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067 of 2003 - amending the Solid Waste Management Facility Budget 0 03-1 • B 02-4 SALT LAKE CITY ORDINANCE No. 67 of 2003 (Amending the Solid Waste Management Facility Budget which was prepared and submitted by the Salt Lake Valley Solid Waste Management Council, for calendar year 2003 subject to specific policy directives.) AN ORDINANCE AMENDING SALT LAKE CITY ORDINANCE NO. 75 OF 2002 WHICH ADOPTED THE SOLID WASTE MANAGEMENT FACILITY BUDGET, AS PREPARED AND SUBMITTED BY THE SALT LAKE VALLEY SOLID WASTE MANAGEMENT COUNCIL, FOR CALENDAR YEAR 2003, SUBJECT TO SPECIFIC POLICY DIRECTIVES. PREAMBLE The City and Salt Lake County(the "County") entered into an interlocal cooperation agreement regarding the joint management and operation of the landfill. The agreement established the Salt Lake Valley Solid Waste Management Council and provided it with authority and responsibility relating to the operation and management of the landfill. Pursuant to the agreement, all actions by the Salt Lake Valley Solid Waste Management Council constitute recommendations to the City and the County and that the City and the County have the power to review, ratify, modify or veto any action of the Salt Lake Valley Solid Waste Management Council. On December 10, 2002, the City Council adopted the Solid Waste Management Facility Budget, as prepared and submitted by the Salt Lake Valley Solid Waste Management Council, for calendar year 2003, subject to specific policy directive. The County also approved the budget as prepared and submitted by the Salt Lake Valley Solid Waste Management Council. Proposed amendments to said duly adopted Solid Waste Management Facility Budget prepared and submitted by the Salt Lake Valley Solid Waste Management Council, copies of which are attached hereto, have been prepared and filed with the City Recorder for consideration by the City Council and inspection by the public. The City Council fixed the time and place for a public hearing to be held to consider adoption of the attached amendments and ordered notice thereof be published at least seven days prior to the hearing. Notice of said public hearing, to consider adoption of said amendment, was duly published as required herein. A public hearing to consider adoption of the attached amendments was held in accordance with said notice, at which hearing all interested persons were heard for and against the attached amendments. The amendments to said budget have been duly considered by the City Council. All conditions precedent the City must satisfy to amend said Solid Waste Management Facility Budget have been accomplished. Be it ordained by the City Council of Salt Lake City, Utah: SECTION 1. PURPOSE. The purpose of this ordinance is to amend the Solid Waste Management Facility Budget, which was prepared and submitted by the Salt Lake Valley Solid Waste Management Council, for calendar year 2003, subject to the specific policy directives, as approved and ratified by Salt Lake City Ordinance No. 75 of 2002. 2 SECTION 2. ADOPTION OF AMENDMENTS. Subject to similar approval by the County, the budget amendments, attached hereto and made a part of this ordinance be, and the same hereby, are adopted and incorporated into the Solid Waste Management Facility Budget for calendar year 2003. SECTION 3. PUBLIC INSPECTION. Copies of the attached amendments to the Solid Waste Management Facility Budget shall be available for public inspection during regular business hours in the Office of the City Recorder. SECTION 4. RESERVE THE RIGHT TO AMEND. The City reserves the right to amend the Solid Waste Management Facility Budget, including the attached budget amendments, at any time. SECTION 5. EFFECTIVE DATE. This ordinance shall take effect on its first publication. Passed by the City Council of Salt Lake City, Utah this kpTfday of 3rile44/6/1_, 2003. CHAIRPERSO ATTEST: Cidtakt C .e.tb, CHIEF DEPUTY CIT A CORDER 3 Transmitted to Mayor on 9-16-03 Mayor's Action: Approved. Vetoed. AYO 4y�a + , •y� !+ CHIEF DEPUT CI Y CORDER +, (SEAL) r.S. ry APC tlOVf t7 r.s To i",J,2;;41 Salt Lake City Attomt y',; Office Bill No. 67 of 2003. Date P- Z s= 03 _ Published: 10-1-03 6y. Adi'd —/' An.". G:\0rdina03\Amending landfill budget doc 4 FY 2004 Initiatives in Landfill Budget Amendment #1 —September FY 2004 FY 2005 Initiative Gen.Fund Gen. Initiative Name Amount Impact FTE Fund FTE Impact New Items 1. Landfill mid-year $732,396 -0- -0- adjustments • Salt Lake City Corporation Management and Fiscal Note Worksheet for Budget Development and Budget Amendment Public Services Department FY2003(Fiscal year is calendar year) Department For Fiscal Year Landfill Budget mid year adjustment Landfil Amendment#1,Initiative#1 Initiative Name Initiative Number Greg Davis 535-6397 Prepared By Phone Number New N/A Type of Initiative CFDA Number Fiscal Impact of Proposed Change A. Revenue Impacted by Fund and Source: 1st Year 2nd Year 3rd Year FY 2003-04 FY 2004-05 FY 2005-06 1. General Fund Total $0 $0 $0 2. Internal Service Fund Total $0 $0 $0 3. Enterprise Fund Total $0 $0 $0 4. Other Fund Landfill(SL Valley Solid Waste) 32,291 Landfill(SL Valley Solid Waste)Fund Balance 700,10 Total $732,39 $0 $0 B. Expenditures Impacted by Fund and Source: 1. General Fund Total $0 $0 $0 2. Internal Service Fund Total $0 $0 $0 3. Enterprise Fund Total $0 $0 $0 4. Other Fund Landfill(SL Valley Solid Waste) 732,396 Total $732,396 $0 $0 C. Expenditure Impact Detail 1. Salaries and Wages 2. Employee Benefits 25,056 3. Operating and Maintenance Supply 4. Charges and Services (32,363) 5. Capital Outlay 739,703 6. Other(Specify) Total $732,396 $0 $0 FY04 landfill amendment Initiative#1.x1s9/24/20033:40 PM Salt Lake City Corporation Management and Fiscal Note Worksheet for Budget Development and Budget Amendment D. Personnel Service Detail: FTE Grade/Step Amount No Impact Detail Revenues Revenue budget before amendments 15,751,417 Amendments: Decrease Interest income (195,000) Fixed asset auction sales proceeds 227,291 Total of revenue amendments 32,291 Revenue budget after amendments 15,783,708 Expenses Expense budget before amendments(see below) 15,751,417 Amendments: Decrease amount billed to Landfill for indirect overhead (32,363) Increase pmts to Employee Service/Retirement(ESR) Fund 25,056 Capital outlay(delayed project payments) 512,412 Capital outlay(higher equipment purchase prices) 227,291 Total of expense amendments 732,396 Expense budget after amendments 16,483,813 Fund Balance Original Amount dropped to(used from)fund balance 873,583 Impact from amendments: Revenue amendments 32,291 Expense amendments (732,396) Net impact from revenue and expense amendments (700,105) Amended amount dropping to(used from) Fund Balance 173,478 Impact on cash Decrease Interest income (195,000) Decrease amount billed to Landfill for indirect overhead 32,363 Increase pmts to Employee Service/Retirement(ESR) Fund (25,056) Capital outlay(delayed project payments) (512,412) Fixed asset auction sales proceeds 227,291 Capital outlay(higher equipment purchase prices) (227,291) Net impact on cash (700,105) Reconciliation of county and city expense numbers(original budget) Original expense budget per County 15,319,517 remove depreciation (non-cash) (2,025,000) remove loss on sale of assets(non-cash) (10,000) add in capital outlay(cash purchases) 2,466,900 Original Expense budget per City 15,751,417 FY04 landfill amendment Initiative#1.x1s9/24/20033:40 PM Salt Lake City Corporation Management and Fiscal Note Worksheet for Budget Development and Budget Amendment E. Measured or measurable Impact on functions,structure and organization, or plans. No impact to FY04 Balanced Scorecard Business Plan. F. Issue Discussion: A complete justification will contain a discussion of each of the elements mentioned below; criteria, condition, effect, cause and recommendation. Criteria is a definition of what is expected or what can be expected. It provides a basis for comparison without which analysis cannot be effective. The criteria varies from issue to issue. In straightforward cases, it can be an ordinance or policy. In other cases, it may be an industry standard or comparable data from another city. Condition is a description of current practices. It is the information to which the criteria is compared. Effect is the difference, if any, between the condition and criteria. It is best described in terms of a dollar impact or a service level impact. If an effect cannot be identified, there is no finding. cause is sometimes a p►tricuit e►ement to identity but is essential to a nncing. it is simply►aent►tying wny the conaition varies from the criteria. Sometimes the answer is as simple as a change in policy or budget but often goes deeper into mananamant Recommendation is made in a way that addresses the cause. By doing so, it is most likely to result in improving the condition to be in line with the criteria. Issue Discussion: GENERAL BACKGROUND - It is the standard practice of the Landfill and the County to make certain adjustments at mid year. The common adjustments are as follows: - Decrease in overhead charges from County administrative departments - Increase in payments to Employee Service/Retirement(ESR) Fund -Carry forward the budget for commitments on capital outlay projects and equipment - Establish budgets to reflect fixed asset auction sales proceeds and capital outlay price adjustments In addition to these common adjustments regularly made through the mid-year adjustment, a change is also required to the interest income line item. DETAILED EXPLANATIONS Overhead charges, expense decrease of $32,363 - At budgeting time the Landfill is directed to place in their original budget an estimated amount for overhead allocated from Government Center programs (Mayor, Council, Auditor, District Attorney, Purchasing, Personnel, Information Systems, and Insurance). After the fiscal year has begun, the Landfill and other programs are informed as to what amount will actually be billed. The Landfill consequently adjusts their budget to match the actual charges. For this fiscal year the actual charges will be$32,363 less than originally budgeted. Employee Service/Retirement (ESR) fund charges, expense increase of $25,056 - Calculations and adjustments are made twice each year. The increase of$25,056 reflects the new rates. Carry-over for capital projects and purchases, expense increase of $512,412 - Similar to the practice at the City, the Landfill requires a rollover of budget to accommodate delayed payments on prior-made commitments (encumbrances) for certain capital projects and purchases. (The term used by the Landfill and the County for a rollover is "technical adjustments") The specific items are: $188,801 for relocation of power lines; $120,000 for real property purchase; $89,535 for landscape/weed control project; $114,076 for equipment purchases (leachate pumps, etc.). Budget for planned current year equipment purchases increased by $227,291 and corresponding revenue increase of $227,291 from the asset sale proceeds - As is the standard practice at the County and Landfill, the original capital budget was set at a net purchase amount for a couple of large dollar pieces of equipment, estimated purchase prices net of trade-in value. After the fiscal year began the amounts that these units could likely receive at auction were determined and the budgets could then be "grossed up" according to updated information. Rather than having a capital budget that is net of proceeds, the full purchase price of new units will be established for the capital budget and the full amount of the old equipment's auction proceeds will be reflected in the revenue budget. Interest income, revenue decrease of $195,000 - This budget needs to be adjusted to reflect the impact of lower-than- expected interest rates. Low interest rates lasted longer than had been anticipated at the time of budget preparation. Salt Lake City Corporation Management and Fiscal Note Worksheet for Budget Development and Budget Amendment Public Services Department FY2003(Fiscal year is calendar year) Department For Fiscal Year Landfill Budget mid year adiustment Landfil Amendment#1, Initiative#1 Initiative Name Initiative Number Greg Davis 535-6397 Prepared By Phone Number New N/A Type of Initiative CFDA Number Fiscal Impact of Proposed Change A. Revenue Impacted by Fund and Source: 1st Year 2nd Year 3rd Year FY 2003-04 FY 2004-05 FY 2005-06 1. General Fund Total $0 $0 $0 2. Internal Service Fund Total $0 $0 $0 3. Enterprise Fund Total $0 $0 $0 4. Other Fund Landfill(SL Valley Solid Waste) 32,291 Landfill(SL Valley Solid Waste)Fund Balance 700,10 Total $732,39 $0 $0 B. Expenditures Impacted by Fund and Source: 1. General Fund Total $0 $0 $0 2. Internal Service Fund Total $0 $0 $0 3. Enterprise Fund Total $0 $0 $0 4. Other Fund Landfill(SL Valley Solid Waste) 732,396 Total $732,396 $0 $0 C. Expenditure Impact Detail 1. Salaries and Wages 2. Employee Benefits 25,056 3. Operating and Maintenance Supply 4. Charges and Services (32,363) 5. Capital Outlay 739,703 6. Other(Specify) Total $732,396 $0 $0 FY04 landfill amendment Initiative#1.x1s9/24/20033:17 PM Salt Lake City Corporation Management and Fiscal Note Worksheet for Budget Development and Budget Amendment D. Personnel Service Detail: FTE Grade/Step Amount No Impact Detail Revenues Revenue budget before amendments 15,751,417 Amendments: Decrease Interest income (195,000) Fixed asset auction sales proceeds 227,291 Total of revenue amendments 32,291 Revenue budget after amendments 15,783,708 Expenses Expense budget before amendments (see below) 15,751,417 Amendments: Decrease amount billed to Landfill for indirect overhead (32,363) Increase pmts to Employee Service/Retirement(ESR) Fund 25,056 Capital outlay(delayed project payments) 512,412 Capital outlay(higher equipment purchase prices) 227,291 Total of expense amendments 732,396 Expense budget after amendments 16,483,813 Fund Balance Original Amount dropped to(used from)fund balance 873,583 Impact from amendments: Revenue amendments 32,291 Expense amendments (732,396) Net impact from revenue and expense amendments (700,105) Amended amount dropping to(used from) Fund Balance 173,478 Impact on cash Decrease Interest income (195,000) Decrease amount billed to Landfill for indirect overhead 32,363 Increase pmts to Employee Service/Retirement(ESR) Fund (25,056) Capital outlay(delayed project payments) (512,412) Fixed asset auction sales proceeds 227,291 Capital outlay(higher equipment purchase prices) (227,291) Net impact on cash (700,105) Reconciliation of county and city expense numbers(original budget) Original expense budget per County 15,319,517 remove depreciation (non-cash) (2,025,000) remove loss on sale of assets(non-cash) (10,000) add in capital outlay(cash purchases) 2,466,900 Original Expense budget per City 15,751,417 FY04 landfill amendment Initiative#1.x1s9/24/20033:17 PM