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10/07/2003 - Minutes A Gi S City Council Announcements October 7, 2003 and October 9, 2003 A. Decisions, Feedback & Information needed by staff 1. Randy Kruger,a retired Air Force Major,works at the Utah Test and Training Range. He has offered to coordinate a visit to the Range and possible tour of Hill AFB for the City Council and Mayor's office.Are there any Council Members who would like to attend? 2. Utopia:The Administration would like to meet with Council Members to provide an update on the Utopia program. It has evolved since the last update. Also,Utopia would like to invite Council Members to view a demonstration in Provo during the week of October 20. Provo has a system currently in operation that is somewhat similar to what is proposed by Utopia. Council staff has viewed the presentation in Provo and found that it demonstrates the capabilities and potential of Utopia. Would Council Members be willing to schedule a site visit to Provo to view the system? 3. Increased residential traffic fines in neighborhoods:When the City Council recently lifted the moratorium on the Traffic Calming Program,they adopted eleven legislative intents. One was: "It is the intent of the City Council to enact amendments to provide for an enhanced penalty for speeding on residential streets that are posted at 25 mph." Do Council Members have specific ideas regarding enhanced level of fines for this legislative intent?Do you want Council staff to work with the Attorney's Office to determine the fine structure?Would you like to have a recommendation from the Administration? 4.Giant in Our City dinner.The Chamber will be hosting the annual"Giant in Our City" dinner on Wednesday,October 29 at 6:00 p.m.at the Grand America Hotel.Are Council Members interested in attending?Depending on the number of Council Members attending,council staff will register for a table or make arrangements to share a table with CED. 5. Northwest Quadrant Master Plan:Council Members recently received a copy of the attached letter and proposed timeline/cost estimate from Mr.Jeff Jonas, Planning Commission Chair requesting that the City Council consider funding the development of a master plan for the Northwest Quadrant. Mr.Jonas notes: A. This area was annexed into the City in the mid-1980s,but the City has never adopted a long-range plan to govern it. B. A master plan for the area was drafted in the early 1990s,but was never adopted by the City Council. C. The lack of a master plan and planning policies for this area is becoming increasingly problematic. City Council Announcements 2 Would the Council like to include funding for this master plan as an initiative in Budget Amendment#2(tentatively scheduled for discussion in November)or would Council Members prefer to discuss this request further during a work session briefing? 6.Request for Proposals(RFP)for Audit of the Fire Department:The Council Subcommittee recommended contracting with an audit or consulting firm for a management and performance audit of the Fire Department. This would continue the Council's long-standing practice of contracting for major management and operational audits. Council staff has prepared the attached RFP. The proposed scope of work is itemized on Exhibit"A"beginning on page 15,part II. Does the Council wish for staff to issue the RFP? Does the Council have changes or additions to the proposed scope statements? No. Councilmember Saxton said she was ok with the scope but wanted to know if the Council normally asked the Chief if there were any departments or areas he felt would be advantages for an audit. Ms.Gust-Jenson said yes. Councilmember Saxton asked if that had been given to them. Ms.Gust- Jenson said we she had been in contact with the Chief several times as the proposal evolved. She said department input would be received before commitments were made. 7.Request for Proposals(RFP)for auditors to conduct limited scope audits:For the next round of small audits,the Council Subcommittee discussed the approach of selecting two or three audit firms so that more options are available for matching expertise with each audit assignment. Attached is a draft Request for Proposal(RFP)to solicit proposals from interested auditors. Does the Council wish for staff to issue the RFP? Yes 8.Clarification of Council Staffs Role in coordinating or overseeing audit of Redevelopment Agency:The City Council,acting as the Board of Directors of the Redevelopment Agency,approved a management audit of the Redevelopment Agency. Council staffs understanding is that the Board of Directors asked that Council Staff coordinate the audit in order to help ensure greater distance and thus objectivity and independence. Council staff believes that the draft RFP can be strengthened to clarify that the auditors are to coordinate the audit through the Council Office. In addition,Council staff has several other suggestions to the wording of the RFP. See attached RFP with suggestions in revision format. a. Clarify that"Agency"refers to the Board of Directors and not to the RDA staff relating to authority to revise the contract,approval of draft reports,etc. b. Clarify that the contract is to be signed by the City Council Chair rather than the Mayor since the audit is to be coordinated by the Council Office. (As an alternative,the RDA staff has indicated that RDA legal counsel could be asked to determine a way for the RDA Chair to sign; the bylaws currently stipulate that the Mayor is the official signator for RDA documents.) c. Clarify that Council staff(audit coordinator)will be a member of the Committee to assist the Consultant. d. Require that the proposal content also include any prior auditing or consulting experience with RDA agencies,the hourly rates for each ^ City Council Announcements 3 individual to be assigned,and the estimated number of hours included in the not-to-exceed fees. e. Modify the document to conform to the City's purchasing process for auditors rather than the process used by RDA to negotiate fees for services and consulting. Can Council staff work with the Purchasing Division to refine the RFP? The RDA will not be charged for services of the Purchasing Division or City Attorney's Office since the services will be for the Council Office. Yes 9.Attached is the Quarterly Housing Report for Fiscal Year 02-03,Fourth Quarter.Would Council Members like to schedule a briefing? No discussion. B. Council Office Policies C. For Your Information 1. Attached is information from Salt Lake Valley Solid Waste Management Council. It includes 2002 Annual Report,2003 Second Quarter Update,and 2003 Second Quarterly Statistical Summary for January—June. 2.Water Revenue Forecast:Attached is a memo from LeRoy Hooton regarding water revenue forecast. Because conservation has been greater than anticipated,revenue could be down as much as$3.3 million by the end of the fiscal year. The Department implemented several cost reduction measures: 1. Implemented a soft hiring freeze 2. Avoided the purchase of spot market water 3. Reduced operation and maintenance costs 4. Delayed capital equipment expenditures 5. Delayed upgrade of City Creek Treatment Plant The good news is that water storage has not been depleted,allowing for carry-over water for next year. A briefing will be scheduled in November(per Council Chair)when additional forecast information is available. D. Upcoming Appointments (see goldenrod sheet) E. Upcoming Agenda items (see goldenrod sheet) F. Informational Mail items received (see goldenrod sheet) ti 03 - 5 City Council Announcements October 7, 2003 A. Decisions, Feedback & Information needed by staff 1. Randy Kruger, a retired Air Force Major, works at the Utah Test and Training Range. He has offered to coordinate a visit to the Range and possible tour of Hill AFB for the City Council and Mayor's office. Are there any Council Members who would like to attend? No Council Members were in favor at this time. 2. Utopia: The Administration would like to meet with Council Members to provide an update on the Utopia program. It has evolved since the last update. Also, Utopia would like to invite Council Members to view a demonstration in Provo during the week of October 20. Provo has a system currently in operation that is somewhat similar to what is proposed by Utopia. Council staff has viewed the presentation in Provo and found that it demonstrates the capabilities and potential of Utopia. Would Council Members be willing to schedule a site visit to Provo to view the system? Councilmember Saxton was interested in going after the November 4th General election. Councilmember Buhler suggested that a date be set and then Council Members could see if they would be able to attend. 3. Increased residential traffic fines in neighborhoods: When the City Council recently lifted the moratorium on the Traffic Calming Program, they adopted eleven legislative intents. One was: "It is the intent of the City Council to enact amendments to provide for an enhanced penalty for speeding on residential streets that are posted at 25 mph." Do Council Members have specific ideas regarding enhanced level of fines for this legislative intent? Do you want Council staff to work with the Attorney's Office to determine the fine structure?Would you like to have a recommendation from the Administration? Cindy said if the Council had thoughts about how they wanted to see the fines changed, they should get with Michael Sears. 4. Giant in Our City dinner. The Chamber will be hosting the annual "Giant in Our City" dinner on Wednesday, October 29 at 6:00 p.m. at the Grand America Hotel. Are Council Members interested in attending? Depending on the number of Council Members attending, council staff will register for a table or make arrangements to share a table with CED. Council Members Lambert, Jergensen and Christensen were interested. 5. Northwest Quadrant Master Plan: Council Members recently received a copy of the attached letter and proposed timeline/cost estimate from Mr. Jeff Jonas, Planning Commission Chair requesting that the City Council consider funding the development of a master plan for the Northwest Quadrant. Mr. Jonas notes: A. This area was annexed into the City in the mid-1980s, but the City has never adopted a long-range plan to govern it. B. A master plan for the area was drafted in the early 1990s, but was never adopted by the City Council. City Council Announcements 2 C. The lack of a master plan and planning policies for this area is becoming increasingly problematic. D. Planning staff estimates the approximate cost would be: 1. $154,000, if prepared in-house by the Administration 2. $304,000, if prepared by an outside consultant Would the Council like to include funding for this master plan as an initiative in Budget Amendment#2 (tentatively scheduled for discussion in November) or would Council Members prefer to discuss this request further during a work session briefing? Councilmember Lambert wanted to use the independent consultant. Councilmember Turner was in favor of the master plan. Councilmember Saxton said she wanted the master plan done in-house. Cindy said they would work with the Administration, get more specific feedback and move forward from there. 6. Request for Proposals (RFP) for Audit of the Fire Department: The Council Subcommittee recommended contracting with an audit or consulting firm for a management and performance audit of the Fire Department. This would continue the Council's long- standing practice of contracting for major management and operational audits. Council staff has prepared the attached RFP. The proposed scope of work is itemized on Exhibit "A" beginning on page 15, part II. Does the Council wish for staff to issue the RFP? Does the Council have changes or additions to the proposed scope statements? Moved to Thursday, October 9th. 7. Request for Proposals (RFP) for auditors to conduct limited scope audits: For the next round of small audits, the Council Subcommittee discussed the approach of selecting two or three audit firms so that more options are available for matching expertise with each audit assignment. Attached is a draft Request for Proposal (RFP) to solicit proposals from interested auditors. Does the Council wish for staff to issue the RFP? Moved to Thursday, October 9th. 8. Clarification of Council Staffs Role in coordinating or overseeing audit of Redevelopment Agency: The City Council, acting as the Board of Directors of the Redevelopment Agency, approved a management audit of the Redevelopment Agency. Council staffs understanding is that the Board of Directors asked that Council Staff coordinate the audit in order to help ensure greater distance and thus objectivity and independence. Council staff believes that the draft RFP can be strengthened to clarify that the auditors are to coordinate the audit through the Council Office. In addition, Council staff has several other suggestions to the wording of the RFP. See attached RFP with suggestions in revision format. a. Clarify that "Agency" refers to the Board of Directors and not to the RDA staff relating to authority to revise the contract, approval of draft reports, etc. b. Clarify that the contract is to be signed by the City Council Chair rather than the Mayor since the audit is to be coordinated by the Council Office. (As an alternative, the RDA staff has indicated that RDA legal counsel could be asked to determine a way for the RDA Chair to sign; the bylaws currently stipulate that the Mayor is the official signator for RDA documents.) c. Clarify that Council staff (audit coordinator) will be a member of the Committee to assist the Consultant. City Council Announcements 3 d. Require that the proposal content also include any prior auditing or consulting experience with RDA agencies, the hourly rates for each individual to be assigned, and the estimated number of hours included in the not-to-exceed fees. e. Modify the document to conform to the City's purchasing process for auditors rather than the process used by RDA to negotiate fees for services and consulting. Can Council staff work with the Purchasing Division to refine the RFP? The RDA will not be charged for services of the Purchasing Division or City Attorney's Office since the services will be for the Council Office. Moved to Thursday, October 9th. 9. Attached is the Quarterly Housing Report for Fiscal Year 02-03, Fourth Quarter. Would Council Members like to schedule a briefing? Moved to Thursday, October 9th B. Council Office Policies C. For Your Information 1. Attached is information from Salt Lake Valley Solid Waste Management Council. It includes 2002 Annual Report, 2003 Second Quarter Update, and 2003 Second Quarterly Statistical Summary for January—June. 2. Water Revenue Forecast: Attached is a memo from LeRoy Hooton regarding water revenue forecast. Because conservation has been greater than anticipated, revenue could be down as much as $3.3 million by the end of the fiscal year. The Department implemented several cost reduction measures: 1. Implemented a soft hiring freeze 2. Avoided the purchase of spot market water 3. Reduced operation and maintenance costs 4. Delayed capital equipment expenditures 5. Delayed upgrade of City Creek Treatment Plant The good news is that water storage has not been depleted, allowing for carry-over water for next year. A briefing will be scheduled in November (per Council Chair) when additional forecast information is available. D. Upcoming Appointments (see goldenrod sheet) E. Upcoming Agenda items (see goldenrod sheet) F. Informational Mail items received (see goldenrod sheet) Salt Lake City Corporation Request for Proposal, RFP No. µ MANAGEMENT & PERFORMANCE AUDIT AI C,x Y OF FIRE DEPARTMENT SALT LAKE CITY COUNCIL Specification No. CC-007 Contract No. 19-1-04-0224, Rev./August 22,2003mb INFORMATION& REQUIREMENTS I. OBJECTIVE. The Salt Lake City Council is soliciting competitive sealed proposals from qualified firms to conduct a Management and Performance Audit of the Salt Lake City Fire Department. This Request for Proposal describes the Fire Department, the purpose of the review, the scope of work, proposal and contract requirements and related information. The City will consider proposals from national, regional, and local firms. IL BACKGROUND. The City Council's objective of the Management and Performance Audit is to address the issue of how effectively the City Fire Department provides services and how well desired results and benefits are being achieved in the Department's programs. To answer these questions, the City Council is seeking the services of a qualified Consultant to review the Fire Department's operations. The purpose of the audit is to assess performance, to identify opportunities for improvement, and to develop specific recommendations for action. A primary focus of the audit is to examine Fire Department services against best demonstrated practices and national standards. This comparative approach is intended to identify opportunities to increase service levels or operational efficiencies. (See Exhibit A, Scope of Work, for specific services and requirements that are to be included in the review.) Salt Lake City Corporation was incorporated January 6, 1851. Salt Lake City is Utah's capital city, the county seat of Salt Lake County, and the largest city in the four county Wasatch Front metropolitan area. The City functions as the commercial and industrial center not only for Utah but for a large portion of the Intermountain West. Salt Lake City is the central city to 1.3 million inhabitants residing within one (1) hour's drive from downtown. The City's population increases daily from approximately 182,000 to nearly 300,000 as workers commute to jobs located within the City's jurisdictional limits. The City operates under the Mayor-Council form of government, with a full-time Mayor elected at-large and seven part-time Council Members representing specific geographic districts. The City ranges from residential foothills to a heavily populated high-rise district. It also includes two large industrial and manufacturing areas. Salt Lake City is protected by fourteen (14) strategically located fire stations, which are divided into Battalion One (East side) and Battalion Two (West side). These Battalions provide seven(7)EMT Engines, six(6) Rescue Engines, three (3) Ladder Trucks, one(1) Hazardous Materials Unit, four(4)Airport Fire Rescue Units and many other support vehicles. Salt Lake City Fire Department's total manning is 393 personnel. The Department is divided into two major divisions, the Support Services Division and the Operations Division. More information can be found on the Fire Department's web site at www.slcgov.com/fire. III. GENERAL INFORMATION Offerors should review the required insurance coverage that will be part of the resulting contract(s). Insurance information is provided under Paragraph 5 of the Sample Agreement. Proposed pricing must include associated insurance costs. - - - Interest in alternate fuel use and other environmental matters. The City has an interest in measures used by service and product providers to insure minimal adverse impact on the environment. Please list measures such as alternative fuel vehicles, recycling measures and energy reduction measures used by your firm. IV. PROPOSAL SUBMISSION ❑ Sign and return the Proposal Response Cover Sheet (ATTACHMENT 1). The form must be signed by a company representative authorized to bind the offeror contractually. ❑ Submit all required information as outlined in the Proposal Content & Evaluation Criteria section of ATTACHMENT 1. ❑ Submit original proposal and --- (-) proposal copies in a sealed envelope or other sealed container. ❑ Mark envelope or container with RFP No. and submission deadline date. ❑ Submission Deadline: 3:00 pm, weekday, Month 00, 200_ ❑ Submit to: Salt Lake City Corporation Purchasing, Contracts&Property Mgmt Div. 451 South State, Room 235 Salt Lake City, UT 84111 ❑ Proposals received after the 3:00 pm deadline will be placed in the file unopened and will not be considered. ❑ Proposals will be opened in a manner preventing disclosure of proposal contents. The names of offerors responding to the solicitation will be made available immediately thereafter. Proposals will then be sent to the City appointed selection committee for evaluation. Page 2 of 20 V. ADDITIONAL INFORMATION For additional information concerning the services specified in this Request for Proposal, interested parties may contact Gary Mumford in the City Council Office, telephone (801) 535- 6165. For information concerning Request for Proposal procedures and regulations (i.e., submission deadline, forms required, etc.), or Americans with Disabilities (ADA) accommodations, interested parties may contact Bryan Hemsley in the Purchasing, Contracts & Property Management Division: telephone (801) 535-6347; TDD (801) 535-6021; FAX(801) 535-6190; e-mail(bryan.hemsley@ci.slc.ut.us). Page 3 of 20 ATTACHMENT 1 Proposal Response Cover Sheet . <... .4:.<>.. RFP No. µ PROPOSAL FOR MANAGEMENT & 5r"-r`'"`" PERFORMANCE AUDIT OF FIRE DEPARTMENT TO: Salt Lake City Corporation Chief Procurement Officer Purchasing, Contracts &Property Management Division 451 South State Street- Room 235 Salt Lake City, Utah 84111 The undersigned, having carefully read and considered the Request for Proposal to provide a Management&Performance Audit of the Fire Department for the Salt Lake City Council, does hereby offer to perform such services on behalf of the City, in the manner described and subject to the terms and conditions set forth in the attached proposal. Services will be performed at the rates set forth in said proposal. OFFEROR Company Name: Doing business as: [ ] an individual [ ] a partnership [ ] a corporation (mark appropriate box), duly organized under the laws of the State of BY: (Signature of authorized representative) (Please Print or Type Name) PRINCIPAL OFFICE ADDRESS: Street Address City County State Zip Code Telephone ( ) FAX( ) E:mail Address TAXPAYER IDENTIFICATION NUMBER: Employer I.D. No. OR Social Security No. (Corporation or Partnership) (Individual) ALL PROPOSALS MUST INCLUDE THIS COVER SHEET& THE PROPOSAL CONTENT& EVALUATION REQUIREMENTS LISTED ON NEXT PAGE Page 4 of 20 PROPOSAL CONTENT& EVALUATION CRITERIA MANAGEMENT & PERFORMANCE AUDIT OF FIRE DEPARTMENT Instructions: When preparing proposals, reply to each of the following proposal content & evaluation criteria in the order listed. Please restate each numbered point listed below followed by your response in full, narrative sentences and provide any requested materials: I. QUALIFICATIONS A A statement of the firm's experience qualifications and general background to perform the requested work including the names, titles and telephone numbers of previous clients who can speak to the firm's ability to perform the work. B. Identify the audit partners, audit managers, field supervisors and other staff who will work on the audit. The planned use of specialists should also be specified. Recap the experience in fire department audits for each senior and higher level individuals that would be assigned to the audit. C. Describe your level of knowledge regarding fire department operations and their best practices and international standards if applicable and recent fire department audits with similar type and scope as described here within. D. The location of the office(s) from which the work is to be done. H. PROPOSED APPROACH TO PROJECT A. The audit work plan should demonstrate the offeror's understanding of the audit requirements and the audit tests and procedures to be applied in completing the audit plan. B. Provide a tentative time schedule for completing the audit and detail the expected number and type of audit personnel to be assigned to the project and the number of audit hours by staff level. C. In addition to the specific service proposals specified above, identify and/or recommend any additional services, products, or special knowledge or skills provided by your firm that may be related to or helpful to a comprehensive Management&Performance Audit and identify any costs for such services, products, knowledge, or skills. If there is a better way for the City to package or define the services that it has requested herein in order to obtain better pricing and/or service by making it easier for the selected Consultant, please explain what modifications would be necessary to achieve such better pricing and/or service. Page 5 of 20 HI. PROPOSED FEES Total not-to-exceed fee including all costs associated with the performance of the services specified including, but not limited to, materials, supervision, labor, transportation, delivery, travel, meals, hotels, per diem and all other out of pocket expenses for the project. All offers must be in U.S. dollars. A. Total not-to-exceed fee for the audit. B. Provide a detailed breakdown of the"not-to-exceed" fee detailing all charges described above. C. Provide hourly rates used for determining the"not-to-exceed fee for partner, manager, field supervisor, staff, clerical and any other classifications. IV. OTHER REQUIRED INFORMATION & MATERIALS A. Exceptions. If you have any exceptions to this Request for Proposal and/or the attached Sample Agreement they must be included as specified in Paragraph IV of Attachment 2, General Proposal Instructions&Information. B. Interest in alternate fuel use and other environmental matters. The City has an interest in measures used by service and product providers to insure minimal adverse impact on the environment. Please list measures such as alternative fuel vehicles, recycling measures and energy reduction measures used by your firm. D. Electronic payment. The City is encouraging offerors to accept electronic payments using the process described in Paragraph VII of Attachment 2, General Proposal Instructions& Information. Please provide information relating to: (1) offeror's ability to accept electronic payments and remittance advices; (2) offeror's policy, if any, regarding electronic payments and (3) offeror's discount, if any, for electronic payments. Selection Process Following evaluation by the selection committee, two or three finalists may be recommended to the City Council. At the option of the City Council, the Council may review the proposals of finalists and make a selection based upon the above evaluation criteria, or the Council may conduct oral interviews with each finalist. If the Council conducts oral interviews, the Council may evaluate firms based on professional qualifications, previous experience, proposed work plan, price, and ability to present information and communicate effectively with the Council. The Salt Lake City Council reserves the right to reject any and all proposals submitted and to request additional information from all offerors. Any contract awarded will be made to the firm who, based on evaluation of all responses, applying all criteria and oral interviews, if necessary, is determined to be the best to perform the audit. Page 6 of 20 ORAL ATTACHMENT 2 General Proposal Instructions & Information Electronic version of this document including all attachments and exhibits are available for download in electronic format from the Salt Lake City Purchasing, Contracts and Property Management Division website: http://www.slcpurchasing.com AWARD BY WRITTEN AGREEMENT The offeror selected to provide the services/products shall be required to enter into a written agreement in substantially the form as shown in the attached SAMPLE AGREEMENT (ATTACHMENT 3) which shall be the basic form used to develop the final agreement. • Signature on the Proposal Cover Sheet acknowledges that the offeror is willing to enter into the agreement if awarded the contract. Offerors are advised to read thoroughly the Sample Agreement as the selected offeror will be required to comply with its requirements. • If offeror has any exceptions to the Sample Agreement, the procedures stated under Paragraph IV, EXCEPTIONS, of this section must be followed. • Offerors should pay particular attention to insurance coverage requirements specified in Paragraph 5 of the Sample Agreement. The selected Consultant will be required to provide insurance certificates at the time of notification of conditional award. H. PREPARATION OF PROPOSALS A. Failure to Read. Failure to read the Request for Proposal and these instructions will be at the offeror's own risk. B. Cost Of Developing Proposals. All costs related to the preparation of the proposals and any related activities are the sole responsibility of the offeror. The City assumes no liability for any costs incurred by offerors throughout the entire selection process. III. PROPOSAL INFORMATION A. Discussions With Offerors. The City may conduct discussions with offerors who submit proposals determined to be reasonably susceptible of being selected for award. However, proposals may be accepted without such discussions, at the City's option. Offeror's costs relating to interviews will be at the Offeror's expense and will not be reimbursed by the City. Page 7 of 20 B. Equal Opportunity. The City will make every effort to ensure that all offerors are treated fairly and equally throughout the entire advertisement, review and selection process. The procedures established herein are designed to give all parties reasonable access to the same basic information. C. Proposal Ownership. All proposals, including attachments, supplementary materials, addenda, etc., shall become the property of the City and will not be returned to the offeror. D. Rejection Of Proposals. • The City reserves the right to reject any or all proposals received. Furthermore, the City shall have the right to waive any informality or technicality in proposals received when in the best interest of the City. • No proposal shall be accepted from, or contract awarded to, any person, firm or corporation that is in arrears to the City, upon debt or contract or that is a defaulter, as surety or otherwise,upon any obligation to the City, or that may be deemed irresponsible or unreliable by the Purchasing, Contracts & Property Management Division. Offerors may be required to submit satisfactory evidence that they have the necessary financial resources to perform and complete the work outlined in this RFP. E. Failure To Submit A Proposal. Failure to submit a proposal (or to advise the City Purchasing, Contracts&Property Management Division that future Requests for Proposal are desired) may result in the removal of your firm from the prospective offerors list. IV. EXCEPTIONS TO PROPOSAL& SAMPLE AGREEMENT If offeror takes exception to any term or condition set forth in this proposal and/or the Sample Agreement and any of its Exhibits and Attachments, said exceptions must be clearly identified in the response to this RFP. Exceptions or deviations to any of the terms and conditions must not be added to the proposal pages but must be submitted in a separate document accompanying offeror's proposal identified as "Exceptions." Such exceptions shall be considered in the evaluation and the award processes. The City shall be the sole determiner of the acceptability of any exception. Should the City omit anything from this Request for Proposal which is necessary for a clear understanding of the work, or should it appear that instructions are in conflict, then the offeror shall secure written instructions from the Purchasing, Contracts&Property Management Division at least forty-eight (48)hours prior to the time and date of the proposal opening shown above. V. CONFIDENTIALITY All responses, inquiries, and correspondence relating to this RFP and all reports, charts, displays, schedules, exhibits, and other documentation produced by the offeror that is submitted to the Page 8 of 20 City, as part of the proposal or otherwise, shall become the property of the City when received by the City and may be considered public information under applicable law. The City is subject to the disclosure requirements of the Government Records Access and Management Act, Title 63, Chapter 2, Utah Code Annotated. The City generally considers proposals and all accompanying material to be public and subject to disclosure. Any material considered by the offeror to be proprietary must be accompanied by a written claim of confidentiality and a concise written statement of reasons supporting the claim. Blanket claims that the entire RFP is confidential will be denied. The City cannot guarantee that any information will be held confidential. Under Section 63-2-304 of the Government Records Access and Management Act, if the offeror makes a claim of confidentiality, the City, upon receipt of a request for disclosure, will determine whether the material should be classified as public or protected, and will notify the offeror of such determination. The offeror is entitled under the Government Records Access and Management Act to appeal an adverse determination. The City is not obligated to notify the offeror of a request, and will not consider a claim of confidentiality, unless the offeror's claim of confidentiality is made in a timely basis and in accordance with the Government Records Access and Management Act. VI. REPRESENTATION REGARDING ETHICAL STANDARDS FOR CITY OFFICERS AND EMPLOYEES AND FORMER CITY OFFICERS AND EMPLOYEES The offeror represents that it has not: (1)provided an illegal gift or payoff to a City officer or employee or former City officer or employee, or his or her relative or business entity; (2) retained any person to solicit or secure this contract upon an agreement or understanding for a commission, percentage, brokerage or contingent fee, other than bona fide employees or bona fide commercial selling agencies for the purpose of securing business; (3)knowingly breached any of the ethical standards set forth in the City's conflict of interest ordinance, Chapter 2.44, Salt Lake City Code; or(4)knowingly influenced, and hereby promises that it will not knowingly influence, a City officer or employee or former City officer or employee to breach any of the ethical standards set forth in the City's conflict of interest ordinance, Chapter 2.44, Salt Lake City Code. VII. GENERAL INFORMATION A. The City has developed a process by which vendors can receive payments and remittance advices electronically. The electronic process will (1) allow vendors to receive collected funds the day following the City's weekly "check write," and (2)will provide an electronic remittance advice on the day of the "check write." The remittance advice will be sent via e-mail through the internet to as many as three separate e-mail addresses. The remittance advice will contain exactly the same information that would have been included on a check stub. Also available is a vendor web page that allows a vendor, with proper user name and password, to see its history of payments from the City. The City encourages offerors to accept electronic payments using this process. B. Interest in alternate fuel use and other environmental matters. The City has an interest in measures used by service and product providers to insure minimal adverse impact on the environment. The City encourages measures such as use of alternative fuel vehicles, recycling and energy reduction. Page 9 of 20 ATTACHMENT 3 SAMPLE AGREEMENT LAKV CITY The Sample Agreement will be subject to review and modification by the City Attorney's Office. CONTRACT NO. 19-1-04-0224 Rev. /August 22, 2003mb SAMPLE AGREEMENT MANAGEMENT & PERFORMANCE AUDIT OF FIRE DEPARTMENT FOR THE SALT LAKE CITY COUNCIL THIS AGREEMENT is made and entered into as of the date of last execution hereof by and between SALT LAKE CITY CORPORATION, a municipal corporation of the State of Utah, hereinafter "City", and 0, a , hereinafter"Consultant". WITNESSETH: WHEREAS, Consultant desires to provide certain auditing services for the Salt Lake City Council, and WHEREAS, City desires to engage Consultant for such services. NOW, THEREFORE, in consideration of the promises and covenants hereinafter contained, it is agreed by and between the parties hereto as follows: 1. Consultant agrees to provide for the City the auditing services described in Exhibit "A", attached and incorporated by reference, for a period commencing as of the date of execution of this Agreement and shall complete the final report within four months thereafter. All financial commitments by the City shall be subject to the availability of funds approved by the City Council and the limitations on future budget commitments provided under applicable Utah law, including the Utah Constitution. Page 10 of 20 2. Said services shall consist of the services and requirements listed under Exhibit "A", Scope of Work, attached and incorporated by reference. 3. For such services, Consultant shall be paid as specified under Exhibit "B", Price Schedule, attached and incorporated by reference. 4. For such consideration, Consultant shall furnish all materials, supervision, labor and equipment to complete the requirements of this Agreement. 5. Consultant, at its own cost, shall secure and maintain the following minimum insurance coverage: A. Worker's compensation and employer's liability insurance sufficient to cover all of Consultant's employees pursuant to Utah State statutes. This requirement includes Consultants who are doing business as an individual and/or as a sole proprietor as well as corporations and partnerships. The certificate and policy shall provide that coverage thereunder shall not be canceled or reduced without at least thirty(30) days prior written notice to the City. B. Auditor shall carry professional liability insurance in an amount of not less than $1,000,000 per claim. The certificate shall provide that coverage thereunder shall not be canceled or modified without thirty(30) days prior written notice to the Agency. C. Commercial automobile liability insurance that provides coverage for owned, hired and non-owned automobiles, with the City named as an additional insured, in the minimum amount of$1,000,000 per occurrence. The certificate and policy shall provide that coverage thereunder shall not be canceled or modified without at least thirty (30) days written notice to the City. D. All policies of insurance provided shall be issued by insurance companies licensed to do business in the State of Utah and either: (1) Rated with an A- or better rating in the most current edition of Best's Key Rating Guide—Property-Casualty United States. --OR-- (2) Listed in the United States Treasury Department's current Listing of Approved Sureties(Department Circular 570, as amended). E. Consultant shall furnish certificates of insurance, acceptable to the City, verifying the foregoing concurrent with the execution hereof and thereafter as required. F. In the event that governmental immunity limits are subsequently altered by legislation or judicial opinion, the Consultant shall be required to provide a new certificate of insurance within thirty(30) days of being notified thereof in writing by the City, certifying coverage in compliance with the modified limits or, if no new limits are specified, in such an amount as may be acceptable to the Salt Lake City Attorney's Office. Page 1 1 of 20 6. Consultant shall obey all laws, ordinances, regulations and rules of the federal, state, county and municipal governments that may be applicable to its operations. Said laws include, but are not limited to, the Equal Employment Opportunity laws, the Fair Labor Standards Act, Occupational Safety& Health Administration(OSHA) laws, and the Americans with Disabilities Act (ADA). Any violation of applicable law shall constitute a breach of this Agreement and Consultant shall hold the City harmless from any and all liability arising out of, or in connection with, said violations including any attorney's fees and costs incurred by the City as a result of such violation. 7. Either party may cancel this Agreement for any reason upon giving the other party thirty(30) days prior written notice. Such notice shall be sent to the last known address of the party to be notified. 8. The City may, without prejudice to any right or remedy, and without the necessity of giving the thirty(30) day notice provided in Paragraph 7 above, terminate this Agreement for cause in the event Consultant fails to fulfill, in a timely or satisfactory manner, any of the terms and conditions set forth in this Agreement, and fails to cure any default after seven(7) days written notice from the City of such default or breach. 9. If this Agreement is canceled or terminated as provided herein, City shall pay the Consultant on the basis of actual services performed in accordance with the terms hereof. 10. Consultant, for itself, its successors and assigns, as part of the consideration herefore, covenants that no person, solely on the grounds of race, color, national origin, age, sex, religion or non job related disability, shall be excluded from participation in, denied the benefits of, or be otherwise subject to discrimination in the furnishing of services hereunder, unless the characteristic is a bona fide occupational qualification. 12. REPRESENTATION REGARDING ETHICAL STANDARDS FOR CITY OFFICERS AND EMPLOYEES AND FORMER CITY OFFICERS AND EMPLOYEES. Consultant represents that it has not: (1) provided an illegal gift or payoff to a City officer or employee or former City officer or employee, or his or her relative or business entity; (2) retained any person to solicit or secure this contract upon an agreement or understanding for a commission, percentage, brokerage or contingent fee, other than bona fide employees or bona fide commercial selling agencies for the purpose of securing business; (3) knowingly breached any of the ethical standards set forth in the City's conflict of interest ordinance, Chapter 2.44, Salt Lake City Code; or(4) knowingly influenced, and hereby promises that it will not knowingly influence, a City officer or employee or former City officer or employee to breach any of the ethical standards set forth in the City's conflict of interest ordinance, Chapter 2.44, Salt Lake City Code. 13. Consultant is not an employee of the City for any purpose whatsoever. The Consultant is an independent Consultant at all times during the performance of the services specified herein. Page 12 of 20 14. All notices shall be directed to the following addresses: City: Salt Lake City Council Office 451 South State Street, Room 304 Salt Lake City, Utah 84111 Consultant: 0 15. This Agreement shall not be assigned by either party without the prior written consent of the other party. 16. Consultant's obligations are solely to the City and the City's obligations are solely to Consultant. This Agreement shall confer no third party rights whatsoever. 17. This is a services engagement. Consultant warrants that it shall perform services hereunder in good faith. 18. The parties agree that all provisions that are intended, directly or indirectly, by their nature or by implication, to survive performance of the Consultant do survive the completion of performance, termination or expiration of this Agreement. 19. This Agreement embodies the entire Agreement between the parties and shall not be altered except in writing signed by both an authorized representative of Consultant and by the City's Mayor or Mayor's designee. The terms of this Agreement shall supersede any additional or conflicting terms or provisions that may be set forth or printed on Consultant's work plans, cost estimate forms, receiving tickets, invoices, or any other related standard forms or documents of Consultant that may subsequently be used to implement, record, or invoice services hereunder from time to time, even if such standard forms or documents have been signed or initialed by a City representative. The intent of the parties is that the terms of this Agreement shall prevail in any dispute between the terms of this Agreement and the terms printed on any such standard forms or documents, and such standard forms or documents shall not be considered written amendments of this Agreement. 20. This Agreement shall be enforced in and governed by the laws of the State of Utah. Page 13 of 20 IN WITNESS WHEREOF, the parties hereto have affixed their hands and seals the day and year first above written. SALT LAKE CITY CORPORATION By Title ATTEST AND COUNTERSIGN: Deputy City Recorder Date APPROVED AS TO FORM: Salt Lake City Attorney's Office Date 0 By Title ACKNOWLEDGMENT STATE OF UTAH ) :ss County of ) The foregoing agreement was acknowledged before me this day of , 200_, by , the (Name ofperson signing Agreement) of 0, a (state) (type of entity). (Title ofperson signing Agreement) NOTARY PUBLIC, residing in County My Commission Expires: Page 14 of 20 CONTRACT NO. 19-1-04-0224 EXHIBIT "A" SCOPE OF WORK MANAGEMENT AND PERFORMANCE AUDIT OF FIRE DEPARTMENT I. GENERAL A. Consultant, if doing business under an assumed name, i.e. an Individual, Association, Partnership, Corporation, or otherwise, shall be registered with the Utah State Division of Corporations and Commercial Code. NOTE: Forms and information on how to get registered may be obtained by calling (801) 530-4849 or by accessing www.commerce.state.ut.us B. Consultant shall assume full responsibility for damage to City property caused by Consultant's employees or equipment as determined by designated City personnel. C. Consultant shall be solely responsible for the safety of Consultant's employees and others relative to Consultant's work, work procedures, material, equipment, transportation, signage and related activities and equipment. D. Consultant shall possess and keep in force all licenses, business permits and other permits required to perform the services of this Agreement. E. This is a non-exclusive agreement. The City may now or hereafter enter into agreements with other consultants for management and performance audits. F. Consultant shall notify the audit manager in the Council office of scheduled meetings with the Administration. H. RESPONSIBILITIES OF THE CONSULTANT The responsibilities of the Consultant include, but shall not be limited to, the following: A. Compare Salt Lake City's Fire Department to at least 10 comparable cities. B. Review current operations including facilities, equipment, and organization. Determine whether existing facilities are adequate or whether there are opportunities for implementing cost-saving measures or consolidating functions or facilities. Analyze opportunities to increase productivity and efficiency through the purchase of additional equipment or the replacement of old equipment. Page 15 of 20 C. Analyze the Department's response time performance in fire and emergency medical services. Provide recommendations for any changes in current station locations and apparatus placement. D. Assess whether Salt Lake City's Fire Department provides the same range of services as other similar size fire departments. E. Identify services and programs that are generally considered core functions and those that are additional programs that the Fire Department provides as added services to the public. F. Review non-core services such as community education programs (including fire education in elementary schools) and compare to regional peer programs. G. Assess and compare best practices in use of technical advances in emergency response to enhance the City's current fire and emergency medical services. H. Assess and evaluate the costs and benefits of the Fire Department's current deployment of four person crews based upon accepted industry practice and comparison to regional peer operations. I. Evaluate the Department's daily staffing, overtime, constant staffing, and related procedures compared to other fire departments and best practices. Develop and propose alternatives. J. Review and analyze staffing levels of non-safety and support staff positions. Provide recommendations regarding staffing levels and practices necessary to support recommended operations. K. Evaluate training, skills maintenance, certification, technical rescue, and other capabilities compared to best practices. L. Review the Department's HazMat delivery capability compared to best practices. M. Analyze the Department's incident management and control procedure and practices compared to best practices. N. Evaluate the adequacy of the Department's mutual aid agreements compared to best practices. O. Compare the Fire Department's physical fitness maintenance program with best practices and evaluate whether standards and requirements are adequate to ensure that fitness for duty is maintained until retirement. P. Review the call taking, call handling and dispatching procedures and practices including protocols and quality assurance compared to best practices. Q. Review the fire investigation program compared to other cities and best practices. Determine whether opportunities exist to increase effectiveness through shared service arrangements or other efficiencies. Page 16 of 20 R. Analyze code enforcement and inspection program. Determine workloads and staffing needs. Identify opportunities for further collaboration or coordination with other City permit issuance functions; identify opportunities to collaborate or eliminate duplication in building code and fire code enforcement, permit issuance or plan evaluation. Compare Salt Lake City's handing of plan review, design issues, and post fire computer modeling with best practices. Address whether other cities employ fire protection engineers. S. Determine whether fees for services, such as fire inspections, are charged in other communities; the pros and cons associated with the approaches; and whether it might be appropriate to consider fees for service. Determine the extent to which Salt Lake City assesses fees by City ordinance and the extent to which those services are conducted and fees charged. T. Assess the Fire Department's readiness for a large-scale emergency. Make recommendations to further prepare. Assess the City's current emergency management program and determine whether there is adequate coordination and interaction with the Fire Department. U. Analyze the Department's communication capabilities with other Salt Lake City departments and with other state and local agencies. Assess long-term plans for communication systems. V. Assess the Department's current Emergency Operations Center and the Department's plans for relocating the Emergency Operations Center. Include a review of the possibility to relocate the fire administration function to the new Emergency Operations Center site. Comment on the potential joint tenancy with the Red Cross. W. Evaluate whether the City's current development patterns allow for appropriate, necessary and timely emergency access and whether there are ordinance or policy changes that the City should consider to ensure that the City considers access for emergency equipment as part of all requests for development, including that in the foothills. X. Evaluate coordination of the Transportation Division with the Fire Department before designing traffic calming measures to determine whether the measures impact emergency response. Determine whether the City's recent traffic calming measures accommodate emergency response concerns in addition to traffic management needs. Y. Identify pros and cons of the City providing ambulance or other services. Z. Identify policy and budget considerations that the Council may want to be aware of. Ill. DELIVERABLES Consultant shall provide the City Council with the following: A. Each audit report shall include an executive summary, background, observations, recommendations and management's response unless management declines to provide a written response. Page 17 of 20 B. Provide a draft audit report to the Fire Chief and to the Council's audit subcommittee. C. The Consultant shall meet with the City Council in a public meeting to make an oral presentation of the final audit report and to respond to questions from the Council. D. Provide twenty-five(25) copies of the final audit report. E. Upon written authorization of the City Council, Consultant shall give duly authorized representatives of the City access to, and the right to examine, any notes, working papers, statements and other documentation prepared in connection with Consultant's performance. Work papers shall be retained for a period of three years after the completion of the audit. IV. DISCLOSURE OF CITY RECORDS Since the City shall own the documents generated by the Consultant pursuant to this Agreement, the Consultant agrees that it shall not, without written approval by the City, disclose publicly said records. Consultant understands that the information obtained in the performance of this Agreement is confidential and may be shared with employees of the City or others only on a need to know basis. Page 18 of 20 CONTRACT NO. 19-1-04-0224 EXHIBIT "B" PRICE SCHEDULE MANAGEMENT & PERFORMANCE AUDIT OF FIRE DEPARTMENT I. GENERAL A. Prices stated include all costs associated with the performance of the services specified, including materials, supervision, labor, transportation, delivery, and related costs and if applicable, travel, meals and hotel expenses. No other charges shall be allowed. B. City is exempt from sales, use and federal excise taxes on these products and/or services. Exemption certificates shall be furnished upon request. C. Prices and/or discounts stated shall be firm for the full term of this agreement. II. PRICING FEES A. Consultant shall be paid on actual costs not to exceed the fee below. Total not-to exceed fee: Total hours: B. Listed below is the proposed audit team for this audit request. Include hourly billing rates for each individual to be assigned by name and job classification(such as partner, manager, senior associate, associate, administrative) and the estimated number of hours included in the total not-to exceed fees. NAME & TITLE HOURLY EST# TOTAL RATE OF HOURS Page 19 of 20 C. Below is a list of reimbursable expenses which are included in the"total not-to-exceed" fee: ITEM AMOUNT III. INVOICING AND PAYMENT City shall make payment to Consultant for all services performed by Consultant pursuant to this Agreement. Consultant shall submit a written invoice, in duplicate, for services rendered and City shall pay the invoiced fee within thirty (30) days after receipt of the invoice by City. Invoices shall be submitted to: Salt Lake City Council Office 451 South State Street, Room 304 Salt Lake City, Utah 84111 Page 20 of 20 Salt Lake City Corporation Request for Proposal, RFP No. µ SPECIAL AUDIT SERVICES SA2.7 A.Aba,CITY SALT LAKE CITY COUNCIL Specification No. CC-027, Contract No. 19-1-04-0225, Rev.August 27 ,2003/qh INFORMATION& REQUIREMENTS I. OBJECTIVE. Salt Lake City Corporation(the "City"), is soliciting competitive sealed proposals from qualified consultants to conduct management and operational reviews on an as- requested basis for the City Council. This Request for Proposal describes Salt Lake City, the purpose of the reviews, the process for determining a scope of services and a budget for each review, proposal and contract requirements and related information. II. BACKGROUND. Salt Lake City is Utah's capital city, the county seat of Salt Lake County, and the largest city in the four county Wasatch Front metropolitan area. The City's population increases daily from approximately 182,000 to nearly 300,000 as workers commute to jobs located within the City's jurisdictional limits. The City operates under the Mayor-Council form of government,with a full-time Mayor elected at-large and seven part-time Council Members representing specific geographic districts. More information can be found on the City's web site at www.slcgov.com. The Salt Lake City Council exercises its oversight role of the City administration by conducting independent management and operational reviews of City programs and functions. The reviews are conducted by auditing or consulting firms selected by the Council. The City Council's objective of the reviews is to address the issue of how effectively services are provided and how well desired results and benefits are being achieved. The purpose of the review is to assess performance, to identify opportunities for improvement, and to develop specific recommendations for action. A primary focus of the services is to examine the program or function against best demonstrated practices and national standards. This comparative approach is intended to identify opportunities to increase service levels or operational efficiencies. The Council may have contracts with more than one auditing or consulting firm. The Council identifies a list of programs or functions for potential audit. These potential audits are traditionally ranked by individual Council Members and prioritized by a Council subcommittee. Specific audit scope and objective statements are identified and a budget is developed for each audit. The audits are not extensive or all-encompassing but are very limited-scope studies with rather small budgets. Based on the particular experience of the consultant and based on other factors such as availability of the consultant to provide timely services, the Council subcommittee selects a consultant from those firms from which the Council has agreements for audit services. The entire Council is briefed on the selection by the Council subcommittee. The Council Chair will issue a letter to the consultant or consultants outlining the scope and objectives of the audit and authorizing a budget amount. III. GENERAL INFORMATION Offerors should review the required insurance coverage that will be part of the resulting contract(s). Insurance information is provided under Paragraph 5 of the Sample Agreement. Proposed pricing must include associated insurance costs. Offerors are advised that the selected consultant for this project will not be authorized to publicize or refer to the 2002 Winter Olympic Games, the year 2002 in an Olympic context, or imply any connection between itself and the Olympic Games, in any advertising, marketing and other materials. Interest in alternate fuel use and other environmental matters. The City has an interest in measures used by service and product providers to insure minimal adverse impact on the environment. Please list measures such as alternative fuel vehicles, recycling measures and energy reduction measures used by your firm. IV. PROPOSAL SUBMISSION o Sign and return the Proposal Response Cover Sheet (ATTACHMENT 1). The form must be signed by a company representative authorized to bind the offeror contractually. o Submit all required information as outlined in the Proposal Content& Evaluation Criteria section of ATTACHMENT 1. o Submit original proposal and --- (-)proposal copies in a sealed envelope or other sealed container. o Mark envelope or container with RFP No. and submission deadline date. o Submission Deadline: 3:00 pm,weekday, Month 00, 200 o Submit to: Salt Lake City Corporation Purchasing, Contracts&Property Mgmt Div. 451 South State, Room 235 Salt Lake City, UT 84111 o Proposals received after the 3:00 pm deadline will be placed in the file unopened and will not be considered. o Proposals will be opened in a manner preventing disclosure of proposal contents. The names of offerors responding to the solicitation will be made available immediately thereafter. Proposals will then be sent to the City appointed selection committee for evaluation. Page 2 of 18 V. ADDITIONAL INFORMATION The City's designated contact person for questions or additional information concerning the services specified in this Request for Proposal, or for additional information concerning Request for Proposal procedures and regulations (i.e., submission deadline, forms required, etc.), or Americans with Disabilities (ADA) accommodations, is Bryan Hemsley in the Purchasing, Contracts&Property Management Division: telephone (801) 535-6347; TDD (801) 535-6021; FAX(801) 535-6190; e-mail(bryan.hemsley@ci.slc.ut.us). Page 3 of 18 ATTACHMENT 1 • Proposal Response Cover Sheet RFP No. µ ,.Fr � , PROPOSAL FOR SPECIAL AUDIT SERVICES TO: Salt Lake City Corporation Chief Procurement Officer Purchasing, Contracts&Property Management Division 451 South State Street -Room 235 Salt Lake City, Utah 84111 The undersigned, having carefully read and considered the Request for Proposal to provide SPECIAL AUDIT SERVICES for the SALT LAKE CITY COUNCIL, does hereby offer to perform such services on behalf of the City, in the manner described and subject to the terms and conditions set forth in the attached proposal. Services will be performed at the rates set forth in said proposal. OFFEROR Company Name: Doing business as: I J an individual [ ] a partnership [ J a corporation (mark appropriate box), duly organized under the laws of the State of BY: (Signature of authorized representative) (Please Print or Type Name) PRINCIPAL OFFICE ADDRESS: Street Address City County State Zip Code Telephone ( ) FAX( ) E:mail Address TAXPAYER IDENTIFICATION NUMBER: Employer I.D. No. OR Social Security No. (Corporation or Partnership) (Individual) ALL PROPOSALS MUST INCLUDE THIS COVER SHEET& THE PROPOSAL CONTENT& EVALUATION REQUIREMENTS LISTED ON NEXT PAGE Page 4 of 18 • PROPOSAL CONTENT& EVALUATION CRITERIA SPECIAL AUDIT SERVICES Instructions: When preparing proposals, reply to each of the following proposal content& evaluation criteria in the order listed. Please restate each numbered point listed below followed by your response in full, narrative sentences and provide any requested materials: QUALIFICATIONS A. A statement of the firm's experience and qualifications to meet the requirements of the City as outlined herein including the names, titles and telephone numbers of previous clients who can speak to the firm's ability to perform accordingly. B. Qualifications of staff who would be assigned to this project. Please attach resumes. Please show staff positions in the firm, total years and types of experience of the audit leaders, and the contemplated supervision of the staff C. A list of projects of similar scope and size with a brief description of each project and its results. H. PROPOSED APPROACH TO PROJECT A. A description or example of a proposed approach for conducting a limited-scope audit of a city program or function. B. In addition to the specific service proposals specified above, identify and/or recommend any additional services, products, or special knowledge or skills provided by your firm that may be related to or helpful to a comprehensive audit work plan program and identify any costs for such services,products, knowledge, or skills. If there is a better way for the City to package or define the services that it has requested herein in order to obtain better pricing and/or service by making it easier for the selected consultant, please explain what modifications would be necessary to achieve such better pricing and/or service. III. PROPOSED FEES Each audit assignment will be requested in writing from the Chair of the City Council. The written request will outline the scope and objectives of the review and state an authorized maximum fee amount for each review. A. Hourly rates by job title for individuals Page 5 of 18 IV. OTHER REQUIRED INFORMATION & MATERIALS A. Exceptions. If you have any exceptions to this Request for Proposal and/or the attached Sample Agreement they must be included as specified in Paragraph IV of Attachment 2, General Proposal Instructions& Information. B. Interest in alternate fuel use and other environmental matters. The City has an interest in measures used by service and product providers to insure minimal adverse impact on the environment. Please list measures such as alternative fuel vehicles, recycling measures and energy reduction measures used by your firm. ORAL INTERVIEWS AND SITE VISITS MAY BE CONDUCTED WITH ONE OR MORE PROSPECTIVE CONSULTANTS. THE DECISION OF THE CITY'S SELECTION COMMITTEE SHALL BE FINAL AND CONCLUSIVE. Page 6 of 18 ATTACHMENT 2 General Proposal Instructions & Information LAXttT Electronic version of this document including all attachments and exhibits are available for download in electronic format from the Salt Lake City Purchasing, Contracts and Property Management Division website: http://www.slcpurchasing.corn AWARD BY WRITTEN AGREEMENT The offeror selected to provide the services/products shall be required to enter into a written agreement in substantially the form as shown in the attached SAMPLE AGREEMENT (ATTACHMENT 3) which shall be the basic form used to develop the final agreement. • Signature on the Proposal Cover Sheet acknowledges that the offeror is willing to enter into the agreement if awarded the contract. Offerors are advised to read thoroughly the Sample Agreement as the selected offeror will be required to comply with its requirements. • If offeror has any exceptions to the Sample Agreement, the procedures stated under Paragraph IV, EXCEPTIONS, of this section must be followed. • Offerors should pay particular attention to insurance coverage requirements specified in Paragraph 5 of the Sample Agreement. The selected consultant will be required to provide insurance certificates at the time of notification of conditional award. II. PREPARATION OF PROPOSALS A. Failure to Read. Failure to read the Request for Proposal and these instructions will be at the offeror's own risk. B. Cost Of Developing Proposals. All costs related to the preparation of the proposals and any related activities are the sole responsibility of the offeror. The City assumes no liability for any costs incurred by offerors throughout the entire selection process. III. PROPOSAL INFORMATION A. Discussions With Offerors. The City may conduct discussions with offerors who submit proposals determined to be reasonably susceptible of being selected for award. However, proposals may be accepted without such discussions, at the City's option. B. Equal Opportunity. The City will make every effort to ensure that all offerors are treated fairly and equally throughout the entire advertisement, review and selection process. Page 7 of 18 The procedures established herein are designed to give all parties reasonable access to the same basic information. C. Proposal Ownership. All proposals, including attachments, supplementary materials, addenda, etc., shall become the property of the City and will not be returned to the offeror. D. Rejection Of Proposals. • The City reserves the right to reject any or all proposals received. Furthermore, the City shall have the right to waive any informality or technicality in proposals received when in the best interest of the City. • No proposal shall be accepted from, or contract awarded to, any person, firm or corporation that is in arrears to the City,upon debt or contract or that is a defaulter, as surety or otherwise, upon any obligation to the City, or that may be deemed irresponsible or unreliable by the Purchasing, Contracts&Property Management Division. Offerors may be required to submit satisfactory evidence that they have the necessary financial resources to perform and complete the work outlined in this RFP. E. Failure To Submit A Proposal. Failure to submit a proposal(or to advise the City Purchasing, Contracts&Property Management Division that future Requests for Proposal are desired)may result in the removal of your firm from the prospective offerors list. IV. EXCEPTIONS TO PROPOSAL & SAMPLE AGREEMENT If offeror takes exception to any term or condition set forth in this proposal and/or the Sample Agreement and any of its Exhibits and Attachments, said exceptions must be clearly identified in the response to this RFP. Exceptions or deviations to any of the terms and conditions must not be added to the proposal pages but must be submitted in a separate document accompanying offeror's proposal identified as "Exceptions." Such exceptions shall be considered in the evaluation and the award processes. The City shall be the sole determiner of the acceptability of any exception. Should the City omit anything from this Request for Proposal which is necessary for a clear understanding of the work, or should it appear that instructions are in conflict, then the offeror shall secure written instructions from the Purchasing, Contracts&Property Management Division at least forty-eight (48)hours prior to the time and date of the proposal opening shown above. V. CONFIDENTIALITY All responses, inquiries, and correspondence relating to this RFP and all reports, charts, displays, schedules, exhibits, and other documentation produced by the offeror that is submitted to the City, as part of the proposal or otherwise, shall become the property of the City when received by the City and may be considered public information under applicable law. The City is subject Page 8ofl8 to the disclosure requirements of the Government Records Access and Management Act, Title 63, Chapter 2, Utah Code Annotated. The City generally considers proposals and all accompanying material to be public and subject to disclosure. Any material considered by the offeror to be proprietary must be accompanied by a written claim of confidentiality and a concise written statement of reasons supporting the claim. Blanket claims that the entire RFP is confidential will be denied. The City cannot guarantee that any information will be held confidential. Under Section 63-2-304 of the Government Records Access and Management Act, if the offeror makes a claim of confidentiality, the City, upon receipt of a request for disclosure, will determine whether the material should be classified as public or protected, and will notify the offeror of such determination. The offeror is entitled under the Government Records Access and Management Act to appeal an adverse determination. The City is not obligated to notify the offeror of a request, and will not consider a claim of confidentiality, unless the offeror's claim of confidentiality is made in a timely basis and in accordance with the Government Records Access and Management Act. VI. REPRESENTATION REGARDING ETHICAL STANDARDS FOR CITY OFFICERS AND EMPLOYEES AND FORMER CITY OFFICERS AND EMPLOYEES The offeror represents that it has not: (1)provided an illegal gift or payoff to a City officer or employee or former City officer or employee, or his or her relative or business entity; (2) retained any person to solicit or secure this contract upon an agreement or understanding for a commission, percentage, brokerage or contingent fee, other than bona fide employees or bona fide commercial selling agencies for the purpose of securing business; (3)knowingly breached any of the ethical standards set forth in the City's conflict of interest ordinance, Chapter 2.44, Salt Lake City Code; or(4)knowingly influenced, and hereby promises that it will not knowingly influence, a City officer or employee or former City officer or employee to breach any of the ethical standards set forth in the City's conflict of interest ordinance, Chapter 2.44, Salt Lake City Code. VII. GENERAL INFORMATION A. The City has developed a process by which vendors can receive payments and remittance advices electronically. The electronic process will (1) allow vendors to receive collected funds the day following the City's weekly "check write," and (2)will provide an electronic remittance advice on the day of the "check write." The remittance advice will be sent via e-mail through the internet to as many as three separate e-mail addresses. The remittance advice will contain exactly the same information that would have been included on a check stub. Also available is a vendor web page that allows a vendor, with proper user name and password, to see its history of payments from the City. The City encourages offerors to accept electronic payments using this process. Page 9 of 18 ATTACHMENT 3 SAMPLE AGREEMENT The Sample Agreement will be subject to review and modification by the City Attorney's Office. CONTRACT NO. 19-1-04-0225 Rev.August 18,2003/qh SAMPLE AGREEMENT SPECIAL AUDIT SERVICES FOR THE SALT LAKE CITY COUNCIL THIS AGREEMENT is made and entered into as of the date of last execution hereof by and between SALT LAKE CITY CORPORATION, a municipal corporation of the State of Utah, hereinafter "City", and 0, a_, hereinafter"Consultant". WITNESSETH: WHEREAS, Consultant desires to provide certain_for the City's SALT LAKE CITY COUNCIL; and WHEREAS, City desires to engage Consultant for such services. NOW, THEREFORE, in consideration of the promises and covenants hereinafter contained, it is agreed by and between the parties hereto as follows: 1. Consultant agrees to provide for the City auditing services described in Exhibit "A", attached and incorporated by reference, for a period of two (2)years commencing as of the date of execution of this Agreement. City may extend this Agreement for three(3) additional 1-year time periods, renewable on an annual basis, under the same terms and conditions. Notice of time extensions shall be in writing served upon the Consultant by regular mail at least thirty(30) days prior to the expiration of the original term of this Agreement, or any current extension, in order for such extension to be effective. After all annual extensions have been exercised City shall have the right to extend this Agreement on a month-to-month basis for a period not to exceed four(4) months. Notice of the month-to-month extension shall be in writing served upon the Consultant by regular mail at least ten (10) days prior to the expiration of the last annual extension, in order for such extension to be effective. City shall give at least five (5) days written notice of cancellation of the month-to-month extension. This is a non-exclusive Agreement and the City reserves the right to acquire the services, at its Page 10 of 18 discretion, from other sources during the term of this Agreement. All financial commitments by the City shall be subject to the availability of funds approved by the City Council and the limitations on future budget commitments provided under applicable Utah law, including the Utah Constitution. • 2. Said services shall consist of the services and requirements listed under Exhibit "A", Scope of Work, attached and incorporated by reference. 3. For such services, Consultant shall be paid as specified under Exhibit "B", Price Schedule, attached and incorporated by reference. 4. For such consideration, Consultant shall furnish all materials, supervision, labor and equipment to complete the requirements of this Agreement. 5. Consultant, at its own cost, shall secure and maintain the following minimum insurance coverage: A. Worker's compensation and employer's liability insurance sufficient to cover all of Consultant's employees pursuant to Utah State statutes. This requirement includes Consultants who are doing business as an individual and/or as a sole proprietor as well as corporations and partnerships. The certificate and policy shall provide that coverage thereunder shall not be canceled or reduced without at least thirty (30) days prior written notice to the City. B. Professional liability insurance in an amount of not less than $1,000,000. The certificate and policy shall provide that coverage thereunder shall not be canceled or modified without thirty (30) days prior written notice to the City. C. Commercial automobile liability insurance that provides coverage for owned, hired and non-owned automobiles, with the City named as an additional insured, in the minimum amount of$1,000,000 per occurrence. The certificate and policy shall provide that coverage thereunder shall not be canceled or modified without at least thirty(30) days written notice to the City. D. All policies of insurance provided shall be issued by insurance companies licensed to do business in the State of Utah and either: (1) Rated with an A- or better rating in the most current edition of Best's Key Rating Guide—Property-Casualty United States. --OR-- (2) Listed in the United States Treasury Department's current Listing of Approved Sureties(Department Circular 570, as amended). E. Consultant shall furnish certificates of insurance, acceptable to the City, verifying the foregoing concurrent with the execution hereof and thereafter as required. F. In the event that governmental immunity limits are subsequently altered by legislation or judicial opinion, the Consultant shall be required to provide a new certificate of insurance within thirty (30) days of being notified thereof in writing by the City, certifying coverage in Page 11 of 18 compliance with the modified limits or, if no new limits are specified, in such an amount as may be acceptable to the Salt Lake City Attorney's Office. 6. Consultant shall obey all laws, ordinances, regulations and rules of the federal, state, county and municipal governments that may be applicable to its operations. Said laws include, but are not limited to, the Equal Employment Opportunity laws, the Fair Labor Standards Act, Occupational Safety&Health Administration(OSHA)laws, and the Americans with Disabilities Act (ADA). Any violation of applicable law shall constitute a breach of this Agreement and Consultant shall hold the City harmless from any and all liability arising out of, or in connection with, said violations including any attorney's fees and costs incurred by the City as a result of such violation. 7. Either party may cancel this Agreement for any reason upon giving the other party thirty(30) days prior written notice. Such notice shall be sent to the last known address of the party to be notified. 8. The City may, without prejudice to any right or remedy, and without the necessity of giving the thirty(30) day notice provided in Paragraph 7 above, terminate this Agreement for cause in the event Consultant fails to fulfill, in a timely or satisfactory manner, any of the terms and conditions set forth in this Agreement, and fails to cure any default after seven(7) days written notice from the City of such default or breach. 9. If this Agreement is canceled or terminated as provided herein, City shall pay the Consultant on the basis of actual services satisfactorily performed as calculated by the City. 10. Consultant, for itself, its successors and assigns, as part of the consideration herefore, covenants that no person, solely on the grounds of race, color, national origin, age, sex, religion or non job related disability, shall be excluded from participation in, denied the benefits of, or be otherwise subject to discrimination in the furnishing of services hereunder, unless the characteristic is a bona fide occupational qualification. 11. REPRESENTATION REGARDING ETHICAL STANDARDS FOR CITY OFFICERS AND EMPLOYEES AND FORMER CITY OFFICERS AND EMPLOYEES. Consultant represents that it has not: (1)provided an illegal gift or payoff to a City officer or employee or former City officer or employee, or his or her relative or business entity; (2)retained any person to solicit or secure this contract upon an agreement or understanding for a commission, percentage, brokerage or contingent fee, other than bona fide employees or bona fide commercial selling agencies for the purpose of securing business; (3) knowingly breached any of the ethical standards set forth in the City's conflict of interest ordinance, Chapter 2.44, Salt Lake City Code; or(4)knowingly influenced, and hereby promises that it will not knowingly influence, a City officer or employee or former City officer or employee to breach any of the ethical standards set forth in the City's conflict of interest ordinance, Chapter 2.44, Salt Lake City Code. 12. Consultant shall not publicize or refer to the 2002 Winter Olympic Games, the year 2002 or Salt Lake City in an Olympic context, or imply any connection between itself and the Olympic Games, in any advertising, marketing and other materials. Page 12 of 18 13. Consultant is not an employee of the City for any purpose whatsoever. The Consultant is an independent Consultant at all times during the performance of the services specified herein. 14. All notices shall be directed to the following addresses: City: Salt Lake City Corporation City Council Office 451 S State Street, Room 30 Salt Lake City, Utah 84111 Consultant: 0 15. This Agreement shall not be assigned by either party without the prior written consent of the other party. 16. Consultant's obligations are solely to the City and the City's obligations are solely to Consultant. This Agreement shall confer no third party rights whatsoever. 17. This Agreement embodies the entire Agreement between the parties and shall not be altered except in writing signed by both an authorized representative of Consultant and by the City's Mayor or Mayor's designee. The terms of this Agreement shall supersede any additional or conflicting terms or provisions that may be set forth or printed on Consultant's work plans, cost estimate forms, receiving tickets, invoices, or any other related standard forms or documents of Consultant that may subsequently be used to implement, record, or invoice services hereunder from time to time, even if such standard forms or documents have been signed or initialed by a City representative. The intent of the parties is that the terms of this Agreement shall prevail in any dispute between the terms of this Agreement and the terms printed on any such standard forms or documents, and such standard forms or documents shall not be considered written amendments of this Agreement. 18. This Agreement shall be enforced in and governed by the laws of the State of Utah. Page 13 of 18 IN WITNESS WHEREOF, the parties hereto have affixed their hands and seals the day and year first above written. SALT LAKE CITY CORPORATION By Title ATTEST AND COUNTERSIGN: Deputy City Recorder Date APPROVED AS TO FORM: Salt Lake City Attorney's Office Date 0 By Title ACKNOWLEDGMENT STATE OF UTAH ) :ss County of ) The foregoing agreement was acknowledged before me this day of , 200_, by , the (Name of person signing Agreement) of 0, a(state) (type of entity). (Title of person signing Agreement) NOTARY PUBLIC, residing in County My Commission Expires: Page 14 of 18 CONTRACT NO. 19-1-04-0225 EXHIBIT "A" SCOPE OF WORK SPECIAL AUDIT SERVICES I. GENERAL A. Consultant, if doing business under an assumed name, i.e. an Individual, Association, Partnership, Corporation, or otherwise, shall be registered with the Utah State Division of Corporations and Commercial Code. NOTE: Forms and information on how to get registered may be obtained by calling (801) 530-4849 or by accessing www.commerce.state.ut.us B. Consultant shall assume full responsibility for damage to City property caused by Consultant's employees or equipment as determined by designated City personnel. C. Consultant shall be solely responsible for the safety of Consultant's employees and others relative to Consultant's work, work procedures, material, equipment, transportation, signage and related activities and equipment. D. Consultant shall possess and keep in force all licenses, business permits and other permits required to perform the services of this Agreement. E. No guarantee of the actual service requirement is implied or expressed by this Agreement. Service requirements shall be determined by actual need. F. This is a non-exclusive agreement. The City may now or hereafter enter into agreements with other Consultants to provide special audit services. City employees may elect to place orders with one or more Consultants under agreement with selection made on the basis of price, location, hours of operation, and/or availability of needed services. 11. RESPONSIBILITIES OF THE CONSULTANT The responsibilities of the Consultant include, but shall not be limited to, the following. A. When requested, submit a one to two-page letter outlining how the firm would approach a particular topic being considered for audit and the fee the firm would charge for the project. Any costs associated with preparing these letters will be at the firm's expense and will not be reimbursed by the City Council Office. B. Conduct management and operational reviews as requested by the City Council. Requests will be in writing from the Chair of the City Council. The written request will outline the scope and objective of the review and authorized maximum fee amount. Page 15 of 18 C. In order to determine best practices for each audit assignment, Consultant shall compare Salt Lake City's program or function to at least 10 similar cities. D. Meet with the Council's audit subcommittee periodically to review audit progress or to discuss draft audit reports. E. Do not exceed the authorized maximum fee amounts for any individual audit assignment unless written authorization from the Council Chair expands the scope of work and authorizes additional fees. III. DELIVERABLES Consultant shall provide the City with the following: A. Provide draft audit reports to the City managers responsible for the program audited and to the Council's audit subcommittee. Attend meetings of the Council's audit subcommittee when audit reports are discussed to make short oral presentations or respond the committee members' questions. B. Twenty-five(25) copies of final audit reports. C. Each audit report shall include an executive summary, background, observations, recommendations, and management's response unless management declines to provide a written response. D. Consultant shall meet with the City Council to present each audit report. E. If authorized in writing by the Council Chair, Consultant shall give duly authorized representatives of the City access to, and the right to examine, any notes, working papers, statements and other documentation prepared in connection with Consultant's performance. Work papers shall be retained for a period of three years after the completion of the audit. IV. DISCLOSURE OF CITY RECORDS Since the City shall own the audit reports generated by the Consultant pursuant to this Agreement, the Consultant agrees that it shall not, without written approval by the City, disclose publicly said reports. Consultant understands that the information obtained in the performance of this Agreement is confidential and may be shared with employees of the City or others only on a need to know basis. V. PRODUCTS/SERVICES FOR OTHER CITY DEPARTMENTS With the written approval of the City Council Division the Consultant may respond to calls from other City departments to provide the specified services. All services shall be provided at the rates stated in Exhibit `B". Invoices shall be sent directly to the department originating the request. Page 16 of 18 CONTRACT NO. 19-1-04-0225 EXHIBIT "B" PRICE SCHEDULE SPECIAL AUDIT SERVICES GENERAL A. Prices stated include all costs associated with the performance of the services specified, including materials, supervision, labor, transportation, delivery, and related costs. No other charges shall be allowed. B. City is exempt from sales, use and federal excise taxes on these products and/or services. Exemption certificates shall be furnished upon request. C. Prices and/or discounts stated shall be firm for the initial 2-year term of this Agreement. Requests for price adjustment thereafter shall follow requirements specified in Paragraph III, Option Renewal Period Price Adjustment. II. PRICING FEES A. Hourly billing rates for each individual to be assigned by name or by job classification (such as partner, manager, senior associate, associate, administrative): Title or Name Hourly Rate III. OPTION RENEWAL PERIOD PRICE ADJUSTMENT. Prices stated are firm for the initial 2-year term of this Agreement. If this Agreement is extended for additional option periods price adjustments may be made, however, any request for price adjustment shall be made prior to the beginning date of the contract option renewal. Consultant shall calculate and make a request of the City that the prices for the next renewal year be increased by the lesser of three percent (3%), or the same percentage increase, if any, in the latest published Consumer Price Index, All Urban Consumers (CPI-U), "US City Average" published by the Bureau of Labor Statistics of the US Federal Government. If publication of Page 17 of 18 said CPI index should cease, such percentage increase shall be determined by reference to a similar index, or as agreed upon by the parties. IV. INVOICING AND PAYMENT • City shall make payment to Consultant for all services performed by Consultant pursuant to this Agreement. Consultant shall submit a written invoice, in duplicate, for services rendered and City shall pay the invoiced fee within thirty(30) days after receipt of the invoice by City. Invoices shall be submitted to: Salt Lake City Corporation City Council Office 451 S State Street, Room 304 Salt Lake City, Utah 84111 Page 18 of 18 REQUEST FOR PROPOSAL TO PROVIDE MANAGEMENT AUDITING SERVICES 1. REQUEST FOR PROPOSAL The Redevelopment g , „f c It T k Cit ("" ") Salt Lake City Council,acting in its capacity as the Redevelopment Agency Board of Directors, is requesting proposals from qualified consultants(hereinafter same-"Consultant")for management auditing services. The Salt Lake City Council hereinafter referred to as "Board of Directors." 2. GENERAL INFORMATION ABOUT THE AGENCY. The Redevelopment Agency of Salt Lake City(Agency)was incorporated in June 10, 1969. The governing statutes for redevelopment agencies can be found in the Utah State Code, as amended, 1953, Title 17B-4, Chapter 4. The Agency currently has six active project areas located throughout the City. The project areas are primarily focused in the commercial or mixed-use districts of the City. The elected members of the Salt Lake City Council are the Board of Directors of the Agency. The Board of Directors has adopted by-laws which describe'the duties and responsibilities of the Board that are primarily policy and the designation of the Salt Lake City Mayor to act as the Chief Administrative Officer handing the day-to-day administration of the Agency. Current Agency staff consists of the following eight positions: Executive Director,Deputy Director, Senior Project Manager,two Project Coordinators, Property Manager, Office Facilitator, and Office Technician. For the past three fiscal years,the Agency's Annual Implementation Budget has ranged from$30,500,000 to $48,000,000. Approximately one-third of the Agency's budget is used to retire debt. The Redevelopment Agency of Salt Lake City exists to improve blighted areas of Salt Lake City, encourage economic development of Salt Lake City, and encourage the development of housing for low and moderate income households within Salt Lake City. Some of the tools available to the Redevelopment Agency include: • Property acquisition, clearance,re-planning, sale or redevelopment • Planning, financing and development of public improvements • Providing management support and financing for projects which will improve blighted areas • Gap financing in the form of loans, grants and equity participation to encourage private investment • Relocation assistance and business retention assistance to businesses Additional background information is available on the Internet at www.slcrda.com. 3. SCOPE OF SERVICES. The selected Consultant shall provide a written management audit reports which will provide options and recommendations to help the Agency achieve its the Agency's goals and objectives including ,the costs, benefits and risks of options to close any gap between where the Agency is and where it needs to bet and 3)-under-standing-how-the-Ageney-ean to ensure the City and its citizens are receiving good value for its investment. Specifically, we are proposing that the management audit provide information about whether or not the Agency(1) is cost effective; (2)has an effective management structure including staffing and operations when compared to other similar agencies; (3)is responsive to the needs of customers(which includes city departments and the community),management and staff,the administration, and the board; 4)is responding pro-actively and reactively to changes in those needs; and 5) is encouraging informed initiatives from staff. The management audit should identify opportunities to improve the effectiveness,efficiency and responsiveness of the staff by developing specific recommendations to increase service levels and/or operational efficiencies. The audit should also comment on the project analyses prepared by staff members compared with I other city Salt Lake City departments and best practices. The management audit should consider the following in preparing its report: • The strategic plans prepared for accomplishment of the redevelopment plans established for the project areas, general administration, and housing development. • The current organizational structur . • Human resource management including delegation and methods of assigning responsibility and accountability for accomplishing Agency goals. • The budgeting process,purchasing system, accounting systems, and cash management controls. • The Agency's statutory and legal obligations including the role of the Board and Administration in effective and efficient management. • Communications and feedback loops at all levels, including board,administration, management, staff, and customers. • A discussion of the long-term organizational structure given current statutory requirements. • Other recommendations which may come about as a result of the consultant's work. The Utah Redevelopment Agencies Act requires that project areas be created for a specific period of time known as the"sunset"provision. The report should discuss potential effects of the sunset provisions on the management structure and staffing. The Agency's Board of Directors has formed a committee to assist the Consultant in research and to provide guidance during the data gathering phase of this project. The committee is made up of representatives from the Agency's Board of Directors,the Administration,and-a member of the Redevelopment Advisory Committee, and the Audit Coordinator. The Consultant will be expected to meet with the committee from time to time to bring them up to date on the status of the audit and to use the committee as a source of information and direction. Additional services may be requested from the Consultant. As part of the Fee Proposal, Consultant shall provide hourly rates for personnel assigned to work on the Management Audit. Upon completion of the final report,the Consultant shall provide 25 copies. In-addition-to repot At the request of the Board of Directors, consultant will berequested* t presenter the results of the audit during-at-least-one public meeting to be determined by the Agency Board of Directors. 4. QUALIFICATIONS. The selected Consultant shall provide as part of its response to this Request for Proposals a statement detailing certifications and qualifications to complete the management audit as requested. 5. WRITTEN AGREEMENT REQUIRED. I The selected Consultant shall enter into a written agreement with the Agency-Board of Directors, to provide the services described in the Scope of Services. The Scope of Services may be modified by the written agreement. The form of written Consulting Services Agreement I proposed by the Agency is attached as Exhibit"A" and incorporated herein by reference. Consultants shall include as a part of their proposal a list of any changes Consultant proposes to the draft agreement. 6. TERM OF AGREEMENT. The Agreement for Consulting Services with the selected Consultant shall expire upon completion of e S r f e b o f t M h i 5,200 one year from the effective date of the agreement. 7. SCHEDULE. The selected Consultant shall complete the audit and issue a final report n or before March 14,2004. 8. FEES AND CHARGES. -Consultants shall provide ' a fee proposal in the form attached as Exhibit "B" stating the proposed fixed-not-to-exceed fee to complete the Scope of Services. 9. CONTENT OF PROPOSAL. Consultants shall provide the following information in their Proposal for evaluation by the Agency Selection Committee and Board of Directors: • A list and description of projects which the Consultant has provided similar professional services; the names of the personnel of the Consultant or Consultant's proposed subconsultants who performed the work;a discussion of whether or not the projects were completed on time and within budget. • A list of the subconsultants proposed to be used by the Consultant in the performance of the services described in the Scope of Services. • Experience and past performance of the Consultant and the Consultant's proposed subconsultants relating to redevelopment agencies. • Names and qualifications(including professional training,licenses,experience,awards, etc.)of personnel of Consultant and Consultant's proposed subconsultants for the services described in the Scope of Services,the time commitments of each,the role of each in the performance of the Scope of Services. • A statement of the Consultant's proposed approach to managing the services described in the Scope of Services, including a discussion of the Consultant's schedule for the performance of services. • A not-to-exceed fee proposal, estimated total hours, and hourly rates of individuals to be assigned to the project. ., he form of Exdt"B _TheCensul t's_fee prop h n b a separate, sealed envelope. • A list of proposed changes requested by the Consultant in the proposed form of Consulting Services Agreement attached as Exhibit"A". • Such other data or information to assist the Agency Board of Directors in applying the selection criteria set forth here in below. =10. SELECTION CRITERIA AND PROCESS. An-Agency Board of Directors—appointed Selection Committee will evaluate all proposals. Proposals will be evaluated using the following selection criteria, each of which w ll he weighted eetuallY: • The extent of experience of the Consultant and the Consultant's proposed subconsultants and their personnel proposed for t e A gency's preje th to perform the type of services required and their proposed time commitments to the Agency's projects; • The degree and depth of professional qualifications of the Consultant and the Consultant's proposed subconsultants and their personnel proposed for the Agency's projects for performance of the services required and their time proposed commitments to the Agency's projects. • Experience and Ppast performance of the Consultant and the Consultant's proposed subconsultants en involving redevelopment agencies; , . ; • The Consultant's proposed approach to managing the services described in the Scope of Services and the proposed time schedule to complete the audit; Utah. • Proposed sec not-to-exceed fee and the estimated total hours:- and • Hourly rates of personnel proposed to perform the services. The Selection Committee will review each of the Consultants on the basis of the selection criteria and will select and rank up to three(3)of the top Consultants(provided that there are more than three(3)proposals that are received). The Board of Directors or a subcommittee of Members of the Board will make the final selection. , , n , 7 7 7 t,e Ag t, f _a t, _f_ 7 7 -the-Agenvf staff-has-net 7 . At any time,the Agency Board of Directors may reject all proposals. 11. SUBMISSION OF PROPOSAL AND DUE DATE. In order to be considered for award, Consultants submitting a proposal shall submit eight(8) copies of the written proposal including and-the fee proposedal to the Salt Lake City Council Offices,451 South State Street, Room 304, Salt Lake City,Utah 84111,prior to 4:30 p.m. on 2003. The written proposal and-the-fee-proposal-shall be signed in ink by an officer or employee of the Consultant authorized to bind the Consultant contractually. All proposals shall be delivered in a sealed package , ". The proposal package shall state the Consultant's name,address,and date of proposal opening and Request for Proposal title on the cover. Proposals which are not received in the Agency offices City Council Office prior to the time and date specified in this Paragraph 10 will be considered late. LATE PROPOSALS WILL NOT BE CONSIDERED FOR AWARD. 12. ORAL PRESENTATION. At the option of the Agency, Selection Committee or Board of Directors,the Consultants may be requested to meet at the Consultant's expense with the Selection Committee for an oral presentation. Proposals,however,may be accepted without oral presentations. Oral presentations. ill b h d„lea .,t the„lea ftt, c 1 t r it+ eet 13. WITHDRAWAL OF PROPOSALS. Proposals shall not be withdrawn and shall remain open for acceptance by the Agency for a period of sixty(60)days after the time and date set for the opening of proposals. 14. PUBLIC INFORMATION. Consultants are hereby advised that all proposals shall become"gene y p opeft at the time of be available to the public upon inquiry immediately following the execution of a Consulting Services Agreement between. the Age ra c71 r 1t ant. 15. PROPOSAL COORDINATOR/ADDENDA. The coordinator for this project will be Gary Mumford, Salt Lake City Council Office,telephone (801) 535-6165. Questions concerning the Scope of Service or the meaning or intent of this Request for Proposal shall be directed to Mr. Mumford. The answer to any such request shall not be relied upon unless in writing. Written clarification to this Request for Proposal shall be in the form of written Addenda. Copies of any such written Addenda issued by the Agency shall be available for review by any interested party at the Agency's offices City Council Office prior to the submission date. 16. RIGHT TO REJECT/WAIVE INFORMALITY OR IRREGULARITY. The Agency Board of Directors, reserves the right to reject any and all proposals and to waive any informality or irregularity in proposals received, in the interests of the Agency._ a C ' ', '�{E, ®' ALISON WEYHER � P�- .. I„ "+► .s ,. R O S S C. "ROCKY" A N D E R S O N DIRECTOR COMMUNITY AND ECONOMIC DEVELOPMENT MAYOR COUNCIL TRANSMITTAL TO: Rocky Fluhart, hief Administrative Officer Date: August 18, 2003 FROM: Alison Weyher RE: Quarterly Housing Report for Fiscal Year 2002-03 (Fourth Quarter) STAFF CONTACT: LuAnn Clark, 535-6136 DOCUMENT TYPE: Written briefing DISCUSSION: The City Council has requested a quarterly housing report from the Community and Economic Development Department. The following information has been included in the report: • Loans for first time homebuyers, single-family rehabilitation and multi-family rehabilitation are reported separately • List of the funding sources with the dollar amount spent for the fiscal year • Status of currently funded projects • Building Permit Activity Report including demolition permits reported by structure and the number of units • Housing Starts by District • Boarded Building Activity and Boarded houses or apaittiients listed by Council District • Housing Trust Fund ledger • Residential Subdivision and Condominium Approvals and Activity Reports • Housing Economic Update • Salt Lake City Housing and Neighborhood Development Quarterly Report • Community Development Corporation Quarterly Report • Neighborhood Housing Services Quarterly Report • Semi-Annual Multi-Family Housing Report 451 SOUTH STATE STREET, ROOM 404, SALT LAKE CITY, UTAH B41 1 1 TELEPHONE: SO1-S35-5230 FAX: S01-535-6005 aEY F a.ae HOUSING QUARTERLY ACTIVITY REPORT April 1, 2003-June 30, 2003 Fourth Quarter The First Time Homebuyer Program, which utilizes HOME, CDBG, Renter Rehab, Housing Trust Fund,Utah State Funding and Bank Partners funding that includes Multi-Bank Pool and Wells Fargo Bank,has placed 243 families into their first home. This fiscal year, twenty-eight homes have been rehabilitated and two newly constructed. At the end of this quarter, five First Time Homebuyer homes are in the process of rehabilitation, ten families were placed in new homes, and four additional homes are ready for sale. Construction has begun on the nine homes on Pugsley Street and the project is proceeding well. First Time Home Buyer Loans Fiscal YTD 4th Quarter Loans Closed 30 10 Dollar Amount $3,595,507.00 $ 1,279,835.00 Average Per Loan $ 119,850.23 $ 127,983.50 The Housing Rehabilitation Program has completed 40 projects with 134 units this fiscal year. Staff also proved technical assistance on six units, a$186,940 value,making the total number of units rehabbed, 140. During the 4th quarter, Staff closed 9 projects with 10 units. Single Family Rehabilitation Projects Fiscal YTD 4th Quarter Loans Closed 36 8 Dollar Amount $ 530,710.00 $ 62,210.00 Change Orders $ 1,850.00 $ 0.00 Average Per Loan $ 14,793.33 $ 7,776.25 Multi-Family Rehabilitation Projects Fiscal YTD 4th Quarter Loans Closed 3 1* Dollar Amount $ 175,213.00 $ 29,529.00* Average Per Loan $ 58,404.33 $ 29,529.00 Number of Units 98 2 Average Per Unit $ 1,787.89 $ 14,764.50 In addition, 3 units are currently approved and waiting for the contractor to begin. * Does not include a three unit project being completed utilizing$150,000 from RDA West Capitol Hill funds. Direct Mail Outreach Date of Mailing Number Area April 8,2003 252 200 South to 1000 North, 700 West to Redwood Rd. April 10,2003 772 200 South to 1000 North, 700 West to Redwood Rd. Total Mailed 1,024 The list below reflects both the amount and percent of total dollars spent from each funding source. FUNDING SOURCES Fiscal YTD % OF 4th Quarter % OF 7/01/02—6/30/03 FUNDS 4/01/03-6/30/03 FUNDS Community Development $ 1,275,208.00 29.6% $ 86,360.00 6.3% Block Grant Rental Rehab Funds $ 28,400.00 0.7% $ 0.00 0.00% Personal Contributions $ 81,624.00 1.9% $ 15,429.00 1.1% Private Funding Sources $ 1,670,259.00 38.8% $ 586,214.00 42.7% Home $ 1,180,809.00 27.5% $ 634,891.00 46.3% River Park $ 18,300.00 0.4% $ 0.00 0.00% Other $ 48,680.00 1.1% $ 48,680.00 3.6% TOTAL $ 4,303,280.00 100% $ 1,371,574.00 100% CDBG funds include $67,733.00 in lead grants for this fiscal year. Volume continues to be weak in both the rehab and first time homebuyer programs due to the broad based weakness in the national economy. Clients are living a marginal financial existence and many are reluctant to incur additional debt during uncertain times. This year, the application window for the first time home buyer program has been left open on an on-going basis. Staff has provided program information to an additional 60 church groups, a display at the Care Fair and at the Greenbacks Conference for Single Women. In addition, outreach efforts now include follow up of applications that have been requested by individuals. Mailing outreach has generated nearly 40 potential projects and the Housing Division continues to receive a few applications per month. STATUS OF CURRENTLY FUNDED PROJECTS: Pugsley West and Pugsley North Subdivision The Pugsley West and North Subdivisions, located at approximately 400 West, 500- 600 North,was bid on August 9, 2002 for development of 9 single-family homes. Of these nine, four will be sold to First Time Homebuyers. Housing and Neighborhood Development finalized the land acquisition from the Salt Lake City Redevelopment Agency in December and construction has begun. The homes located on Lots 3, 4 and 5 are nearing completion and have had carpet installed. It is anticipated that the entire project will be complete by late August. This is a joint venture between the City and Neighborhood Housing Services. The Sherwood Place Subdivision has been bid and construction will begin in early spring or summer after Pugsley is completed. Property continues to be monitored for cleanliness and security. The Phoenix Circle Subdivision status remains unchanged. BUILDING PERMIT ACTIVITY REPORT BUILDING PERMIT ACTIVITY FOR FOURTH QUARTER April 1, 2003 —June 30, 2003 Fourth Quarter APRIL No. of Units Permits Issued* Single Family Dwellings 9 9 Manufactured Homes 1 1 Apartments 25 1 Total New Construction 35 11 Additions, Alterations and Repairs 495 149 Total Residential Construction 530 160 Demolition Permits Single Family Dwelling 4 4 MAY No. of Units Permit Issued* Single Family Dwellings 3 3 Manufactured Homes 1 1 Total New Construction 4 4 Additions, Alterations and Repairs 235 149 Total Residential Construction 239 153 Demolition Permits Single Family 4 4 JUNE No. of Units Permits Issued* Single Family Dwellings 3 3 Manufactured Home 3 3 Total New Construction 6 6 Additions, Alterations and Repairs 143 143 Total Residential Construction 149 149 Demolition Permits Single Family Dwellings 3 3 *Permits Issued Category is the number of permits issued to a contractor or sub contractor for plumbing, electrical,mechanical, etc. permits. The Building Services and Licensing Division has provided all building permit information. 4th Quarter Housing Starts -April 1, 2003 to June 30, 2003 Council Issue House Direction Street Suffice Building Type District Date District 1 4/2/2003 1872 N MORTON DR 1 FAMILY RESIDENT 4/2/2003 1965 W BLACK ANGUS DR 1 FAMILY RESIDENT 4/2/2003 1892 N CORRAL LN 1 FAMILY RESIDENT 4/4/2003 1149 N TWICKENHAM DR 1 FAMILY RESIDENT 4/2/2003 1929 N CORRAL LN 1 FAMILY RESIDENT 6/25/2003 1912 N BRANDING CIR 1 FAMILY RESIDENT 4/15/2003 1789 N STALLION LN 1 FAMILY RESIDENT 6/16/2003 1741 N EARNSHAW LN 1 FAMILY RESIDENT 5/8/2003 511 N PUGSLEY ST 1 FAMILY RESIDENT 5/8/2003 521 N PUGSLEY ST 1 FAMILY RESIDENT 5/7/2003 558 N 800 W PRE-MFG HOME District 2 4/17/2003 1612 W MARSHALL AVE 1 FAMILY RESIDENT 4/11/2003 1115 W MEAD AVE 1 FAMILY RESIDENT 6/5/2003 545 S 1000 W PRE-MFG HOME 4/28/2003 1026 W EUCLID AVE 1 FAMILY RESIDENT 4/3/2003 426 S 1000 W 1 FAMILY RESIDENT 4/14/2003 925 S 200 W APARTMENT (25 Units) 6/2/2003 1369 S 1100 W 1 FAMILY RESIDENT 6/30/2003 1545 S NATURA ST PRE-MFG HOME District 6 4/18/2003 1963 E MICHIGAN AVE 1 FAMILY RESIDENT District 7 6/12/2003 2343 S DALLIN ST 1 FAMILY RESIDENT 5/29/2003 2312 S PARK ST 1 FAMILY RESIDENT Information Provided by the Building Services and Licensing Division BOARDED BUILDING ACTIVITY BY DISTRICT LIST BOARDED BUILDING ACTIVITY March 31, 2003 —June 30, 2003 Fourth Quarter Existing Boarded Building as of March 31, 2003 88 Demolition (3) Remodeled/Rehabilitated (9) New Buildings Boarded 11 Total Boarded Buildings 87 Vacant/Secure Buildings as of June 30, 2003* 22 Vacant/Secure Buildings as of March 31, 2003* 14 *Vacant properties where complaints or activities have required the staff to monitor but not board. CLOSED/BOARDED HOUSES/APARTMENTS IN SALT LAKE CITY by CITY COUNCIL DISTRICT 7/17/2003 District#1 Address Sidwell No. Owner Owner's Address Boarded* Comments 578 N. Redwood Rd. 08-34-202-12 Alan T. Parsons 724 South 300 East Oct-99 listed for sale by owner 1898 North 2200 West 08-21-276-001 Cottonwood Airport Center LC 2855 Cottonwood parkway#5€ 1-Jun Vacant/Secure c/o Cottonwood Realty Service Salt Lake City, Ut 84121 1862 North 2200 West 08-21-276-002 Cottonwood Airport Center LC 2855 Cottonwood Parkway#5( 1-Jun Vacant/Secure c/o Cottnwood Realty Service Salt Lake City, UT 84121 1822 North 2200 West 08-21-276-005 Cottonwood Airport Center LC 2855 Cottonwood Parkway#5( 1-Jun Vacant Secure c/o Cottonwood Realty Service Salt Lake City, Utah 84121 1210 W. 1000 North 08-26-154-022 Esteban Lopez&S. Martinez 1210 W. 1000 North 2-Aug Secured 8/02 SLC, Utah 84116 451 No. Morton Dr. 08-34-151-009 Beneficial Mortg. Co. of Utah 931 Corporate Center Dr. 9/30/2002 2 Rear windows %Wholesale REO Dept. Pomona Ca. 91768 730 W. Jackson Ave 08-35-476-024 Tim Linford C/O 780 W.Jackson Ave. 11/27/2002 front door unit#4 Jesse W. Davis SLC Ut 84116-334580 forclosure 1769 West Miami Cir 08-22-381-065 Aimee N. &Vincent Fitches 6938 S. Well Spring Rd. #81 Midvale, Utah 84047 rear/side door unsecure 626 N. 1400 W. 08-34-227-007 Catherine Hildebrand 3922 S. Bobolink St. 3-Mar new Murray, Utah 84123 1465 N. Mandalay Rd 08-22-354-024 Maria F. Rodriguez 1465 N Mandalay Rd#B Salt Lake City, Utah 84116 Fire damage 1140 North Garnette St 08-27-204-021 Alfonso Razao 438 South 1000 West NEW Socorro Derazo Salt Lake City, Utah 84104 175 West 400 North 08-36-282-010 Donise Davidson 679 East 200 south New Partially boarded Salt Lake City, UT 84102 secure 938 West Autumn Ave 08-26-456-018 Maria Rodriguez 10624 Downey Norwalk Rd Vacant/secure Manuel Ramirez Norwalk, CA 90650 CLOSED/BOARDED HOUSES/APARTMENTS IN SALT LAKE CITY by CITY COUNCIL DISTRICT 7/17/2003 District#2 Address Bidwell No. Owner Owner's Address Boarded* Comments 632 S. Glendale St. 15-02-383-013 Carl W. Barney, Jr. 2837 E. 100 North PRE 1986 Active Bldg. Permits Layton, UT 84047 17 South 800 West 15-02-227-004 Sundowners Motorcycle CI P.O. Box 511062 Jun-99 Closed to Occupancy Salt Lake City, Utah 84151 by FBI, Secured by incedent response 624 South 900 West 15-02-455-017 Ronald&Courtney 861 East 800 South Jan-00 Closed to Occ.by Lindsey Salt Lake City, ut 84102 health dept. 512 South 900 West 15-02-452-041 Real Property Inv. 512 S 900 W Jul-00 New owner rehab w/permits. 15-02-452-042 Real Property Inv. 512 S. 900 W. 5/03 1638 West Dalton Ave 15-10-401-004 Jon T Bugger 30 N 200 E 1-Jun Boarded, posted Centerville, Utah 84014 922 W. 400 So. 15-02-402-017 GMAC Mort. Corp. 500 Enterprise Rd. #150 1-Nov Forclosure Horsham PA, 19044 Boarded 1044 West 200 South 15-02-178-020 Latter Day Saints Church of Christ Mar-99 PTB Exp. 3/17/2001 P.O. Box 65644 SLC, Utah 84165 956 W. 200 South 15-02-251-023 Premier Roofing 1183 W 900 S Spring 1997 BOA denied SLC, UT 84104-2043 commercial use 1244 So. Emery 16-06-403-016 Lorraine Peoples 2906 82nd Ave 8/29/2002 Boarded by Defa Oakland, CA 94605 1076 So. Concord 15-11-302-030 Fairbanks Capital Corp. 338 S.Warminster Rd 9/10/2002 Boarded by Defa Hatboro, PA 19040 1935 So. Fremont Ave 15-16-452-005 Bandaloops, LLC 51 East 400 South 5/7/2002 Commercial Vasillios Priskos SLC, UT 84111 48 N. 1000 W. 08-35-455-005 DE Management 4526 S Jupiter Dr. CTO by Health Dept. SLC, Ut 84124 work without permits 1221 W. Indiana Ave. 15-11-152-004 Martin S. Montelongo 1221 W. Indiana Ave 11/27/2002 secured by slc Tomas G. Sisneros SLC, Ut 84104 owner loc. Unknown 749 So. Prospect St. 15-10-203-001 Garth C. &Oral M & 1071 No. Redwood Rd. 11/7/2002 Boarded w/o permits Garth W. North SLC, Ut 84116 776 W. 100 So. 15-02-230-007 Louis G. Ramano 742 No. American Beauty Dr. new Boarded by SLC Salt Lake City, Utah 84116 Def. List created 7/03 1207 W. 300 So. 15-02-158-006 HUD%Wells Fargo 633 17th Street 3-Jan one window, vacant/ Denver, Co. 80202 secure 1274 W. California Ave 15-11-353-012 Universal Mortgage Co. 744 N. 4th Street 3-Jan Boarded by SLC Milwakee, WI 532032106 1135 W. Arapahoe. Av(15-11-126-010 Jose L Lemus 1135 W. Arapahoe Ave. 3-Mar Boarded by SLC Salt Lake City, Ut 84104 location of owner unkown 1195 So. 900 W. 15-11-455-014 David G. & Ruby Nelson 1195 S 900 W 3-Mar Boarded by SLC Salt Lake City, Utah 84104 location of owner unkown 1117 So. 800 W. 15-11-429-010 Federal National Mortg. 9451 Corbin Ave. Vacant/Secure Assoc%Washington Northridge, CA 91328 new owner Mutual Bank 776 West 500 North 08-35-228-020 Hipolito Valenzuela 776 West 500 North New Partially boarded Christina Ortiz 445 North 700 West 08-35-277-017 Deutsche Bank Trust 9275 Sky Park Court 3rd floor Vacant/secure Company Americas San Diego, CA 92123 1118 South 700 West 15-11-428-040 Estella& Danny Reed 1118 South 700 West New Fire Damage/secure Salt Lake City, UT 84104 1195 South 900 West 15-11-455-014 David& Ruby Nelson 1195 South 900 West vacant&secure Salt Lake City, Ut 84104 1436 South 1300 West 15-14-105-012 Edward & Kapiolani 1436 South 1300 West Vacant/secure Vehikite Salt Lake City, UT 84104 877 West 300 South 15-02-258-001 Henele V. Maile P 0 Box 341 New Laie, HI 96762 1321 West 400 South 15-02-303-002 Leopoldo Meza-Robles 1321 West 400 South Vacant/unsecure Salt Lake City, UT 84104 998 West Colmar Ave 15-14-404-011 BPA Enterprises LLC 998 West Colmar Ave Salt Lake City, UT 84104 (Boarded by owner) 322 South Concord St 15-02-301-010 David A. Davis 1892 Ford Road Vacant/secure Delware, Ohio 42015 (Stay of Boarding) 1046 South Emery St 15-11-304-026 Chase Mortgage Company 3415 Vision Drive Vacant/Unsecure Columbus, Ohio 43219 974 West Euclid Ave 15-02-203-013 Bill Parsons 1054 West Tally Ho Street vacant/secure Salt Lake City, Ut 84116 CLOSED/BOARDED HOUSES/APARTMENTS IN SALT LAKE CITY by CITY COUNCIL DISTRICT 7/17/2003 District#3 Address Bidwell No. Owner Owner's Address Boarded* Comments 515 N. Arctic Ct. 08-36-205-027 RDA of SLC%Jones Wa 170 South Main Street Mar-98 PTB exp 05/02 Holbrook& MCDO SLC,UT 84101 322 S 1100 E 16-05-402-026 Paul Schaaf 1140 E Harrison Ave. 1-Sep Stay Granted Salt Lake City, Ut 84105 Going to B.O.A. 362 N Edmonds PI 08-36-154-034 Edward&Tonya Hayes 351 East 6310 South Mar-00 Boarded 3/00 NO ptb Salt Lake City, Utah 84107 574 North 300 West 08-36-205-001 RDA of Salt Lake City 451 South State St. #418 1-Jan Boarded Commercial Salt Lake City, Utah 84111 PTB expires 5/02 271 West 600 North 08-36-205-010 RDA of Salt Lake City 451 South State St. #418 Boarded Single Family Salt Lake City, Utah 84111 1-Jan PTB expires 5/02 527 N. 300 W. 08-36-204-028 Redevelopent Agency of 451 South State St. Rm 418 Feb-00 Permit expires 5/02 Salt Lake Salt Lake City, Utah 84111 344 W. 600 North 08-36-127-012 Brite Investments 140 E. Pioneer Ave. Sping 1996 no permit Sandy, UT 84070-1031 554-56 N 300 W 08-36-205-005 Redevelopment Agency 451 South State St. Rm 415 Mar-98 permit expires 5/02 SLC,UT 84101 621 W. 200 No. 08-36-351-030 Nathan Kenison 621 W 200 No new case Bankrupsty Salt Lake City, Ut 625 W. 200 No. 08-36-351-029 Nathan Kenison 621 W 200 No new case Bankrupsty Salt Lake City, Ut 633-35 W. 200 No. 08-36-351-028 Nathan Kenison 621 W 200 No new case Bankrupsty Salt Lake City, Ut 544 W. 400 No. 08-36-152-041 Dorris M. Beckstead HC 64 PO Box 155-6 12/11/2002 For Sale, Stay 3/03 Dorris M. Rushton Duchesne, Utah 84021 218 East 1st Ave 09-31-383-005 Manufactures and One M&T Plaza 5/15/2003 emergency board Traders Trust Co. Buffalo, New York forclosure 405 East 3rd Avenue 09-31-439-017 Charles&Mary Sorensen 3144 E Danish Road New Case Vacant/secure and _ unboarded- monitor 562 North 400 West 08-36-129-004 Mortgage Electronic 8120 Nations Way#100 Ready for follow-up Registration Sys. Inc Jacksonville,FL 32256 (Unsecure) CLOSED/BOARDED HOUSES/APARTMENTS IN SALT LAKE CITY by CITY COUNCIL DISTRICT 7/17/2003 District 4 Address Sidwell No. Owner Owner's Address Boarded* Comments 455 E. Sego Ave. 16-06-326-011 Richard K.Thomas 167 W. 1300 North 1992 PTB Expires (801)773-4082 Sunset, UT 84015 26-Aug 2003 46 S. 700 East 16-05-353-007 Julie A. Imaizumi and 780 E. Northcliffe Dr. Sping 1997 Permit expires John K. Williams-560-8957 SLC, UT 84103-3339 Jul-01 634 South 700 East 16-06-283-008 Martha Daniels 1960 South 400 East Apr-99 No Permit C/O Janice Durham SLC, Utah 84115 558 E. 300 South 16-05-154-003 Winthrop Court LC 860 East 4500 South #303 PRE 1992 Demo application SLC, UT 84102 Hist. Approval 666 East 300 South 16-06-454-019 William Bleazard 329 S. Vincent Court PRE 1998 Stay 9/03 359-6553 SLC UT, 84102-2109 Deceased 427 E. 600 South 16-06-477-027 LDS Church 363-9031 50 E. North Temple St. PRE 1992 PTB Exp 3/21/03 SLC, UT 84104 573 E. 600 South 16-05-353-001 Patsy V. Kuronya 788 E. Shiloh Way PRE 1990 PTB Exp 10/23/03 288-2033 Murray, UT 84107-7654 652 E. 600 South 16-07-276-028 M.S. Management Assoc 367 Trolley Square PRE 1990 Exp, 10/09/02 521-9877 SLC UT, 84102 501 E 900 South 16-08-101-006 Rentco PO BOX 57218 Spring 1997 PTB Exp 3/01/03 Murray, UT 84157-0218 334 S. 600 E 16-05-478-018 Winthrop Court 860 East 4500 South #303 Oct-98 Applying for Demo SLC, UT 84102 App by Hist. 50 S 700 E Julie A. Imaizumi & 780 E. North Cliff Drive May-89 PTB Exp 7/01 John K. Williams SLC, Utah 84103-333980 326 South 600 East 16-06-427-036 Winthrop Court, LC 860 East 4500 South #303 May-99 Demo App. By Historic SLC, UT 84102 346 East 600 South 16-06-457-001 Clinton Chealey PO Box 1150 Feb-00 Living in trailer in front Grantsville, Utah 84029 yard, closed to Occ. Seeking judgement 559 East 800 South 16-07-231-034 Dora Gutierrez 418 N. 1400 W. Oct-00 Working w/rehab Salt Lake City, Utah 84116 Specialist 632 S 700 E rear 16-05-353-014 TS1 Partnership LTD PO Box 6120 1-Aug Permit Exp 10/9/02 C/O Simon Property Tax Indianapolis In,462066 Dept. 40 S 700 E. rear 16-05-101-004 Audie Leventhal 1519 So. Devenshire Dr. 1-Sep Application for Stay Salt Lake City, Utah 84108 to correct HAAB Def. 822 So 500 E 16-07-253-029 Alzora Paros 822 So. 500 E. 1-Oct Closed to Occ. Salt Lake City. Ut. 84102 Structural Problems 851 So. Edison St. 16-07-176-012 Bank One National Assoc. 12650 Ingenuity Dr. 1-Nov New owner 11/08/02 %OCWEN Fed. Bank Orlando, Fl. 7281165 138 East 800 South 16-07-152-016 Jason Roundy 369 East 900 South#320 Oct-98 Fire in Single Family Salt Lake City, Ut 84111 W/rehab permits Paul&Carol Rubey 444 E. 12300 South#102 Illegal units in rear Draper, Ut 84020 req. demo or reconversion 179 West 500 South 15-01-476-001 Phillips Petrolium Co. PO Box 358 Jul-99 c/o PTR&C Borger,Texas 79008 442 West 300 South 15-01-179-011 Kantun, LLC 235 N. Eastcapitol Blvd Winter 1997 Stay of Boarding SLC, Utah 84103 942-44 E. 200 South 16-05-181-008 John Diamond& 66 No. Wolcott St. 2-Jul Stay, subdivision Lee Phillips-Diamond Salt Lake City, Utah new buisiness 836 E. 600 So. 16-05-380-014 Caron S. Kaptyn 1302 So. State St. vacant/secure Salt Lake City, Utah 84115 Closed to Occupancy 167 E. Hampton Ave. 16-07-311-031 Cendant Mortgage Service 4001 Lendenhall Road Vacant/Secure Mt. Laurel, NJ 08054 143 So. 800 East 16-05-161-002 Gioconda& Luigi 143 So. 800 E. new, partial boarded Capitolo SLC, Ut 84102 CLOSED/BOARDED HOUSES/APARTMENTS IN SALT LAKE CITY by CITY COUNCIL DISTRICT 7/17/2003 District#5 Address Sidwell No. Owner Owner's Address Boarded* Comments 1856 South Edison St. 16-18-308-011 Douglas C. Bott 1863 S. State St. 1996 permit exp. 11/30/2003 486-1691 SLC, UT 84115-2075 420 E. Redondo Ave. 16-18-460-004 FirmLand Investment, Inc. 425 E. 2100 South 1990 PTB exp 3/01 SLC, UT 84115-2237 1247 S 1100 E. 16-08-477-064 Liberty Heights Properties PO Box 521494 Aug-00 vacant/secure Salt Lake City, Utah 915-17 So Jefferson St 15-12-279-004 Greg Anderson 958 South Washington Ste 6/4/1999 No Permit to board Salt Lake City, Utah 84101 1144 S Foulger St 16-07-351-001 Marina Rendon 3220 Darwin Ave. Jul-99 Vacant/Secure Los Angeles, CA 90031 1145 S Foulger St 16-07-305-015 ,Marina Rendon 3220 Darwin Ave Jul-99 Vacant/Secure Los Angeles, Ca 90031 951 So.Washington St 15-12-258-012 Foianini Properties LC 2551 So. Lake St. 4/18/2002 Looking into Demo. Salt Lake City, Utah 84106 938 South Washinton St.15-12-257-018 Pearl Toki c/o Sione Toki 938 South Washington St. Oct-00 Closed by Health Dept. _ Salt Lake City, Utah 84101 Owner unknown locat. _ 1380 S.W.Temple St 15-13-227-006 SNT Enterprises 1370 South West Temple E. 1-Jun c/o Sattar N Tabriz Salt Lake City, Utah 84115 Application For Demo Conditional use 950 So. 200 W Gary Nordhoff& 437 N. Center Street 4/22/2002 Pre- Demo Gregory Hughes SLC, Ut 84103 1185 So State St. 16-07-356-017 Uptown Motel&Apts. 1509 So. 1185 E. 9/23/2002 Fire damage to one unit Ogden, Ut 84404 secured 1169 So State St. 16-97-356-002 Holy Trinity Greek 279 So. 300 W. 9/23/2002 Fire Damage to rear Orthodox Church SLC, Ut 84101 Portion. Ins inv. Fire 1117 So. 800 W. 15-11-429-010 Randy N. Roundy PO Box 7164 new Banrupsty Magna, Ut 84044 114 E. Hampton Ave. 1607-312-004 Mortgage Electronic 38 Fountain Square Plaza 11/27/2002 secured by SLC Registration Systems Inc. Cincinnati, OH 45263 119 E. Hampton Ave. 16-07-311-021 National Mortgage Corp. 12650 Ingenuity Drive 12/19/2002 forclosure c/o OCWEN Fed. Bank Orlando Fl. 32826 Butch Dailey, contact 171-73 E. Kensington 16-18-130-024 Justin Larsen 171 E. Kensington Ave. 11/27/2002 secured by SLC SLC, Ut 841 1 5-1 62871 129 W. Mead Ave. 15-12-427-003 Washington Mutual Bank, FA 9451 Corbin Ave. new Bankruptsy Attn: Bankruptsy Forclosure Northridge, Ca 91324 1163 So. West Temple:15-12-431-008 David R. & Deanna M. PO Box 25670 new garage Williams Honolulu, HI 96825 1521 So. West Temple 15-13-277-002 Charles G. Wright 41 W. Van Buren Ave. 8/2/2002 Stay,for interior repairs new owner 634 East 1700 South 16-18-430-006 Clint Johnson 634 East 1700 South vacant secure Salt Lake City, Utah expired building permits 4-5 units 35 East Redondo Ave. 16-18-353-018 Katheryn J. Price 4848 So. Highland Dr. Vacant/Secure Salt Lake City, Utah 84117 1886 So. 200 E. 16-18-333-017 Robert Melkumov 56 White Hall Dr. Vacant/Secure Palm Coast, FL 32164 1321 South 500 East 16-07-478-015E Jayson &Christy Crutchfield 6362 S Box Wood Rd Nov. 2002 Partially boarded Salt Lake City, Ut 84121 1494 South Edison St 16-106-015 Carolina Sanchez 1494 South Edison Street Vacant/Secure Maria Ayala Salt Lake City, Ut 84115 CLOSED/BOARDED HOUSES/APARTMENTS IN SALT LAKE CITY by CITY COUNCIL DISTRICT 7/17/2003 District#6 Address Sidwell No. Owner Owner's Address Boarded* Comments CLOSED/BOARDED HOUSES/APARTMENTS IN SALT LAKE CITY by CITY COUNCIL DISTRICT 7/17/2003 District#7 Address Sidwell No. Owner Owner's Address Boarded* Comments PLANNING DIVISION RESIDENTIAL SUBDIVISION AND CONDOMINIUM APPROVALS AND ACTIVITY REPORT QUARTERLY HOUSING REPORT-RESIDENTIAL SUBDIVISION APPROVALS ACTIVITY REPORT March to June 2003 Date Project Address #of Iots Type Prelmina Plats 5/' 0 : ' *. T4/2, 03 k fiver"Glen k'lias, ,,2 ���, . , . , .. .r, °>� ...... ,. �. �.,.�F°�. ''134�� Utah St:. �°,���r:_;,''= , 9 Minor Subdivision`s.. . ' , , 4/ 22003't , - ��Qck'o�3'OQ�4� � ,& 0, 0/600(noticeof final) (1/2003' , .::: ���.° �F: �: . Sulidivision"Final Plats ..>. .� ..,n e .. ., d , < x e.. . 5 P "t. Uzi as-- �G/-��S 2 Riper �Lo �7 . �.. .0/2403 .,, inri`>�ar�ris�#2�Anri'end., a����4U��:`�1�000-W.� , . >2 �,��f..� Os., Quarter Total(s) Preliminary* 9* Final 6 * These projects may appear again on a future Quarterly Report for final approval. Do not add these numbers to the approved condominium unit totals. Source: SLC Corp., CED, Planning Division - December 2002 QUARTERLY HOUSING REPORT-RESIDENTIAL CONDOMINIUM APPROVALS ACTIVITY REPORT April to June 2003 Date Project Address #of units $per unit A artm n Co`n"ers�ons �, >�0.� V E r`Prey 'ina" "t w Y`X ;r ... �M.,.o: ",���r;' ..,ur°".re,„�at.:::F+•"-v; ,w..mg•,..>:^an,px"y.A'twv s.,�„"'? µr(,?�w'` "m=,;�"w?;:^�i'rrt"�.c: .;'x'.a d,� T�, ;"'�4—.< 'rS�'�, .y,;•�"�",a#�"x,Y,•w�",, ��.��:�.3?;�.� ,,;�"g«. t t T raAk;. -3,•u «x,�' � �':a=r^v "sa,;,rn.�., r v,�xv'°�,',.:'ci" �},� :,;iv..�t��" .., e :{n.a3, .. a �a �4Yi;i 's3>"xu �p "Y i,"�i a S S-P p , �"4'3 :S .:.t•, ">'.E� "3i." :.' ".�� a�'w€,,;-`':xis^'� t .i. i: "u�,'�h" Via. v ��� • 'eaw 4 x a t 3 ,fit, �?rN ...nb. •:F-z. 43�..,sr .>,r.. mMbi"it�1 :..T, ., yex"^ F.ro2,S!„ „x.�, .t',"f,. $*• a;M �.�`re .:.�;^�. .e.� " ��tb°'` ^"^R�,-:,.>i.`-n ",r;. ,spas:`.h,�� Ne ±i' 1. "ris r �i n:. Res eiitia :a ue ���� ��.w d � t a - �' ,,mow y�� Kapw a�'v.'n +nF' `�'� ",� Ea "Y,«.5` ba'.2 • * 'v, e "`J,�"` _A": '"sue, � ;�~.<3. E�.C.�^.•" Y~`4` ,N,+2Ir��••5•;r,-. rcue -k' :t,.y ^r,nx:r "irFt. wi't�. yt �1 >^7c V gF,hi r o '�-�''`on ;hasel���=;> "1:�� p .;�, �1 1.1.0 � art: r����,��,:° • �� Q`2..�,.. o'. o u s: � r a �'- ,�U � c .rya �i��° �ns��,.� �� .x�,,, ;+ Total(s) Preliminary* Final 57 * These projects may appear again on a future Quarterly Report for final approval. Do not add these numbers to the approved condominium unit totals. Source: SLC Corp., CED, Planning Division- December 2002 HOUSING TRUST FUND LEDGER AND YEARLY REPORT 03-4th Q HTF HOUSING TRUST FUND LEDGER - June 30, 2003 72-17004-Federal INCOME CONTRACT EXPENSE OBJECT BALANCE DATE DESCRIPTION ENCUMBER CODE Westgate Apts. 1,066.81 031708/1830 23,834,845.23 3/11/2003 Loan Payment-Westgate Housing Mitigation$-1060 S.900 W. 3,000.00 197405 2,834,845.23 3/31/2003 House demo'd at 1060 S 900 W loan payment 50.00 013875 2,834,895.23 4/1/2003 Huntsman Loan Westgate Apts. 1,066.83 031708/1830 2,835,962.06_ 4/8/2003 Loan Payment-Westgate Escalante Loan Payment 1,264.81 031708/1830 2,837,226.87 4/8/2003 Loan Payment-Escalante Apts. _ Capital Villa Loan payment 1,264.81 031708/1830 2,838,491.68 4/8/2003 Loan Payment-Cap.Villa loan payment 50.00 013875 2,838,541.68 4/15/2003 Huntsman Loan Capital Villa Loan payment 1,264.81 031708/1830, 2,839,806.49 5/6/2003 Loan Payment-Cap.Villa Escalante Loan Payment 1,264.81 031708/1830 2,841,071.30 5/8/2003 Loan Payment-Escalante Apts. Westgate Apts. 1,066.83 031708/1830 2,842,138.13 5/8/2003 Loan Payment-Westgate _ Habitat for Humanity$105,000+int. 109,470.34 1890 2,951,608.47 5/1/2002 Repayment for loan on townhomes-made 4/99 loan payment 50.00 013875 2,951,658.47 5/22/2003 Huntsman Loan Westgate Apts. 1,066.83 031708/1830 2,952,725.30 6/5/2003 Loan Payment-Westgate Escalante Loan Payment 1,264.81 031708/1830 2,953,990.11 6/5/2003 Loan Payment-Escalante Apts. Capital Villa Loan payment 1,264.81 031708/1830 2,955,254.92 6/10/2003 Loan Payment-Cap.Villa loan payment 50.00 013875 2,955,304.92 6/24/2003 Huntsman Loan Mortensen Court Loan to CDC 250,000.00 2590 2,705,304.92 6/27/2003 loan for Library Square Project-balance-0- RDA HOUSING TRUST FUND LEDGER-June 30, 2003 72-60011-2590 INCOME CONTRACT EXPENSE OBJECT BALANCE DATE DESCRIPTION ENCUMBER CODE loan payment 590.25 013875/1830 163,825.77 3/13/03 Amberly Properties New funds from RDA 711,518.00 875,343.77 RDA Funds for 2002-03-March B/O Bigelow Draw#1 22,233.00 2590 3/26/03 Loan draw-balance$367,767.00 loan payment 3,035.55 013875/1830 878,379.32 3/31/03 Kingswood Apartments loan payment 1,447.00 013875/1830 879,826.32 4/1/03 Odyssey House loan payment 2,772.99 013875/1830 882,599.31 4/1/03 Jefferson Apts. loan payment 590.25 013875/1830 883,189.56 4/15/03 Amberly Properties loan payment 1,644.26 013875/1830 884,833.82 4/15/03 Bracken/Bigelow Apts. Bigelow Draw#2 27,028.51 2590 4/29/03 Loan draw-balance$340,738.49 _ loan payment 1,447.00 013875/1830 886,280.82 4/29/03 Odyssey House loan payment 2,772.99 013875/1830 889,053.81 4/29/03 Jefferson Apts. loan payment 3,035.55 013875/1830 892,089.36 4/29/03 Kingswood Apartments loan payment 590.25 013875/1830 892,679.61 5/15/03 Amberly Properties loan payment 1,644.26 013875/1830 894,323.87 5/15/03 Bracken/Bigelow Apts. loan payment 1,447.00 013875/1830 895,770.87 5/29/03 Odyssey House loan payment 3,035.55 013875/1830 898,806.42 5/29/03 Kingswood Apartments loan payment 2,772.99 013875/1830 901,579.41 5/29/03 Jefferson Apts. HASLC-15847 287,401.07 2590, 5/31/03 Kingswood Apts/bal-$63,474.89 Bigelow Draw#3 26,460.29 2590 6/9/03 Loan draw-balance$314,278.20 loan payment 590.25 013875/1830 902,169.66 6/12/03 Amberly Properties loan payment 1,644.26 013875/1830 903,813.92 6/12/03 Bracken/Bigelow Apts. Page 1 SALT LAKE CITY HOUSING AND NEIGHBORHOOD DEVELOPMENT SUBGRANTEES QUARTERLY REPORT FEDERAL QUARTERLY ACCOMPLISHMENTS/STATUS REPORT for Utah Nonprofit Housing Corporation--July 1,2002 -June 30, 2003 Please include the type of service or work performed in your grant, the unit of measure, and units completed to date. 1. Description of service performed: The mission of Utah Nonprofit Housing Corporation is to provide decent, safe, and affordable housing for low and very low income individuals and families by: 1. Identifying critical needs for low and very low income housing in neighborhoods; 2. Exploring innovative ways to provide housing at the most affordable cost for those in target populations; 3. Educating the community on issues related to affordable housing and advocating for these in partnership with other community based groups; 4. Creating and promoting partnerships with planners, developers, and potential public and private sponsors; 5. Being available as a consultant and role model for other housing groups; 6. Assuring delivery of appropriate social services by community agencies-. 2. Number of clients served: 1649 persons total, of which 1288 live within Salt Lake City limits. 3. Areas of the city served: Of the 34 existing affordable housing projects owned wholly or in part by Utah Nonprofit Housing Corporation, and its affiliated corporations, and shown on the accompanying charts, 15 projects are in Salt Lake City. These are: The Sedona, Escalante Park I, II & III, Rio Grande Hotel, Lowell Apartments, Riverwood Cove, Goshen Street, Jacob Apaitiuents, Ivy House, Sego House, Villa Maria, Multi-Ethnic Highrise, Hamilton Place, Preston Place, and Glendale Senior Housing. These projects in Salt Lake City total 739 units. 4. Percent of work completed, problems anticipated, technical assistance needed, projected completion date, etc.: During the year(July 1, 2002 - June 30, 2003), Utah Nonprofit Housing Corporation(UNPHC) along with its affiliated non-profit housing corporations and Low Income Housing Tax Credit(LIHTC)partnerships,provided within the Salt Lake City limits 739 affordable units as follows: 524 units of elderly housing; 124 units of family housing; 40 units targeted for homeless single women; 49 units targeted for single men; 2 units for homeless HIV/AIDS persons. Outside Salt Lake City we have 234 units in Salt Lake County: 170 elderly, 42 for homeless persons, 12 for physically disabled, and 10 single-family rent-to-own homes. While most of the 2002-2003 CDBG operating year's development projects are located in cities outside Salt Lake City, the benefit to Salt Lake City is tangible. Affordable housing in adjacent areas, including the unincorporated parts of Salt Lake County helps reduce the demand on existing facilities within Salt Lake City proper. UNPHC remains important within Salt Lake City as we own and operate 739 units of affordable housing within the Salt Lake City limits, providing housing to more than 1000 low income persons. UNPHC strongly desires additional projects with Salt Lake City Corporation, and always pursues any proposed opportunities to increase their affordable housing portfolio within Salt Lake City. NEIGHBORHOOD HOUSING SERVICES QUARTLERY REPORT t111G1vt111.1•4/1 J. v FEDERAL QUARTERLY ACTIVITY REPORT CDBG Program and HOME Program ase submit the following information within 30 DAYS following the end of each Quarter to:Housing&Neighborhood Development Division,451 S.State St.,Room 406,Salt Lake City,UT 84111. • tGANIZATION: 5L � U\Se 2.13WnorVlcoA Noust J 5e rLt.cp ' OJECT/PROGRAM NAME: 'Re 6 .Uan �unc� - 'E, J AE PERIOD COVERED: C / CA 2cc TO ( n 3Cj Month Day Year Month Day Year Total Number Hispanic/ Native Am.Indian/ Black/ Am.Indian/ Households/ 30% 50% 60% 80% Black/ &Hispanic Hawaiian/ Alaskan Native African Am. Alaskan Native& Female Persons Extremely Very Low Low Moderate African Am. Indian/ with any Other Pacific & Asian& & Black Headed Assisted H/P Low Income Income Income Income White American Alaskan Native Other Race Islander Asian White White White African American Household • • • YTD#'s • • —Households or Persons panic"is an ethnicity category and cuts across all races. se who are White,Black,Asian,Pacific Islander,American Indian,or a multi-race may also be counted as being Hispanic. COMMUNITY DEVELOPMENT CORPORATION QUARTERLY REPORT FEDERAL QUARTERLY ACTIVITY REPORT - CDBG I HOME -4th QUARTER L • c Please Submit the following Information within 30 days following the end of each quarter to: Capital Planning and Programming Division,451 S.State St,Room 406,Sell Lake City,Utah 64111. r h c ORGANIZATION: SALT LAKE COMMUNITY DEVELOPMENT CORPORATION n 0 c 1, PROJECT/PROGRAM NAME: Administration/Own in Sall Lake/Construction Activities r TIME PERIOD COVERED: 4 1 03 TO 6 30 2003 u Month Day Year Month Day Year A American Indian American !Alaskan Balance of American Native Indian Black/ Native& Individuals Total Number 30% 66% Black/ Indian! Hawallan/Ot !Alaskan African Black Reporting Female Houwholdc)Per Extremely S0%Very 60%Low Moderale African Alaskan her Pacific Native& Asian 6 American& African More than Hispanic or Headed sons Assisted HIP Low income Low Income Income Income ggam�-- White American Native Islander Asian While White While American one race Latino Household i HOME 1 ,H 1 1 1 RECAP 4 H 2 1 1 . 1 1 2 1 -, TOTAL 5 I H 2 2 1 2 1 2 2 E 7c YTD 26 H 4 2 6 7 11 -;,.411 1 1 1 12 10 rr rr ifq z E= r _ rr, z 6 L. 6 A FEDERAL QUARTERLY ACCOMPLISHMENTS/STATUS REPORT GISL{Own In Salt Lake)-DOWNPAYMENT ASSISTANCE ACTIVITIES-4'h Quarter(2002/2003) - DISTRIBUTION OF GRANT FUNDS FUNDING AMOUNT #OF GRANTS #OF GRANTS FUNDED #OF GRANTS AVAILABLE #OF GRANTS FUNDED PERCENTAGE OF #OF GRANTS AVAILABLE SOURCE ALLOCATED TO BE FUNDED AS OF 711/02 AS OF 711102 TO DATE DURING GRANT SPENT AS OF 6/30/03 02103 HOME 02/03 $50,000.00 20 0 20 17 85% 3* 1 20 0 20 17 3* *Please note that the 3 grants listed as available as of 6/30/03 have all been committed and as of this dale there are no grants available for new applicants. RECAPTURED FUNDS 200212003 #of HOME Grants Recaptured and #of CDBG Grants Recaptured& #of Recap grants recaptured& #of Grants Funded with Recaptured FUNDING QUARTER Funds Returned to City available for funding available for funding CDBG funds. 1°'Quarter 2 1 2 2"°Quarter 2 1 1 0 3f°Quarter 5 3 3 3 41"Quarter 2 0 0 4 TOTAL 11 s 5 4 9 TYPE OF HOMES PURCHASED WITH GRANT FUNDS 2002/2003 Single-Family -Condo Townhomes TOTAL FUNDING QUARTER Detached 1''Quarter 12 12 2"Quarter _ 5 5 3°Quarter 4 _ 4 A'"Quarter 4 1 5 TOTAL 21 1 0 26 AREA LOCATION OF HOMES PURCHASED WITH GRANT FUNDS r 2000/2001 Central So. N.E. East Glendale Rosepark Jackson People's Northwest Poplar Onequa Emerson Sugarhouse Fairmont TOTAL - FUNDING City Central Central Downtown Freeway Grove f • QUARTER 1"Quarter 2 2 1 1 1 2 2 1 0 12 t 2flO Quarter 1 3 1 5 i 3a Quarter 2 2 4 * 2 1 2 4mOuarter _ —1 TOTAL 3 9 1 1 1 1 5 2 3 0 21 0 D During the 4'h quarter of 2002/2003 the CDC received 11*(YTD-108 requests for applications from homebuyers interested in using the OISL grant to purchase homes in the Salt Lake City i $ area. m 'Interested homebuyers who called to request applications after all grants had been committed. isi 4. Tracking the amount of interest In the OISL City program by the number of requests for applications is no longer an accurate measure of interest in the OISL program. In January 2003,CDC initiated their website * with the ability of downloading the OISL applications. Since then,CDC has made many referrals to our website for those interested in the OISL program and because all of our staff answer our phones at various times it has become impossible to track all calls of interest who are referred to our website. NtlC)-CONSTRUCTION ACTIVITIES - 4u'Quarter(2002/2003) Pre-development -2725 South 700 East - large vacant lot being evaluated for development small sub-division 10-14 units To be purchased: -1111 South Glendale-to be rehabbed Planning phase -228 East 500 South-Library Square Condo Project(Mortenson Court)-29 units-Financing Approved-Permit Issued-Status:Construction to begin 8/1/03 -1962-64 West 400 North-Joint project with Utah Housing Corporation-CDC will build 5 homes Under Construction -Cannon Place Subdivision(1512 So.900 West)- Lot#1(911) -75%Complete 1 Lot#3(931) -50%Complete a -753(741)East 2700 South- Construction began 3/1/03 - 75%Complete Ready for sale -942 West Cannon Oaks Place(Lot#6) Projects sold -2889 South 1181 East(Zenith Avenue) Closed 1/14/03 -64 West Andrews Avenue(1500 South) Closed 4/4/03 -1107(1115)East Zenith Avenue Closed 5/23/03 -912 West Cannon Oaks Place Closed 6/23/03 During the 4r'quarter of 2002/2003 - CDC processed 19(YTD-54)NHO application requests by interested homebuyers living within the Salt Lake City limits. CDC received&processed 10 (YTD-21)NHO returned applications from interested homebuyers living within the Salt Lake City limits. - CDC received 32 (YTD- 461 inquiry phone calls from City residents for CDC Counseling Programs - CDC sent 32(YTD-46)counseling related applications to City residents CDC had 9(YTD-21)counseling appointments with City residents c a —1 n L C r n * 0 —11 r- E n 0 n m ru N * *