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Transmittal - 11/21/2023ERIN MENDENHALL Mayor RACHEL Ono, CHIEF OF STAFF CITY COUNCIL TRANSMITTAL DATE RECEIVED: ____ _ KATHERINE LEWIS Office of the City Attorney DATE SENT TO COUNCIL:----- TO: Salt Lake City Council Darin Mano, Chair DATE: _____ _ FROM: C l em~ke City Justice Court -Presiding Judge ~ (signature) SUBJECT: Recertification of the Salt Lake City Justice Court STAFF CONTACTS: DOCUMENT TYPE: Resolution Clemens Landau -Presiding Judge, clemons.landau@slcgov.com Curtis Preece -Court Administrator, Cu1ii s.preece@ lcg ov.com Jaysen Oldroyd, Senior City Attorney, jaysen.o ldroyd @s lcgov.com RECOMMENDATION: It is recommended that the City Council pass this resolution asking the Utah Judicial Council to recertify the Salt Lake City Justice Court (the "Court") in order to provide for the Court's continued operation. BUDGET IMPACT: The resolution seeking the recertification of the Salt Lake City Justice Court would simply allow the City to maintain the status quo. Consequently, passing this resolution would not create any significant budget impacts. In contrast, electing not to pursue the recertification of the Salt Lake City Justice Court would significantly impact the budget by severely impairing, if not entirely eliminating, the justice court's ability to perform its governmental functions . BACKGROUND/DISCUSSION: Every four years, the Salt Lake City Justice Court must be recertified by the Utah Judicial Council in order to continue operations pursuant to Utah Code§ 78A-7-103. As part of that recertification process, the City is required to submit a duly passed resolution of the City Council that requests recertification of the Justice Court. Other components of the recertification process include a signed affidavit from the Presiding Judge of the Salt Lake City Justice Court ("Affidavit") and an opinion letter from the Salt Lake City Attorney's Office ("Opinion Letter"). Signed copies of the Affidavit and the Opinion Letter are included as part of this transmittal for the City Council's consideration. Judge Clemons Landau, Curtis Preece, and Jaysen Oldroyd could be available to be at the table during the work session . A clean copy (approved as to form) of the proposed resolution is included with this transmittal. 451 SOUTH STATE STREET, ROOM 5osA P.O. BOX 145478, SALT LAKE CITY, UT 84114-5478 WWW.SLCGOV.COM TEL 801-535-7788 FAX 801-535-7640 rachel otto (Nov 21, 2023 12:27 MST)11/21/2023 11/21/2023 11/21/2023 RESOLUTION NO. ______ OF 2023 REQUESTING THE RECERTIFICATION OF THE JUSTICE COURT OF SALT LAKE CITY WHEREAS, the provisions of Utah Code § 78A-7-103, require that Justice Courts be recertified at the end of each four-year term; and WHEREAS, Salt Lake City Corporation has received notification from the Administrative Office of the Courts that in order for the Salt Lake City Justice Court to be recertified, an application must be returned to that office by December 15, 2023; and WHEREAS, the members of the Salt Lake City Council have received an opinion letter from Senior City Attorney Jaysen R. Oldroyd which sets forth the requirements for the operation of a justice court, states that the Salt Lake City Justice Court meets such minimum requirements and opines that it is legally feasible for the City to maintain a justice court; and WHEREAS, the members of the Salt Lake City Council have determined that it is in the best interests of Salt Lake City to continue to maintain a justice court; NOW, THEREFORE, BE IT RESOLVED by the City Council of Salt Lake City, Utah that: Section 1: The City Council of Salt Lake City, Utah hereby requests recertification of the Salt Lake City Justice Court by the Board of Justice Court Judges and the Utah Judicial Council; and Section 2: The City Council of Salt Lake City, Utah hereby affirms its willingness to continue to meet all requirements set forth by the Judicial Council for 2 continued operation of the Salt Lake City Justice Court for the next four-year term of court, except as to any requirements waived by the Utah Judicial Council. Passed by the City Council of Salt Lake City, Utah, this ______ day of ________, 2023. SALT LAKE CITY COUNCIL By_____________________________ CHAIRPERSON ATTEST: ______________________________ CITY RECORDER APPROVED AS TO FORM: Salt Lake City Attorney’s Office Date: 11/20/2023 Sign: Print: Jaysen Oldroyd ERIN MENDENHALL KATHERINE LEWIS Mayor Office of the City Attorney 451 SOUTH STATE STREET, ROOM 505A WWW.SLCGOV.COM P.O. BOX 145478, SALT LAKE CITY, UT 84114-5478 TEL 801-535-7788 FAX 801-535-7640 November 20, 2023 Darin Mano, Chair Salt Lake City Council 451 South State Street, Room 304 Salt Lake City, Utah 84111 Re: Recertification of Salt Lake City Justice Court Dear Council Chair Mano and Council Members, Every four years, the Salt Lake City Justice Court must be recertified by the Utah Judicial Council in order to continue operations pursuant to Utah Code § 78A-7-103. As part of that recertification process, I have been asked to provide an opinion letter addressing whether all requirements for the operation of a justice court have been met by Salt Lake City and whether it remains legally feasible to maintain a justice court. Statutory Requirements The Utah Code requires that certain standards be met in the operation of a justice court. These statutory requirements include: 1. All official court business shall be conducted in a courtroom or an office located in a public facility which is conducive and appropriate to the administration of justice (Utah Code §78A-7-213). 2. Each court shall be open and judicial business shall be transacted every day as provided by law (Utah Code Section 78A-7-213), although the judge is not required to present during all hours that the court is open. 3. The hours that the court will be open shall be posted conspicuously at the court and in local public buildings (Utah Code §78A-7-213). 4. The clerk of the court and the judges of the justice court shall attend the court at regularly scheduled times (Utah Code §78A-7-213). Council Chair Mano November 20, 2023 Page 2 5. The municipality maintaining the justice court shall provide and compensate judges and clerical personnel to conduct the business of the court (Utah Code §78A-7-206 and Utah Code §78A-7-207). 6. The municipality maintaining the justice court shall assume the expenses of travel, meals, and lodging for the judges of that court to attend required judicial education and training (Utah Code §78A-7-103). 7. The municipality maintaining the justice court shall provide sufficient clerical personnel to serve the needs of the justice court and shall assume the cost of travel and training expenses of such clerical personnel at training sessions conducted by the Judicial Council (Utah Code §78A-7-103). 8. The municipality maintaining the justice court shall provide a sufficient staff of public prosecutors to attend the court and perform the duties of prosecution (Utah Code §78A-7-103). 9. The municipality maintaining the justice court shall provide adequate funding for attorneys where persons are indigent as provided by law (Utah Code §78A-7-103). 10. The municipality maintaining the justice court shall provide sufficient local peace officers to provide security for the court and to attend court when required (Utah Code §78A-7- 103). 11. Witnesses and jury fees as required by law shall be paid by the municipality maintaining the justice court (Utah Code §10-7-76). 12. Any fine, surcharge, or assessment which is payable to the State shall be forwarded to the State as required by law (Utah Code §78A-7-120 and Utah Code §78A-7-121). 13. Every municipality maintaining a justice court shall pay the judge of that court a fixed compensation, within the range provided by statute (Utah Code §78A-7-206). 14. Court shall be held within the jurisdiction of the court, except as otherwise provided by law (Utah Code §78A-7-212). 15. All required reports and audits shall be filed as required by law or by rule of the Judicial Council pursuant to Utah Code §78A-7-215. 16. All justice courts shall use a common case management system and disposition reporting system as specified by the Judicial Council (Utah Code §78A-7-213). Council Chair Mano November 20, 2023 Page 3 17. All justice courts shall record all proceedings with a digital audio recording device and maintain the audio recordings for one year. (Utah Code §78A-7-103). 18. The municipality maintaining the justice court shall provide adequate courtroom and auxiliary space for the justice court, which need not be specifically constructed for or allocated solely for the justice court when existing facilities adequately serve the purposes of the justice court (Utah Code § 78A-1-103). 19. The municipality maintaining the justice court shall provide each judge of its justice court with current copies of the Utah Code, the Utah Court Rules Annotated, the justice court manual published by the state court administrator, the Motor Vehicle laws of the State of Utah, the state laws affecting local governments, local ordinances, and other legal reference materials as determined to be necessary by the judge (Utah Code § 78A-7-103). Judicial Council Requirements In addition to those requirements directly imposed by statute, Utah Code §78A-7-103 directs the Judicial Council to promulgate minimum requirements for the creation and certification of justice courts. Pursuant to statute, the Judicial Council has adopted the following additional minimum requirements which can be found in Appendix B of the Utah Rules of Judicial Administration: 1. That a clerk shall be available for at least one hour each day the court is required to be open and during court hearings, as required by the judge. These hours shall be posted on the court’s website. 2. The judge shall be available to conduct court business as needed, performing all duties required and exercising ultimate responsibility for the administration of justice as an independent branch of government. 3. All court hearings shall be conducted in a designated courtroom, including remote transmission, as permitted by the Judicial Council, or in another location authorized by the Presiding Judge. 4. The minimum furnishings for a courtroom shall include: a desk and chair for the judge (on a riser at least six inches above the well), a desk and chair for the court clerk, chairs for witnesses, separate tables and appropriate chairs for plaintiffs and defendants, a Utah State flag, a United States flag, a separate area and chairs for at least four jurors, a separate area with appropriate seating for the public, an appropriate room for jury deliberations, and an appropriate area or room for victims and witnesses that is separate from the public, as well as a judicial robe, a gavel, and necessary forms and supplies. Council Chair Mano November 20, 2023 Page 4 5. Appropriate office space must be provided for the judge and clerk. This office space may be shared under certain circumstances, but if shared the judge and clerk must have priority to use the space whenever needed. The office space shall include a desk for the judge and a desk for the clerk, secure filing cabinets for the judge and the clerk, a telephone for the judge and a telephone for the clerk, appropriate office supplies to conduct court business, a cash register or secured cash box for each clerk performing cashiering duties, a computer with word processing software, and access to a scanner and copy machine. 6. The court shall provide interpreters are required by Rule 3-306.04 of the Code of Judicial Administration. 7. A clerk must be present during the time the court is open each day and during court sessions, as required by the judge. 8. The court must have at least one peace officer (which may be contracted). 9. A court security plan must be submitted and approved as required by Rule 3-414 of the Code of Judicial Administration. 10. Each court must have at least one computer with access to the internet, and appropriate software and security/encryption technology to allow for electronic reporting and access to Driver License Division (“DLD”) and the Bureau of Criminal Identification (“BCI”), as defined by the reporting and retrieval standards promulgated by the Department of Public Safety. In addition, all justice courts must use the CORIS case management system. 11. Each court shall report required case disposition information to DLD, BCI and the Administrative Office of the Courts electronically, as described in the foregoing Subparagraph 10 above. 12. Clerks’ education hours shall be reported to the Administrative Office of the Courts on an annual basis. 13. The appointment of the clerks assigned to serve the court shall be subject to the judge’s approval, who may participate in the interview and personnel evaluation process for the clerks at his or her discretion. 14. Court staff shall be certified as contemplated by Rule 3-303 of the Code of Judicial Administration. 15. Any interlocal agreement relating to court operations, as amended to date, shall be provided to the Justice Court Administrator. Council Chair Mano November 20, 2023 Page 5 16. The court shall accept credit and debit cards through a system that integrates with CORIS. 17. The Court shall have access to UCJIS. 18. An audio recording system shall maintain a digital recording of all court proceedings. For Class I and Class II Justice Courts, the system must: i. be stand-alone unit that records and audibly plays back the recording; ii. index, back-up and archive the recording and enable the record to be retrieved; iii. have at least four recording channels; iv. have a one-step “on” and “off” recording function; v. have conference monitoring of recorded audio; vi. have external record archiving from the unit with local access; vii. be capable of being integrated with the court’s public address system; In establishing minimum requirements, the Judicial Council has determined that justice courts with higher case filings require greater support services. The Salt Lake City Justice Court is a Class I Court, which designation applies to courts having an average monthly filing of more than 500 cases. According to an affidavit executed by Clemens Landau, the presiding judge of the Salt Lake City Justice Court, the average monthly filing for the Salt Lake City Justice Court for fiscal year 2022 - 2023 was approximately 2,188 cases. In addition to the minimum requirements set forth above, a Class I Court must have at least one full-time judge and at least three clerks – at least one of whom is available during regular business hours; it must have a courtroom which is dedicated for the exclusive use as a court that meets the master plan guidelines adopted by the Judicial Council; and the judge's chambers and clerk's office cannot be shared by another entity. The State Legislature has provided that any justice court which continues to meet the minimum requirement for its class is entitled to be recertified. However, the Judicial Council also has authority to waive any minimum recertification requirement imposed by rule of the Council rather than by statute. Waiver is at the discretion of the Judicial Council and will be based upon a demonstrated need for a court to conduct judicial business and upon public convenience. Any waiver will generally be for the entire term of the certification. A waiver must be obtained through the Judicial Council each time a court is recertified and, the fact that a waiver has been previously granted, will not be determinative on the issue of waiver for any successive application. Council Chair Mano November 20, 2023 Page 6 There is a great diversity in the needs of the Justice Courts. The needs of a particular court are affected by the type of cases filed (some courts have a high percentage of traffic matters, while others handle significant numbers of criminal and small claims matters), the location of the Court, the number of law enforcement agencies served, the policies and procedures followed by each judge with respect to the operation of the Court, and many other factors. Clerical resources and judicial time are particularly sensitive to local conditions. In order to adequately function, it is anticipated that some courts will exceed minimum requirements for clerical resources and judicial time. Similarly, the particular circumstances of a court may allow it to operate efficiently with less than the minimum requirements in the4 above areas; in such circumstances a waiver may be requested. The Utah Code also provides that the Judicial Council may grant an extension of time for any requirement which is not specifically required by statute. An extension may be granted at the discretion of the Judicial Council where individual circumstances temporarily prevent the entity from meeting a minimum requirement. An extension will be for a specific period of time and the certification of the court will terminate at the end of the extension period. In order for the court to continue to operate beyond the extension period, the court must be certified as meeting all requirements, obtain an additional extension, or obtain a waiver as provided above. As part of the recertification process established by the Judicial Council, the city must also submit a sworn court certification affidavit from the judge of the justice court. Judge Clemens Landau, who is presiding judge of the Salt Lake City Justice Court, has prepared this affidavit indicating that the court meets the minimum statutory and Judicial Council recertification requirements. It is the opinion of this office, based upon Judge Landau’s affidavit and our familiarity with the operations of the Salt Lake City Justice Court, that (i) the court continues to meet or exceed the minimum requirements for a Class I justice court, (ii) is entitled to recertification, and (iii) that it is legally feasible for Salt Lake City to continue operating a justice court. If you have any questions or if I can provide you with any additional assistance, please let me know. Sincerely, Jaysen R. Oldroyd Senior City Attorney COURT CERTIFICATION AFFIDAVIT Justice Court: Salt Lake City Justice Court Judge: Clemens Landau, Presiding Judge Address: 333 South 200 East Salt Lake City, UT. 84111 Telephone: 801-535-6300 Court's Website: _sl~c"""'.g""'o~v~/c~o_u_r~ts""'"/ ________________ _ Level of Court (Circle one): ! Average Case Filings Per Month: 2188 (Includes Traffic, Criminal. Small Claims) Daily Court Hours: 8:00 AM -5:00 PM, Monday -Friday Number of Full-time Clerks: 26 plus 5 support staff #Hours Worked Per Week Per Clerk: 1Q._ Number of Part-time Clerks: 0 ----- #Hours Worked Per Week Per Clerk: NA ~~--- This form is divided into two parts. Section I contains those requirements that are statutory and cannot be waived. Section II contains minimum requirements established by the Judicial Council, and those requirements may be waived pursuant to the procedure set forth in the Instructions to Applicant included with this Application for Recertification. ComesnowJudge~C_le_n_1_el_1s~L~a~n~d_a_u __________________ __. Justice Court Judge for Salt Lake City Justice Court and, except as specifically noted below, certifies as follows: 17 SECTION I THE FOLLOWING ITEMS ARE STATUTORY AND CANNOT BE WAIVED. CERTIFICATION WILL NOT BE GRANTED UNLESS EACH REQUIREMENT IS MET. Please indicate Yes or No to each of the following: 1. All official court business is conducted in a public facility. Yes 2. Court is open daily. Yes 3. The hours of court operation are posted conspicuously. Yes 4. The judge and the clerk attend court at regularly scheduled times based on the level of the court. Yes 5. The judge is compensated at a fixed rate, within the statutory range. Yes 6. The responsible governmental entity provides and compensates sufficient clerical personnel necessary to conduct the business of the court. Yes 7. The responsible governmental entity assumes the expenses of the travel of the judge for purposes of required judicial education. Yes 8. The responsible governmental entity assumes the expenses of the travel of each clerk for the purposes of attending training sessions conducted by the Judicial Council. Yes 9. The responsible governmental entity provides the Court with: a. Sufficient prosecutorial support Yes b. Funding for attorneys for indigent defendants, as appropriate Yes c. Sufficient local law enforcement officers to attend court as provided by statute Yes d. Security for the court as provided by statute Yes e. Witness and juror fees Yes f. Appropriate copies of the Utah Code, the Justice Court Manual, state laws affecting local governments, local ordinances and other necessary legal reference materials Yes 10. Fines, surcharges and assessments which are payable to the state are forwarded as required by law. Yes 11. Court is held within the jurisdiction of the court, except as provided by law (78A-7-212). Yes 12 . All required reports and audits are filed as required by law or Rule of the Judicial Council. Yes 13. A record of all court proceedings is maintained by an appropriate digital recording system. Yes SECTION II Section II contains minimum requirements established by the Judicial Council, and those requirements may be waived or an extension granted pursuant to the procedure set forth in the Instructions to Applicant included with this Application for Recertification. Please indicate YES or NO to each of the following: 1. A clerk is available each day to conduct court business, including hearings as required by the judge, for the number of hours required for the classification of the court. Yes 2. Hours during which a clerk is available are posted on the court's website. Yes 3. The judge is available to conduct court business as needed. Yes 4. The judge performs all duties required and exercises ultimate responsibility for the administration of justice as an independent branch of government. Yes 5. All court hearings are conducted in a designated courtroom, by remote transmission, or in another location authorized by the Presiding Judge. Yes Minimum furnishings in the courtroom include: Desk and chair for the judge Yes b. A six-inch riser Yes c. Desk and chair for the court clerk Yes d. Chairs for witnesses Yes e. Separate tables and appropriate chairs for plaintiffs and defendants Yes f. A new Utah State flag that will be on display no later than March 9, 2024 Yes g. A United States flag Yes h. A separate area and chairs for at least four jurors Yes I. A separate area with appropriate seating for the public Yes J. An appropriate room for jury deliberations Yes k. An appropriate area or room for victims and witnesses which is separate from the public Yes 1. A judicial robe Yes m. A gavel Yes p. Necessary forms and supplies Yes q. Office space for the judge Yes r. Office space for the court clerk Yes t. Appropriate office supplies Yes u. A cash register or secured cash box for each clerk performing cashiering duties Yes v. At least one computer with word processing software and internet access Yes w . Access to a scanner and copy machine Yes 4. The court shall provide interpreters as required by Rule 3-306.04 of the Code of Judicial Administration. Yes 5. Does the applicant have a law enforcement department? Yes 6. If the applicant does not have a law enforcement department, identify the law enforcement agency which will provide law enforcement services for the applicant: Yes 7. A court security plan has been submitted for approval as required by Rule 3-414 of the Code of Judicial Administration. Yes 8. The court electronically reports to the Driver License Division, the Bureau of Criminal Identification and the Administrative Office of the Courts as required. Yes 9. Clerks' education hours shall be reported to the Administrative Office of the Courts on an annual basis. Yes 10. The appointment of the clerk(s) assigned to serve the court are subject to the judge's approval, who may participate in the interview and personnel evaluation process for the clerk(s) at his or her discretion. Yes 11. Court staff are current with all certification requirements required by the Board of Justice Court Judges from the month after starting with the court through September 30, 2023. Yes 12. Any interlocal agreement relating to court operations shall be submitted to the Administrative Office of the Court with the city's application for recertification. Yes 13. The court accepts credit and debit cards through a system that integrates with CORIS. Yes 14. The court has access to UCJIS. Yes 15. An audio recording system that complies with the description below maintains a digital recording of all court proceedings. Yes For Class I and Class II justice courts, the system must: Be a stand-alone unit that records and audibly plays back the recording; Index, back-up and archive the recording and enable the record to be retrieved; Have at least four recording channels; Have a one-step "on" and "off' recording function; Have conference monitoring of recorded audio; Have external record archiving from the unit with local access; and Be capable of being integrated with the court's public address system. For Class III and Class IV justice courts, the system must, at a minimum: Be a stand-alone unit that records and audibly plays back the recording; Index, back up and archive the recording and enable the record to be retrieved; and Have at least two recording channels. 16. If the court is a Class I court: a. Judge is employed on a full-time basis Yes b. Dedicated courtroom which meets the master plan guidelines adopted by the Judicial Council Yes c. Court has a jury deliberation room Yes d. Judge's chambers, clerk's office, and courtroom are in the same building Yes e. Judge has his or her own private chambers Yes f. Clerk's office is separate from any other entity Yes g. Court is open during normal business hours Yes 17. If the court is a Class II court: NA a. Court is open (check one) 201-300 average monthly filings: at least 4 hours/day 301-400 average monthly filings: at least 5 hours/day 401-500 average monthly filings: at least 6 hours/day b. Trial calendar is set at least weekly c. Courtroom configuration is permanent d. Courtroom, judge's chambers, and clerk's office are within the same building e. Judge has his or her own private chambers 18. If the court is a Class III court: NA a. Trial calendar is set at least twice per month b. Court is opened (check one): __ 61-150 average monthly filings: at least 2 hours/day __ 151-200 average monthly filings: at least 3 hours/day 19. If the court is a Class IV court: NA a. Trial calendar is set at least monthly b. Court is open at least 1 hour per day ") 1 20. If you have responded with a "no" to any item in Section II above, you must request a waiver or extension below and justify that request. If waiver or extension of any requirement is requested, please specify each requirement and indicate factors which demonstrate a need for the waiver or extension. For any requested extension, please include the requested extension period. (To receive a waiver or extension of any requirement, the information requested in this section must be provided. Remember that statutory requirements cannot be waived or extended). I am familiar with the minimum operational standards for this court, and except as noted above, those standards are currently met or exceeded. During the current term of the court, I have met with the appropriate governing body of the city to review the budget of the court, review compliance with the minimum requirements and operational standards, and discuss other items of common concern . DATED this . of) I day of I declare under criminal penalty of the State of Utah that the foregoing is true and correct. Executed on this ( 0~ day of __ ~_o_v_e;_V\_be __ r--_, 2023. 22 CHECKLIST Please be sure that your application for recertification includes each of the following: 1. X Court Certification Affidavit completed and signed by the judge. 2. A copy of a written opinion from the city or county attorney (as appropriate), directed to the appropriate sponsoring governmental entity, advising that entity of all requirements for the operation of the justice court and the feasibility of maintaining the court. 3 . A copy of a duly passed resolution of the sponsoring governmental entity that a. requests recertification of the court, and b. affirms that the entity is willing to meet all requirements for the operation of the court during the period of certification. 4. X A copy of your court security plan, as required by Rule 3-414 of the Code of Judicial Administration. 5. A copy of any interlocal agreement(s) relating to court operations, as amended to date. ALL OF THESE DOCUMENTS MUST BE RECEIVED BY THE ADMINISRA TIVE OFFICE OF THE COURTS BY: DECEMBER 15, 2023. Board of Justice Court Judges Attention: James M. Peters Administrative Office of the Courts P. 0. Box 140241 Salt Lake City, Utah 84114-0241 j amesp@utcourts.gov 23