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Transmittal - 1/4/2022 MARY BETH THOMPSON Finance Director ERIN MENDENHALL Mayor DEPARTMENT OF FINANCE POLICY AND BUDGET DIVISION 451 SOUTH STATE STREET, ROOM 238 PO BOX 145467, SALT LAKE CITY, UTAH 84114-5455 TEL 801-535-6394 CITY COUNCIL TRANSMITTAL ______________________________ Date Received: ___________ Lisa Shaffer, Chief Administrative Officer Date sent to Council: ___________ ____________________________________________ ____________________________ TO: Salt Lake City Council DATE: January 4, 2022 Dan Dugan FROM: Mary Beth Thompson, Chief Financial Officer SUBJECT: Fraud Risk Assessment as required by the State SPONSOR: NA STAFF CONTACT: Mary Beth Thompson, Teresa Beckstrand DOCUMENT TYPE: Fraud Risk Assessment RECOMMENDATION: Review this assessment as part of the City’s financial audit presentation. BUDGET IMPACT: NA BACKGROUND/DISCUSSION: As part of the State Compliance portion of the yearly financial audit, the State Auditors’ Office requires that the City complete, sign and present to the Council the Fraud Risk Assessment document. This document is included with the transmittal to be presented in conjunction with the City Financial audit presentation.” PUBLIC PROCESS: Lisa Shaffer (Jan 4, 2022 16:47 MST) YES YES YES YES YES YES YES YES YES YES YES YES YES NO YES YES YES YES Salt Lake City Corporation 375 Lisa Shaffer June 30, 2022 Mary Beth Thompson 11/10/2021 Lisa Shaffer (Nov 10, 2021 11:36 MST) Yes Yes YES YESWe don't have blank checks. YES TES Yes YES YES YES YES YES