085 of 1994 - Classification, retention and management of City records; procedures to access public City records;0 94-1
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SALT LAKE CITY ORDINANCE
No. 85 of 1994
(Classification, retention and management of City
records; procedures to access public City records;
security of non-public City records; the appeals process
for persons aggrieved by a determination
regarding a City record; and the authority and
responsibility of the Records Committee
and the Records Appeals Board)
AN ORDINANCE ENACTING CHAPTER 64, TITLE 2, OF THE SALT LAKE
CITY CODE RELATING TO THE CLASSIFICATION, RETENTION AND
MANAGEMENT OF CITY RECORDS; SECURITY OF NON-PUBLIC CITY RECORDS;
PROCEDURES TO ACCESS CITY PUBLIC RECORDS; THE APPEALS PROCESS FOR
PERSONS AGGRIEVED BY A DETERMINATION REGARDING A CITY RECORD; AND
THE AUTHORITY AND RESPONSIBILITY OF THE RECORDS COMMITTEE AND THE
RECORDS APPEALS BOARD.
PREAMBLE
The Government Records Access and Management Act, sections
63-2-101 et seq. of the Utah Code Ann., establishes criteria and
procedures relating to the classification and disclosure of
government records. Further, as acknowledged by the Act, other
State and Federal statutes, Court Rules and Federal Regulations
govern access to City records.
Section 63-2-701 of the Utah Code Ann. provides that each
political subdivision may adopt its own ordinance, consistent
with the Act, which would be applicable throughout its
jurisdiction, relating to its records practices, including
classification, retention and management of its records; security
of its non-public records; procedures to access its public
records; the appeals process for persons aggrieved by its
determination regarding a record, procedures to deny access to
its non-public records and amendment of its records.
The City wants to enact an ordinance pursuant to Section 63-
2-701 of the Utah Code Ann. which will be applicable to the
specific needs and operations of the City and reflect, not only
the provisions of the Act, but also other laws regarding access
to City records.
Be it ordained by the City Council of Salt Lake City, Utah:
Section 2.64.010 Purpose.
A. The purpose of this Ordinance is to provide, consistent
with the Utah Government Records Access and Management Act, (the
"Act"), and other State and Federal law, criteria and procedures
relating to the records practices of the City including:
(1) classification and designation of City records
pursuant to the Act;
(2) procedures to access public City records;
(3) procedures to deny requests for access to non-
public City records;
(4) process to appeal decisions regarding City
records;
(5) management and retention of City records; and
(6) amendment to City records.
B. It is the intent of the City to:
(1) maintain and preserve accurate records;
(2) provide, on request, access, within a reasonable
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time and at a reasonable cost, to City records which are
defined by law as open to the public; and
(3) retain the security of City records which are
"private"; "protected"; "controlled"; and records to which
access is restricted pursuant to a court rule, Utah statute,
Federal statute, or Federal regulation.
Section 2.64.020 Definitions.
As used in this Chapter, the following definitions shall be
applicable:
A. "Act" shall refer to the Government Records Access and
Management Act, sections 63-2-101 et seq. of the Utah Code Ann.
B. "Chronological logs" means the regular and customary
summary records of City law enforcement and public safety
divisions that show the time and general nature of police, fire
and paramedic calls, and any arrests or jail bookings made.
C. "City Council Records Appeals Board" means the Board
established under Section 2.64.140 of this Chapter.
D. "Classification", "classify" and their derivative forms
mean determining whether a record series, record or information
within a record is "public", "private", "controlled", "protected"
or "limited".
E. (1) "Computer software program" means a series of
instructions or statements that permit the functioning of a
computer system in a manner designed to provide storage,
retrieval and manipulation of data from the computer system, and
any associated documentation and source material that explain how
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to operate the computer program.
(2) "Computer software program" does not mean:
(a) the original data, including numbers, text,
voice, graphics and images;
(b) analysis, compilation and other manipulated
forms of the original data produced by use of the
program; or
(c) the mathematical or statistical formulas
(excluding the underlying mathematical algorithms
contained in the program) that would be used if the
manipulated forms of the original data were to be
produced manually.
F. (1) "Contractor" means:
(a) any person who contracts with the City to
provide goods or services directly to the City; or
(b) any private, nonprofit organization that
receives funds from the City.
(2) "Contractor" does not mean a private provider.
"Private provider" is any person or entity who contracts
with the City to provide services directly to the public.
G. "Controlled" records shall be those records defined as
controlled under the provisions of this Chapter and the Act.
H. "Data" shall refer to individual entries in the records.
I. "Department" or "departments" shall mean the separate
administrative departments in the City as defined in the Salt
Lake City Code.
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J. "Designate" or "designation" means to give an initial or
primary classification to a record or record series indicating
the likely classification that a majority of such records or
record series would be given if classified.
K. "Governmental Entity" means the State of Utah and its
political subdivisions including their boards, commissions,
departments and advisory committees.
L. "Limited records" shall refer to records whose access is
limited by a specific State or Federal statute, Court Rule or
Federal Regulation.
M. "Mayor's Records Appeals Board" means the Board
established under Section 2.64.140 of this Chapter.
N. "Non-public" records shall refer to those records
defined as "private", "controlled", "protected", or those records
limited by a State and Federal statute, Federal and State
Regulations or Court Rules.
0. "Private" records shall refer to those records
classified as "private" under the provisions of this Chapter and
the Act.
P. "Protected" records shall refer to those records
classified as "protected" under the provisions of this Chapter
and the Act.
Q. "Public" records shall refer to those records which have
not been defined as non-public in accordance with the provisions
of this Chapter and the Act.
R. (1) "Record" means all books, letters, documents,
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papers, maps, plans, photographs, films, cards, tapes,
recordings, or other documentary materials, and electronic data,
regardless of physical form or characteristics, prepared, owned,
received, or retained by the City where information in the
original is reproducible by photocopy or other mechanical or
electronic means.
(2) "Record" does not mean:
(a) daily calendars and other personal notes,
temporary drafts or similar materials prepared for the
originator's personal use or prepared by the originator
for the personal use of an individual for whom the
originator is working;
(b) materials that are legally owned by
individuals in their private capacity;
(c) materials to which access is limited by the
laws of copyright or patent;
(d) proprietary software;
(e) books and other materials that are
catalogued, indexed, or inventoried and contained in
the collections of City libraries open to the public,
regardless of the physical form or characteristics of
the material;
(f) notes or internal memoranda prepared, as part
of the deliberative process, by any City employee, or
members of boards and commissions acting in a quasi-
judicial process; or
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(g) software programs as defined in subsection
(E) that are developed or purchased by the City for its
own use.
S. "Records Committee" means the City's Records Committee
established in Section 2.64.160 of this Chapter.
Section 2.64.030 Access to public records.
A. Persons shall have the right to inspect, review,
examine, and take copies of City records designated as "public"
under this Chapter, upon compliance with the procedures provided
in this Chapter.
B. The City has no obligation to create a new record or
record series in response to a request from a member of the
public, if the record requested is not otherwise regularly
maintained or kept.
Section 2.64.040 Public records.
All City records are considered "public" unless they are
designated or classified otherwise in accordance with procedures
established by this Chapter consistent with the Act, or made non-
public by other applicable law, including records for which
access is governed or restricted as a condition of participation
in a state or federal program or for receiving state or federal
funds. "Public" records include those records listed in Section
301 of the Act and shall be made available to any person.
Section 2.64.050 Private records.
A. "Private" records shall include the following:
(1) city records defined as "private" in Section 63-2-
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302 of the Act;
(2) city records classified or designated as "private"
in accordance with procedures established in this Chapter
and the Act;
(3) as provided in Section 63-2-302 of the Act,
"private" records include records containing data on
individuals the disclosure of which constitutes a clearly
unwarranted invasion of personal privacy.
B. "Private" records shall be made available to the
following persons:
(1) the subject of the record;
(2) the parent or legal guardian of an unemancipated
minor who is the subject of a record;
(3) legal guardian of a legally incapacitated
individual who is the subject of the record; or
(4) any person who has a power of attorney or
notarized release, dated not more than ninety (90) days
prior to the request, from the subject of the record or the
subject's legal representative, or
(5) any person presenting an order issued by a court
of competent jurisdiction.
Section 2.64.060 Controlled records.
A. "Controlled" records shall be those City records defined
as "controlled" in Section 63-2-303 of the Act or as classified
or designated as "controlled" pursuant to procedures established
in this Chapter consistent with the Act.
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B. "Controlled" records shall be made available to a
physician, psychologist or certified social worker who submits a
notarized release, dated not more than ninety (90) days prior to
the request, from the subject of the record or any person
presenting an order issued by a Court of competent jurisdiction.
Section 2.64.070 Protected Records.
A. "Protected" records shall be:
(1) city records defined as "protected" in Section 63-
2-304 of the Act;
(2) city records designated or classified as
"protected" according to the procedures established in this
Chapter consistent with the Act;
(3) "drafts", as provided in Section 63-2-304(21) of
the Act, which may include records of the Mayor's office or
the City Council relating to budget analysis and fiscal
notes of proposed budgets before issuance of their final
recommendations;
(4) as provided in Section 63-2-304(8) of the Act,
records which, if released, could reasonably be expected to
interfere with investigations undertaken for discipline
purposes including City records pertaining to internal
investigation of City employees such as investigations by
the Internal Affairs Division of the City's Police
Department;
(5) (a) as provided in Section 63-2-304(8) of the
Act, records created or maintained for discipline
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purposes against City employees unless:
(1) all available remedies have been
exhausted by the employee, including the internal
grievance procedures and proceedings before
administrative agencies;
(2) all time periods for appeal have
expired; and
(3) the disciplinary action
was sustained.
(b) Notwithstanding subsection A(5)(a)(1), (2)
and (3), a record or parts of a record maintained for
discipline purposes shall not be disclosed if the
release of the record or part of the record:
(1) reasonably could be expected to
interfere with investigations undertaken for
discipline or enforcement purposes;
(2) reasonably could be expected to disclose
the identity of a source who is not generally
known outside of government or disclose
information furnished by a source not generally
known outside of government if disclosure would
compromise the source;
(3) reasonably could be expected to disclose
investigative techniques, procedures, policies or
orders not generally known outside of government
if disclosure would interfere with enforcement or
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audit efforts; or
(4) reasonably could be expected to
jeopardize the life or safety of an individual.
B. "Protected" records shall be made available to:
(1) the person who submitted the information in the
record,
(2) a person who has a power of attorney or notarized
release, dated not more than ninety (90) days prior to the
request, from a person whose interests were sought to be
protected by the "protected" classification or their legal
representative; or
(3) any person presenting an order issued by a court
of competent jurisdiction.
Section 2.64.080 Limited records.
"Limited" records shall be those records whose access is
limited by a specific State or Federal statute, Federal
Regulations or Court Rule, including Section 10-3-1212 of the
Utah Code Ann. "Limited" records shall be made available as
provided in the specific statute, regulation and rule which
protects the record.
Section 2.64.090 Sharing Records.
The City may disclose a record classified as "private",
"controlled" or "protected" to another governmental entity if the
other governmental entity complies with Section 63-2-206 of the
Act. The City may provide a "private", "protected" or
"controlled" record to another governmental entity if the record
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is necessary to the performance of the governmental entity's
duties and functions; the record will be used for a purpose
similar to the purpose for which the information in the record
was collected or obtained; and the use of the record produces a
public benefit that outweighs the individual privacy right that
protects the record.
Section 2.64.100 Privacy interest in a City record.
A. The City recognizes and upholds the personal right of
privacy retained by persons who may be the subject of government
records. The City also recognizes that the Act establishes a
presumption that governmental records will generally be
considered open and public with certain exceptions. The City
may, at its discretion, disclose records that are "private" or
"protected" as defined in the Act and this Chapter to persons
other than those specified in Sections 2.64.050 and 2.64.070 if
the Mayor or the City Council determines that there is no
interest in restricting access to the record, or that the
interest favoring access outweighs the interest favoring
restriction of access. Public access is favored when
countervailing interests are of equal weight. The City shall not
release any record when to do so would constitute a clearly
unwarranted invasion of privacy in accordance with the Act and
procedures established in this Chapter. Under circumstances and
procedures established by this Chapter, certain data in a record
may be rendered non-public, although the record itself may be
classified or designated as "public".
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B. If the City receives a request for access to a record
that contains both information that the requester is entitled to
inspect and information the requester is not entitled to inspect
under this Chapter and the Act, the City shall allow access to
information in the record that the requester is entitled to
inspect under this Chapter and the Act; and may deny access to
information in the record if the information is exempt from
disclosure to the requester under this Chapter and the Act.
C. The City may require that the requester of the "private"
and "controlled" records, in contested cases, provide a written
release, dated not more than ninety (90) days prior to the date
of the request, from the subject of the record in question before
access to such record is provided.
Section 2.64.110 Classification, designation and retention of
records.
All City records and records series shall be evaluated,
designated, classified and scheduled for retention consistent
with the provisions of the Act and this Chapter. The City may
classify a particular record, record series, or information
within a record at any time, and is not required to classify a
particular record, record series or information until access to
the record is requested. The City may redesignate or reclassify
records at any time. Any record or record series generated in
the future shall also be so designated, classified and scheduled
for retention. Records classification, designation and
scheduling for retention shall be conducted under the supervision
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of the City Recorder, who shall be assisted, as necessary, by the
Records Committee which is established in Section 2.64.160 of
this Chapter. Classification, designation and retention
guidelines shall be prepared and promulgated by the Records
Committee.
Section 2.64.120 Response to request for records.
A. Requests, either verbal or written, for a City record
shall be made to the Department or the City Council Office, if
applicable, maintaining the record in question. The Department
or the City Council Office, if applicable, may respond to a
verbal request consistent with the provisions of this Chapter.
The Department or the City Council Office, if applicable, may
require the requester to fill out and present a written request.
The written request may be on forms prepared by the Records
Committee. The written request shall include the name, mailing
address, daytime telephone number, if available, of the
requester, and a description of the records requested that
identifies the record with reasonable specificity. Requesters of
non-public records shall adequately identify themselves and, if
applicable, their status when requesting access to non-public
records. The date and time of the request shall be included on
the written request and all time frames provided under this
Chapter shall commence from that time and date. Request for
records shall, to the extent possible, be responded to within ten
(10) business days after receipt of the written request or within
five (5) business days after receiving a written request if the
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requester demonstrates that an expedited response benefits the
public rather than the person. Any person who requests a record
to obtain information for a story or report for publication or
broadcast to the general public is presumed to be acting to
benefit the public rather than a person. If the Department, or
the City Council Office, if applicable, does not have custody of
the record, it shall request the appropriate Department or the
Office of the City Council, if applicable, to respond.
B. The appropriate Department or the City Council Office,
if applicable, shall respond to a request for a record by:
(1) approving the request and providing the records;
(2) denying the request;
(3) notifying the requester that the City does not
maintain the record;
(4) notifying the requester that it cannot respond to
the request within the period of time specified in
subsection A above, stating the reason or reasons for the
delay as provided in subsection C; or
(5) such other appropriate response as may be
established in the Act or this Chapter.
C. (1) In most circumstances and excepting those
eventualities set out in this subsection C (2), the
appropriate Department or the City Council Office, if
applicable, shall respond to a written request for a
"public" record within the time period specified in Section
2.64.120.A of this Chapter.
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(2) The following extraordinary circumstances shall
justify the City's failure to respond to a written request
for a record within the specified time period and shall
extend the time for response thereto to that time reasonably
necessary to respond to the request:
(a) the Department or the City Council office or
some other governmental entity is currently and
actively using the record requested;
(b) the record is being used as part of an audit,
and returning the record before the completion of the
audit would impair the conduct of the audit;
(c) the record requested is for either a
voluminous quantity of records or requires the
appropriate Department or the City Council Office, if
applicable, to review a large number
perform extensive research to locate
requested;
(d) the
appropriate
of records or
the materials
Department or the City
Council Office, if applicable, is currently processing
either a large number of records requests or is subject
to extraordinary seasonal workloads;
(e) the request involves legal issues that
require an analysis by legal counsel to determine the
proper response to the request;
(f) the request involves extensive editing to
separate public data in a record from that which is
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non-public; or
(g) providing the information in the format
requested, or separating public information from that
which is non-public, requires computer programming.
(3) If the time limits are extended based on
extraordinary circumstances provided in this subsection, the
response to the request shall be made as soon as reasonably
possible.
(4) When a timely response cannot be made to a record
request, the appropriate Department or the City Council
Office, if applicable, shall notify the requester that it
cannot immediately approve or deny the request because of
one or more of the extraordinary circumstances stated in
subsection (2)(c) and shall provide the requester with an
estimate of the time required to respond to the request. If
the appropriate Department or the City Council Office, if
applicable, fails to provide the requested record within the
estimated time, that failure shall be considered a denial of
the request.
(5) In response to a request for access, the
appropriate Department or the City Council Office, if
applicable, may redesignate or reclassify the record or
segregate data in the requested record in accordance with
this Chapter and the Act.
D. (1) If the request for records is denied in whole or
part, the Department or the City Council Office, if
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applicable, shall provide a notice of denial
to the
requester either in person or by sending the notice to the
requester's address.
(2) The notice of denial shall contain the following
information:
(a) a description of the record or portions of
the record to which access was denied, provided that
the description does not disclose "private",
"controlled", "protected", "limited" or other non-
public information as defined in the Act and this
Chapter;
(b) citations to the provisions of the Act, this
Chapter, ordinance, State statute, Federal statute,
Federal regulation or Court Rule
record or portions of the record
provided that the citations do
controlled, protected, limited
information; and
(c) a statement that the
that
from
exempts the
disclosure,
not disclose private,
or other non-public
requester has the right
to appeal according to the provisions of
Section
2.64.130 of this Chapter, the time limits for filing an
appeal, and the name and business address of
Recorder's office.
(3) Unless otherwise required by a court of
jurisdiction, the City may not, during the appeal
destroy or give up custody of any record to which
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the City
competent
process,
access was
denied.
E. The failure or inability of a Department or the City
Council Office, if applicable, to respond to a request for a
record within the time frames set out herein, or the Department's
or City Council Office's denial of such a request, shall give the
requester the right to appeal as provided in Section 2.64.140 of
this Chapter.
F. The provisions of this section notwithstanding, the
parties participating in the proceeding may, by agreement, extend
the time periods specified in this section.
Section 2.64.130 Fees or charges for records services.
A. A fee may be charged for paper -to -paper photocopying
not to exceed ten cents ($.10) per copy.
A fee, not to exceed ten dollars ($10.00) per hour, may be
charged for the following employee's time, however, no charge may
be made for the first quarter hour of said time:
1. the staff time incurred for summarizing or
compiling the record into an organization or media to meet
the person's request;
2. the staff time incurred for search, retrieval, and
other direct administrative time incurred for complying with
a request; and
3. in the case of a record that is the result of
computer output other than word processing, the actual
incremental staff time incurred in providing the electronic
services and products together with a reasonable portion of
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the staff time associated with formatting or interfacing the
information for particular users, and the administrative
time as set forth in Subsections A(1) and (2).
B. 1. A fee may be charged for copies of traffic
accident reports of not more than the fee charge for similar
reports by the State of Utah.
2. A fee of not more than five dollars and fifty
cents ($5.50) may be charged for mylar or vellum prints 24"
x 36".
3. A fee of not more than two dollars ($2.00) per
square foot may be charged for prints made on mylar or
vellum sheets larger than 24" x 36".
4. A fee of not more than one dollar and twenty-five
cents ($1.25) may be charged for a copy of a size C
blueprint.
5. A fee of not more than two dollars and twenty-five
cents ($2.25) may be charged for a copy produced on a
microfilm printer which utilizes silver paper.
6. A fee of not more than ten cents ($.10) may be
charged for a copy made from microfilm utilizing a plain
paper printer.
7. A fee of not more than five dollars ($5.00) may be
charged for a copy from a photograph.
8. A fee, not to exceed, the actual costs of the
recording media and ten dollars ($10.00) per hour for a City
employee's time, may be charged to copy recording tapes or,
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to copy computer readable records to a computer readable
form (e.g., discs) .
C. The City may fulfill a request, without charge, if it
determines that:
1. releasing the record primarily benefits the public
rather than a person;
2. the person requesting the record is the subject of
the record, or an individual specified in Section 2.64.050B
of this Chapter;
3. the rights of persons requesting the records are
directly implicated by the information in the record, and
the requester is impecunious.
D. A person who believes that there has been an
unreasonable denial of a fee waiver under Subsection C may appeal
the denial in the same manner as a person appeals when inspection
of a public record is denied under Section 2.64.140 of this
Chapter.
E. The City may not charge a fee for:
1. reviewing a record to determine whether it is
subject to disclosure; or
2. inspecting a record.
Section 2.64.140 Appeals by persons aggrieved by the City's
classification of a record or by a response
to a record request.
A. Persons aggrieved by the City's classification of a
record or by a response to a record request may demand and be
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granted an administrative appeal of that decision.
(1) For records maintained by City Departments at the
time of the request, the appeal shall be made to a Board,
known as the Mayor's Records Appeals Board, consisting of
the City Recorder or designee, a member from the public
appointed by the Mayor and three members of the Records
Committee appointed by the Mayor; provided however, that the
member shall not be from the Department whose record is the
subject of the appeal. The City Recorder or designee shall
be the chairperson of the Board. The Mayor shall appoint
one alternate member from the public and an alternate member
from the Records Committee who shall serve if an appointed
member cannot serve for any reason. The term of the
appointment for each member shall be two years.
(2) For records maintained by the City Council Office
at the time of the request, the appeal shall be made to a
Board, known as the City Council's Records Appeals Board,
consisting of the City Recorder or designee, three members
of the Records Committee excluding any member from the City
Council office and one member of the public appointed by the
City Council. The City Recorder or designee shall be the
chairperson of the Board. The City Council shall appoint
one alternate member from the public and an alternate member
from the Records Committee who shall serve if an appointed
member cannot serve for any reason. The term of the
appointment for each member shall be two years.
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B. An appeal under this section shall be brought within
thirty (30) calendar days from the date of the City's
classification of a record or response to a records request. The
notice of appeal must be in writing and filed with the City
Recorder and shall set forth the relief sought, the nature and
date of the request, if applicable, attaching a copy of the
request form, if available, and stating the basis and legal
authority to support the relief sought.
C. After receiving notice of appeal, the City Recorder
shall schedule a hearing for the appropriate Board to hear the
appeal which shall be held within fifteen (15) business days from
the date of the filing of the appeal. If the Board fails to hear
the appeal within the time limits described herein, the appeal
shall be deemed denied.
D. The City Recorder's office shall send a written notice
of the date and location of the hearing to the requester, and
notice to members of the appropriate Board and the appropriate
Department Director or the Director of the Office of the City
Council, if applicable.
E. The hearing shall be conducted in accordance with
policies adopted by the City and the Utah Open Meetings Act.
F. At the hearing, the Board shall allow the parties to
testify, present evidence and comment on the issues. The Board
may review the disputed records. The review shall be in camera.
Members of the Board may not disclose any information or record
reviewed by the Board in camera unless the disclosure is
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otherwise authorized by this Chapter and the Act. Discovery by
the parties is prohibited. The Board may issue subpoenas or
other orders to compel production of necessary evidence. No
later than five (5) business days after the hearing, the Board
shall issue a decision.
1. The decision of the Board shall include:
(a) a statement of the reason for the decision,
including citations to this Chapter and the Act that
govern disclosure of the record provided that the
citations do not disclose "private", "controlled",
"protected", "limited" or other non-public information;
(b) a description of the record or portions of
the record to which access was ordered or denied,
provided that the description does not disclose
"private", "controlled", "protected", "limited" or
other non-public information; and
(c) a statement that any party to the appeal may
appeal the Board's decision to the State District Court
or the State Records Committee, as provided in Section
63-2-403 of the Act, within thirty (30) calendar days
after the date of the Board's written decision.
2. If the Board fails to issue a written decision and
forward it to the requester within five (5) business days
after the hearing, the appeal shall be deemed to be denied.
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3. The Board may, upon consideration and weighing of
the various interests and public policies pertinent to the
classification and disclosure or nondisclosure of records,
order the disclosure of information properly classified as
"private" or "protected" if the interests favoring access
outweigh the interests favoring restrictions of access.
G. Any party to the proceeding before the Board may
petition for review of the Board's decision by the State Records
Committee as provided in Section 63-2-403 of the Act or the State
District Court. The petition shall be filed no later than thirty
(30) calendar days after the date of the
or upon expiration of the time set forth
2.64.140(F)(2) of this Chapter.
Section 2.64.150 Limitation of liability.
Neither the City, its employees, boards
Board's written decision
in Section
or commissions shall
be liable for damages resulting from the release of a record
where the requester has presented evidence of authority to obtain
the record, even if it may be subsequently determined that the
requester had no such authority or that the release resulted in a
clearly unwarranted invasion of privacy.
Section 2.64.160 City's Record Committee.
A. The City Recorder's office shall oversee and coordinate
the City's records access and management and archives activities.
B. There is hereby created the Records Committee, to be
chaired by the City Recorder or designee. Members of the Records
Committee shall include, but not be limited to, the City Recorder
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or designee, a representative from each Department, a
representative from the Mayor's office and a representative from
the City Council Office. The Records Committee shall meet
periodically, as determined by the Records Committee, and the
City Recorder or designee. Records of the Records Committee
shall be maintained by the City Recorder's office.
C. Each Department and the City Council Office shall
appoint a records representative to assist with and be directly
responsible for the implementation of this Chapter regarding
their records. Regular training shall be coordinated under the
direction of the Records Committee.
D. The Records Committee shall develop, as needed, records
management and access policies and procedures to govern and
implement the provisions of the Act and this Chapter. Approval
and promulgation of records policies and procedures shall be in
accordance with the provisions of this Chapter and the Act.
Copies of all rules and policies promulgated under this Chapter
shall be forwarded to the Utah State Division of Archives.
Section 2.64.170 Development of policies and guidelines
relating to retention and maintenance of City
records.
A. The Records Committee shall develop policies and
guidelines relating to the retention and maintenance of City
records. Records maintenance policies and procedures shall be
developed to ensure that due care is taken to maintain and
preserve City records. Policies and regulations regarding types
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and formats of papers, inks, electronic media, and other records
and information storage media, materials, equipment and
techniques shall be developed and promulgated by the Records
Committee.
B. Property rights to City records may not be permanently
transferred from the City to any private individual or entity,
including those legally disposable as obsolete City records.
This prohibition does not include the providing of copies of City
records otherwise produced for release or distribution under this
Chapter.
Section 2.64.180 Receiving, storing and preserving City records.
It is the responsibility of the City Recorder to receive,
store and preserve City records and to store and to provide
reasonable access to them in compliance with this Chapter and the
Act. Policies and guidelines regarding the nature of records and
record series which are to be received and stored by the City
shall be developed and promulgated by the City Recorder. The
office of the City Recorder shall be considered the formal and
official repository of City records including historical records.
Section 2.64.190 Computerized records.
A. The City retains and reserves to itself the right to use
any type of non-verbal or non -written formats to store, maintain
or retrieve City records which are not prohibited by state
statute, and does not compromise legal requirements for record
storage, retrieval, security and maintenance. All computerized
and non -written format records and data which are properly
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designated and classified as "public" in accordance with the Act
and this Chapter, shall be made available to a requester as
provided in this Chapter and the Act.
B. The public shall have the right to access records, in
accordance with the Act and this Chapter, contained in non -
written formats or data processing systems. The method of access
to such "public" records shall be as determined appropriate by
the Director of the Department or the City Council Office
maintaining the records, considering all the circumstances,
provided, however, that a Director of a Department or the City
Council office shall not use the physical form, electronic or
otherwise, in which a record is stored, to deny the right to
inspect and receive copies of a record under this Chapter and the
Act. Access may include, but not be limited, to the following:
(1) by using a City computer terminal or other viewing
or listening device to retrieve data directly from the
terminal screen; provided, however, that due regard shall be
exercised to ensure that any non-public records will not be
accessed, retrieved or displayed on the device and that
records are not erased or damaged;
(2) by providing paper or "hard" copies of record
printouts or by providing magnetic tapes, discs, or other
means of electronic storage containing the computer, data
processing or other electronic information system records;
or
(3) by the use, where appropriate, of remote terminals
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which have access to City computer, data processing or
electronic information systems permitting such remote
terminal access and provided that due regard shall be
exercised to ensure that non-public records will not be
available by remote terminal access.
C. All data retained on computer, data processing or
electronic information systems shall be kept and maintained with
due diligence to protect the security of any record which is
considered non-public under the Act and this Chapter. The
Records Committee shall develop policies and regulations
regarding the nature and duration of the storage of any "public"
or non-public record, contained or stored upon non -written
formats or data processing systems.
Section 2.64.200 Accommodations for persons with disabilities.
Reasonable accommodations regarding access to City records
shall be provided to persons with disabilities in accordance with
policies developed under this Chapter.
Section 2.64.210 Amendment or correction of record.
Records held by the City may be amended or corrected as
needed. Requests for amendments, corrections, or other changes
shall be made in writing, to the Department or the City Council
Office, if applicable, maintaining the record in question,
setting forth, with specificity, the amendment or correction
requested and the reason for the change. When an amendment or
correction of a City record is made, generally only the amended
or corrected record shall be retained, unless the nature of the
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record indicates otherwise or as may be provided by policies and
procedures adopted under the provisions of this Chapter.
Section 2.64.220 Disciplinary action for knowing violation of
this Chapter.
A City employee who knowingly refuses to permit access to
records in accordance with the Act and this Chapter, or who
permits access to non-public records knowing that such access is
prohibited, or who knowingly, without authorization or legal
authority, disposes of, alters, or removes records or allows
other persons to do so in violation of the provisions of the Act,
this Chapter, or other law or regulation, may, in addition to the
penalties established in the Act, be subject to disciplinary
action, including termination.
Section 2.64.230 Effective date.
This ordinance shall be deemed effective on its first
publication.
Passed by the City Council of Salt Lake City, Utah, this
4th day of October , 1994.
ATTEST:
OfIVA/
CHAIRPERSO
30
APPROVED AS TO FORM
Salt e City Attomey's Office
Date • ' 2
By
Transmitted to the Mayor on October 4, 1994.
Mayor's Action:
X Approved ijetoed
Bill No. 85 of 1994
Published October 11, 1994
MAYOR
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