp 8418007 147,912$ 2,162$ 7,506$ 138,244$ 9 Line Central Ninth 8418011 152,500$ -$ -$ 152,500$ Bikeway Urban Trails 8418003 200,000$ -$ -$ 200,000$ TransportationSafetyImprov IF 8421500 375,000$ 72,947$ -$ 302,053$ IF Complete Street Enhancement 8421502 625,000$ -$ -$ 625,000$ Traffic Signal Upgrades 8419008 251,316$ 9,969$ 5,719$ 235,628$ Traffic Signal Upgrades 8420105 300,000$ -$ -$ 300,000$ Traffic Signal Upgrades 8421501 875,000$ -$ -$ 875,000$ Street Improve Reconstruc 20 8420125 2,858,090$ 452,870$ -$ 2,405,220$ Grand Total 9,292,247$ 1,817,510$ 1,815,625$ 5,659,112$ Total 23,343,877$ 3,079,643$ 2,286,446$ 17,977,787$ E = A + B + C + D TRUE TRUE TRUE TRUE 318,626$ $732,533 8484001 UnAllocated Budget Amount 6,404,154$ 3,623,027$ 11,078,339$ 8484002 8484003 8484005 City Council Announcements January 5, 2021 Information Needed by Council Staff A. Financial Disclosure (attached) During January of each year, Council Members are given an annual reminder to submit financial disclosure form statement if the Council Member’s position in his/her business entity has changed or if the value of such Council Member’s interest in the entity has materially increased since the last disclosure (SLC Code 2.44.050). Please let staff know if you need the documents to update your disclosure forms. City Council Announcements January 12, 2021 Information Needed by Staff (4:08:27) A. Council District Newsletters for Public Utilities Mailing At the beginning of each calendar year, the Public Utilities Department identifies certain months for Council Members to include Council District newsletters as an insert in residents’ monthly utility bills. Each Council Member may opt to use the Public Utility billing for outreach purposes once per calendar year. The advantage of sharing in the Public Utilities mailings is Council Members only pay for printing expenses out of their communication budget, saving on costs associated with postage. Due to limitations with mail sorting machines, only three Council District newsletters can be accommodated each month. ➢ The following months have been identified for the Council to include a newsletter insert. Please let staff know which month you would like to include a newsletter as part of the Public Utilities billing : o April o August o December Council Members Johnston and Rogers chose December , Council Members Wharton and Mano chose April, Councilmember Dugan chose August , and Councilmember Valdemoros said to give her what ever was left to choose from. Please note: Council Members running for reelection should avoid choosing August in keeping with Council policy: A.19 NEWSLETTERS (04/2019). Filing Deadline – June 7, 2021 Primary Election – August 10, 2021 General Election – November 2, 2021 A.19(d) policy states: Using the U.S. Congress once again as a guide, Council Members who are campaigning for an elected office should not mail out Council newsletters any later than 90 days before a primary election. There are fewer than 90 days between Utah municipal primary and general elections and therefore no Council Member campaigning for elected office should mail out a newsletter between the primary and general elections.